Victory Capital (VCTR) CLO settles 19K stock award units
Rhea-AI Filing Summary
Victory Capital Holdings, Inc. executive Nina Gupta, Chief Legal Officer, reported the vesting and settlement of 19,124 performance-based restricted stock units into an equal number of shares of common stock on August 13, 2026, following achievement of the second stock price performance hurdle approved by the compensation committee.
To satisfy related tax obligations, 9,732 common shares were withheld at a price of $118.17 per share, with no open-market purchases or sales reported. After the settlement, Gupta had 38,248 performance-based restricted shares remaining directly owned under the company’s 2018 Equity Plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 9,392 shares
Net Buy
3 txns
Insider
Gupta Nina
Role
Chief Legal Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Performance-based Restricted Stock F3, F4, F1, F5, F6 | 19,124 | -- | -- |
| Exercise | Common Stock F1 | 19,124 | -- | -- |
| Tax Withholding | Common Stock F2 | 9,732 | $118.17 | $1.15M |
Holdings After Transaction:
Performance-based Restricted Stock — 38,248 shares (Direct);
Common Stock — 254,742 shares (Direct)
Footnotes (6)
- F1. Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.
- F2. Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026.
- F3. As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.
- F4. Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.
- F5. Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle.
- F6. Not applicable.
Key Figures
Performance-based restricted stock settled: 19,124 shares
Shares withheld for taxes: 9,732 shares
Withholding price: $118.17 per share
+3 more
6 metrics
Performance-based restricted stock settled
19,124 shares
Performance-based restricted stock settled into common stock on August 13, 2026
Shares withheld for taxes
9,732 shares
Common shares withheld to satisfy tax obligation upon vesting
Withholding price
$118.17 per share
Based on the closing price of Victory Capital shares on August 13, 2026
Performance-based restricted shares after transaction
38,248 shares
Directly held performance-based restricted stock following the vesting event
Derivative exercise shares
19,124 shares
Underlying common shares from exercise/settlement of performance-based restricted stock
Tax-withholding disposition shares
9,732 shares
Shares delivered or withheld for payment of tax liability
Key Terms
performance-based restricted stock, Performance Shares, stock price performance hurdle, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, +1 more
5 terms
performance-based restricted stock financial
"Acquisition of Common Stock upon settlement of performance-based restricted stock."
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
stock price performance hurdle financial
"with vesting tied to four significant stock price performance hurdles."
Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan financial
"pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan,"
tax obligation financial
"shares of Common Stock withheld to satisfy the reporting person's tax obligation"
FAQ
What insider transaction did VCTR executive Nina Gupta report on August 13, 2026?
Gupta reported settlement of 19,124 performance-based restricted stock units into common shares. These Performance Shares vested after the compensation committee confirmed achievement of the second stock price performance hurdle under Victory Capital’s 2018 Equity Plan.
Were Nina Gupta’s VCTR transactions under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not checked, and no footnote indicates a trading plan. The reported activity reflects vesting and tax withholding of performance-based restricted stock, not pre-planned market trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
