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Victory Capital Holdings, Inc. President, CFO & CAO Michael Dennis Policarpo reported a tax-related share disposition. On March 15, 2026, 28,031 shares of common stock were withheld at a net settlement price of $66.67 per share to cover withholding taxes tied to restricted shares that vested on March 15, 2026. Following this withholding, he directly owns 1,132,021 shares, indicating he retained the large majority of his position.
Victory Capital Holdings, Inc. Chairman and CEO David Craig Brown reported a routine tax-related share withholding. On March 15, 2026, 50,457 shares of common stock were withheld at $66.67 per share to cover taxes on previously granted restricted shares that vested. After this non-market disposition, Brown directly holds 2,161,371 shares of Victory Capital common stock.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Mannik S. Dhillon, President Investment Franchise, received a grant of 65,561 performance-based restricted stock units. Each unit represents a contingent right to one share of common stock under the company’s Amended and Restated 2018 Equity Plan.
These performance shares may vest over a period from March 15, 2026 through March 15, 2033 if specified stock price hurdles are reached. Vesting becomes eligible in four 25% tranches upon achieving average closing share price hurdles of $100.01, $110.01, $120.01, and $133.34 for five consecutive trading days, subject to continued employment and Compensation Committee approval.
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp received a grant of 163,926 shares of performance-based restricted stock. Each performance share represents a contingent right to one share of common stock, with vesting tied to ambitious stock price hurdles over a multi-year period.
The award can vest in four 25% tranches if stock price hurdles of $100.01, $110.01, $120.01 and $133.34 are achieved at any time between March 15, 2026 and March 15, 2033, based on five consecutive trading days. Any earned shares settle within ten business days after Compensation Committee approval, subject to his continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. granted Chairman and CEO David Craig Brown 590,115 performance-based restricted stock units on March 15, 2026 under its Amended and Restated 2018 Equity Plan. Each unit represents a contingent right to receive one share of common stock at no exercise price.
The award vests only if strict stock price hurdles are met during the period from March 15, 2026 to March 15, 2033. Vesting eligibility is split into four 25% tranches tied to stock price hurdles of $100.01, $110.01, $120.01 and $133.34, each requiring a five-day average closing price and continued employment through achievement and approval.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 76,496 performance-based restricted stock units, each tied to one share of common stock. These awards vest only if ambitious stock price hurdles between $100.01 and $133.34 are met within a seven-year performance period ending on March 15, 2033, and require continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. reported that President, CFO & CAO Michael Dennis Policarpo received a grant of 295,050 performance-based restricted stock shares. Each performance share can convert into one share of common stock if demanding stock price hurdles are met between $100.01 and $133.34 during a performance period from March 15, 2026 to March 15, 2033. Vesting and settlement occur only after the Compensation Committee confirms the stock price hurdles have been achieved and require his continued employment through the achievement date.
Victory Capital Holdings, Inc. approved a one-time grant of performance-based restricted stock awards to key executives under its 2018 Equity Plan. The awards vest only if the stock achieves four price hurdles during a seven-year period starting on March 15, 2026, with a one-year post-vesting holding requirement.
CEO David C. Brown received 590,115 Performance Shares with a grant value of $39,343,000, while other named executives received between 65,561 and 295,050 shares. Vesting occurs in 25% increments at stock price hurdles of $100.01, $110.01, $120.01, and $133.34, and unearned shares are forfeited.
Victory Capital Holdings, Inc. reported that as of February 28, 2026, Total Assets Under Management were $324.0 billion, with Other Assets of $3.1 billion, for Total Client Assets of $327.1 billion. Average Total AUM for February was $322.6 billion, and average Total Client Assets were $325.6 billion.
By asset class, Total Long-Term Assets were $320.3 billion, led by Solutions at $96.1 billion, Fixed Income at $80.8 billion, and U.S. Large Cap Equity at $63.4 billion. By vehicle, Mutual Funds held $176.2 billion, Separate Accounts and Other Pooled Vehicles $131.1 billion, and ETFs $16.7 billion, all contributing to the Total AUM of $324.0 billion.
Total Client Assets increased from $323.2 billion as of January 31, 2026 to $327.1 billion as of February 28, 2026. U.S. client assets were $269.8 billion and Non-U.S. client assets were $57.3 billion at month end.
Victory Capital Holdings, Inc. describes its business model and growth in its annual report. The company is a diversified global asset manager with total assets under management of $313.8 billion and total client assets of $316.6 billion as of December 31, 2025.
Victory operates multiple autonomous Investment Franchises and a centralized Solutions Platform, offering 187 strategies across equities, fixed income, alternatives and solutions, through mutual funds, ETFs, separate accounts, private funds and a 529 plan. It emphasizes both organic and acquisition‑driven growth.
The report highlights the 2025 strategic transaction with Amundi SA, adding Amundi US (rebranded Pioneer Investments) as its largest franchise and establishing a 15‑year exclusive global distribution relationship. Victory also stresses broad diversification by asset class, vehicle, geography and client type, and notes strong long‑term performance, with a majority of AUM outperforming benchmarks and 65% of mutual fund and ETF AUM rated four or five stars by Morningstar.