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Vale (VALE) director Vasconcelos Xavier Wagner files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vale S.A. filed an initial ownership report on Form 3 for director Vasconcelos Xavier Wagner. The filing lists his status as a director but does not report any stock transactions or derivative positions, serving as a baseline disclosure of his insider status.

Positive

  • None.

Negative

  • None.
Buy transactions 0 transactions Form 3 transactionSummary buyCount
Sell transactions 0 transactions Form 3 transactionSummary sellCount
Net buy/sell shares 0 shares Form 3 transactionSummary netBuySellShares
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
derivative positions financial
"derivativeSummary contains remaining derivative positions"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
beneficial ownership regulatory
"Any disclaimers of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Vasconcelos Xavier Wagner

(Last)(First)(Middle)
PRAIA DE BOTAFOGO 186
19TH FLOOR BOTAFOGO

(Street)
RIO DE JANEIRORIO DE JANEIRO22250145

(City)(State)(Zip)

BRAZIL

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Vale S.A. [ VALE ]
3a. Foreign Trading Symbol
[VALE3]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Thiago Kiill Lofiego, Attorney-in-fact03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Vale (VALE) disclose in this Form 3 for Vasconcelos Xavier Wagner?

Vale reports that Vasconcelos Xavier Wagner is a director and files an initial Form 3 ownership statement. The filing shows no reported stock transactions or derivative positions, establishing a baseline insider disclosure for this director.

Does the Vale (VALE) Form 3 for Vasconcelos Xavier Wagner show any share purchases or sales?

No, the Form 3 shows no share purchases or sales for Vasconcelos Xavier Wagner. Transaction counts and share totals for buys, sells, exercises, gifts, and other dispositions are all reported as zero in this filing.

Are there any derivative securities reported for Vale (VALE) director Vasconcelos Xavier Wagner?

No derivative securities are reported for Vasconcelos Xavier Wagner in this Form 3. The derivative summary is empty and the derivative transaction count is zero, indicating no options, warrants, or similar instruments disclosed here.

What is the net buy/sell direction in this Vale (VALE) Form 3 filing?

The Form 3 reports a net buy/sell direction of neutral for Vasconcelos Xavier Wagner. Net buy/sell shares are zero, reflecting that no acquisitions or dispositions of Vale securities are recorded in this initial ownership statement.

Is Vasconcelos Xavier Wagner identified as a ten percent owner of Vale (VALE) in this Form 3?

No, the filing does not identify Vasconcelos Xavier Wagner as a ten percent owner. The Form 3 flags him as a director but indicates he is not a ten percent beneficial owner of Vale’s equity securities.
Vale S A

NYSE:VALE

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