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Veritex (VBTX) Insider Fallon Trims Stake; Holds 17k Shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Veritex Holdings, Inc. (VBTX) – Form 4 insider transaction disclosure.

Director William Fallon reported an open-market sale of the company’s common stock on 1 Aug 2025. The filing shows:

  • Shares sold: 7,220
  • Transaction code: S (sale)
  • Weighted-average price: $30.685 per share (sales executed between $30.68–$30.70)
  • Direct holdings after sale: 14,191 shares
  • Indirect holdings: 3,000 shares in an IRA

The sale represents a reduction of Fallon’s direct ownership but leaves him with a combined total of 17,191 shares. No derivative transactions were reported. The filing does not disclose any 10b5-1 trading plan for this transaction.

Positive

  • None.

Negative

  • Director sold 7,220 shares, which may be perceived as a mild negative signal though size appears immaterial.

Insights

TL;DR: Small director sale; immaterial to VBTX fundamentals.

The 7,220-share disposition—worth roughly $0.22 million—equals a modest fraction of Veritex’s ~55 million-share float. Insider sales can signal reduced confidence, yet the limited size and retention of 17k shares suggest personal liquidity rather than strategic concern. The absence of derivative activity or multiple insiders selling points to low material impact on valuation or governance outlook.

TL;DR: Routine Section 16 filing; no red flags.

Fallon remains a board member post-sale and continues to hold equity, aligning interests with shareholders. No evidence of coordinated insider selling or rule 10b5-1 plan usage is given, but single-day trades within a narrow price band appear ordinary. Overall, the event is non-impactful to governance perception.

Insider WILLIAM FALLON
Role Director
Sold 7,220 shs ($222K)
Type Security Shares Price Value
Sale Common Stock 7,220 $30.685 $222K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 14,191 shares (Direct); Common Stock — 3,000 shares (Indirect, IRA)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAM FALLON
(Last) (First) (Middle)
8214 WESTCHESTER DR. SUITE 800
(Street)
DALLAS TX 75225
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Veritex Holdings, Inc. [ VBTX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 S 7,220 D $30.685(1) 14,191 D
Common Stock 3,000 I IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $30.68 to $30.70, inclusive.
Remarks:
/s/ C. Malcolm Holland, III, by power of attorney 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Veritex (VBTX) shares did William Fallon sell?

He sold 7,220 common shares on 1 Aug 2025.

At what price were the VBTX shares sold?

The weighted-average sale price was $30.685, with trades between $30.68 and $30.70.

How many VBTX shares does Fallon hold after the transaction?

He directly owns 14,191 shares and indirectly owns 3,000 shares via an IRA.

What is the transaction code for the sale?

The filing lists code S, indicating an open-market sale.

Did the Form 4 report any derivative securities?

No derivative security transactions were reported in Table II.