Vale director Komai Shunji files initial Form 3

Vale S.A. director Komai Shunji filed an initial Form 3, which is the first beneficial ownership report required for insiders.

Rhea-AI Filing Summary

Vale S.A. director Komai Shunji filed an initial Form 3, which is the first beneficial ownership report required for insiders. The filing lists no transactions and shows no derivative positions in the data provided, serving mainly as a baseline disclosure of Komai’s insider status at Vale.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Vale (VALE) Form 3 filing by Komai Shunji report?

The Form 3 filing reports that Komai Shunji is an insider of Vale S.A., serving as a director. It is an initial statement of beneficial ownership and, in the provided data, includes no listed transactions or derivative security positions.

Is Komai Shunji a director or officer in the Vale (VALE) Form 3 filing?

According to the filing data, Komai Shunji is reported as a director of Vale S.A.. The record shows no officer role, no officer title, and indicates that he is not a ten percent owner based on the available fields.

Does the Vale (VALE) Form 3 for Komai Shunji show any share transactions?

No, the Form 3 data for Komai Shunji shows no share transactions. The transaction summary lists zero buys, zero sells, and no derivative exercises, meaning this filing functions purely as an initial ownership registration without reported trades.

Are there any derivative securities reported in the Vale (VALE) Form 3 for Komai Shunji?

The provided Form 3 data shows no derivative securities for Komai Shunji. The derivative summary is empty and the exercise-related counts in the transaction summary are zero, indicating no options, warrants, or other derivatives are listed in this filing excerpt.

What does the transaction summary indicate in the Vale (VALE) Komai Shunji Form 3?

The transaction summary indicates no activity: buy, sell, acquire, and dispose counts are all zero. Net buy/sell direction is described as neutral, reinforcing that this Form 3 is a baseline insider registration without reported trading events.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 03:54 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Komai Shunji

(Last) (First) (Middle)

PRAIA DE BOTAFOGO 186

19TH FLOOR BOTAFOGO

(Street)

RIO DE JANEIRO RIO DE JANEIRO 22250145

(City) (State) (Zip)

BRAZIL

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Vale S.A. [ VALE ]

3a. Foreign Trading Symbol
[VALE3]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Thiago Kiill Lofiego, Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)