Welcome to our dedicated page for Victory Capital Holdings SEC filings (Ticker: VCTR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Victory Capital Holdings, Inc. filings document an investment-management issuer with Delaware incorporation, Nasdaq-listed common stock and a business centered on fee-based asset management products. Form 8-K reports include operating and financial results, monthly assets under management and total client assets, and material-event disclosures tied to acquisition strategy and executive compensation arrangements.
Proxy materials cover board governance, shareholder voting matters, executive compensation, equity awards and pay-versus-performance disclosure. The filing record also reflects capital-structure and security disclosures, including common-stock references and performance-based restricted stock awards under the Victory Capital Holdings, Inc. 2018 Equity Plan.
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp reported stock-based compensation in the form of two grants of Common Stock. He was awarded 39,748 shares and 14,999 shares at a reference price of $66.67 per share, increasing his direct holdings to 103,448 shares.
The 39,748-share award is scheduled to vest in equal installments on each of March 15, 2027, 2028 and 2029, subject to certain exceptions. The 14,999-share award is scheduled to vest in equal installments on each of March 15, 2027, 2028, 2029 and 2030, also subject to certain exceptions.
Brown David Craig reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Chairman and CEO David Craig Brown received an equity award of 101,994 shares of common stock. These shares vest in three equal installments on March 15, 2027, 2028 and 2029, rather than all at once. The award value reference uses the company’s March 13, 2026 closing share price of $66.67. Following this grant, Brown directly holds 2,263,365 shares of Victory Capital common stock.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that President, Investment Franchise Mannik S. Dhillon received an equity award of 16,499 shares of Common Stock as compensation. These shares vest in three equal installments on March 15 of 2027, 2028 and 2029, aligning the award with multi‑year performance and retention. Following this grant, Dhillon directly holds 297,748 shares of Victory Capital common stock, reflecting his continuing equity stake in the company. The award was valued using the closing share price of $66.67 on March 13, 2026, which sets the accounting basis for this compensation grant rather than indicating an open-market purchase.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 26,998 shares of Common Stock, treated as an award based on a reference price of $66.67 per share. According to the footnotes, these shares vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to certain exceptions. Following this award, Gupta directly holds 235,958 shares of Common Stock.
Victory Capital Holdings, Inc. reported that President, Investment Franchise, Mannik S. Dhillon had 7,746 shares of common stock withheld on March 15, 2026 to cover taxes due on previously granted restricted shares that vested that day. These shares were withheld by the company rather than sold in the open market.
The restricted shares were originally granted in 2023, 2024 and 2025 and vested on March 15, 2026, using a net settlement price equal to the March 13, 2026 closing stock price of $66.67 per share. After this tax-withholding event, Dhillon directly owned 281,249 shares of Victory Capital common stock.
Victory Capital Holdings, Inc. Chief Legal Officer Nina Gupta reported a tax-related share disposition tied to vesting equity awards. On March 15, 2026, 17,096 shares of common stock were withheld at $66.67 per share to satisfy withholding taxes on restricted shares granted in 2023, 2024 and 2025 that vested on March 15, 2026. After this withholding, Gupta directly holds 208,960 shares of Victory Capital common stock.
Victory Capital Holdings, Inc. President, CFO & CAO Michael Dennis Policarpo reported a tax-related share disposition. On March 15, 2026, 28,031 shares of common stock were withheld at a net settlement price of $66.67 per share to cover withholding taxes tied to restricted shares that vested on March 15, 2026. Following this withholding, he directly owns 1,132,021 shares, indicating he retained the large majority of his position.
Victory Capital Holdings, Inc. Chairman and CEO David Craig Brown reported a routine tax-related share withholding. On March 15, 2026, 50,457 shares of common stock were withheld at $66.67 per share to cover taxes on previously granted restricted shares that vested. After this non-market disposition, Brown directly holds 2,161,371 shares of Victory Capital common stock.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Mannik S. Dhillon, President Investment Franchise, received a grant of 65,561 performance-based restricted stock units. Each unit represents a contingent right to one share of common stock under the company’s Amended and Restated 2018 Equity Plan.
These performance shares may vest over a period from March 15, 2026 through March 15, 2033 if specified stock price hurdles are reached. Vesting becomes eligible in four 25% tranches upon achieving average closing share price hurdles of $100.01, $110.01, $120.01, and $133.34 for five consecutive trading days, subject to continued employment and Compensation Committee approval.
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp received a grant of 163,926 shares of performance-based restricted stock. Each performance share represents a contingent right to one share of common stock, with vesting tied to ambitious stock price hurdles over a multi-year period.
The award can vest in four 25% tranches if stock price hurdles of $100.01, $110.01, $120.01 and $133.34 are achieved at any time between March 15, 2026 and March 15, 2033, based on five consecutive trading days. Any earned shares settle within ten business days after Compensation Committee approval, subject to his continued employment through the date each hurdle is achieved.