STOCK TITAN

Victory Capital Holdings, Inc. (VCTR) CFO vests 73,763 performance-based shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Victory Capital Holdings executive Michael Dennis Policarpo, President, CFO & CAO, reported vesting of 73,763 performance-based restricted shares on August 5, 2026, upon achievement of the first stock price performance hurdle under the 2018 Equity Plan. These converted into an equal number of common shares, of which 33,453 were withheld at $99.97 per share to satisfy tax obligations. Following the settlement, he directly held 221,287 shares of common stock.

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Insider Policarpo Michael Dennis
Role President, CFO & CAO
Type Security Shares Price Value
Exercise Performance-based Restricted Stock F3, F4, F1, F5, F6 73,763 -- --
Exercise Common Stock F1 73,763 -- --
Tax Withholding Common Stock F2 33,453 $99.97 $3.34M
Holdings After Transaction: Performance-based Restricted Stock — 221,287 shares (Direct); Common Stock — 1,234,577 shares (Direct)
Footnotes (6)
  1. F1. Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.
  2. F2. Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 5, 2026.
  3. F3. As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.
  4. F4. Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.
  5. F5. Performance Shares vested on August 5, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the first stock price performance hurdle.
  6. F6. Not applicable.
Performance-based shares vested 73,763 shares Performance-based restricted stock settled into common stock on August 5, 2026
Shares withheld for taxes 33,453 shares Common stock withheld to satisfy tax obligation upon vesting
Tax withholding price $99.97 per share Closing price used for tax withholding on August 5, 2026
Common shares held after transaction 221,287 shares Direct holdings of common stock reported following settlement
Performance-based award size 73,763 shares Each performance-based restricted share represented a right to one common share
performance-based restricted stock financial
"Acquisition of Common Stock upon settlement of performance-based restricted stock."
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
Performance Shares financial
"performance-based shares of restricted stock (the "Performance Shares") were granted"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.
stock price performance hurdle financial
"with vesting tied to four significant stock price performance hurdles."
2018 Equity Plan financial
"pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan"
withheld to satisfy the reporting person's tax obligation financial
"Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity event did Victory Capital (VCTR) report for Michael Dennis Policarpo?

Victory Capital reported that 73,763 performance-based restricted shares for President, CFO & CAO Michael Dennis Policarpo vested on August 5, 2026. The award vested after achievement of the first stock price performance hurdle under the company’s 2018 Equity Plan and settled in common stock.

How many Victory Capital (VCTR) shares were acquired by Michael Policarpo in this Form 4 filing?

Upon settlement of the performance-based award, Michael Policarpo acquired 73,763 shares of common stock. These shares resulted from the conversion of performance-based restricted stock, with each unit representing a contingent right to receive one share of Victory Capital common stock.

How many Victory Capital (VCTR) shares were withheld for taxes and at what price?

A total of 33,453 shares of Victory Capital common stock were withheld to satisfy Michael Policarpo’s tax obligations, at $99.97 per share. The withholding occurred upon vesting of the performance-based restricted stock on August 5, 2026, using that day’s closing share price.

What are Michael Policarpo’s Victory Capital (VCTR) holdings after this transaction?

After the vesting and tax withholding, Michael Policarpo directly held 221,287 shares of Victory Capital common stock. This post-transaction holding reflects the net result following conversion of 73,763 performance-based restricted shares and the withholding of 33,453 shares for tax purposes.

What performance conditions were tied to Michael Policarpo’s Victory Capital (VCTR) award?

The vested award consisted of performance-based restricted stock granted March 15, 2026, with vesting tied to four stock price performance hurdles. The shares vested after the Compensation Committee approved achievement of the first hurdle on August 5, 2026, under the 2018 Equity Plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Policarpo Michael Dennis

(Last)(First)(Middle)
15935 LA CANTERA PARKWAY

(Street)
SAN ANTONIO TEXAS 78256

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Victory Capital Holdings, Inc. [ VCTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, CFO & CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026M73,763A(1)1,268,030D
Common Stock08/05/2026F33,453D$99.97(2)1,234,577D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-based Restricted Stock(3)(4)08/05/2026M73,763 (5) (6)Common Stock73,763(1)221,287D
Explanation of Responses:
1. Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.
2. Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 5, 2026.
3. As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.
4. Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.
5. Performance Shares vested on August 5, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the first stock price performance hurdle.
6. Not applicable.
/s/ Nina Gupta, attorney-in-fact for Mr. Policarpo08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)