Welcome to our dedicated page for Victory Capital SEC filings (Ticker: VCTR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Victory Capital Holdings, Inc. filings document an investment-management issuer with Delaware incorporation, Nasdaq-listed common stock and a business centered on fee-based asset management products. Form 8-K reports include operating and financial results, monthly assets under management and total client assets, and material-event disclosures tied to acquisition strategy and executive compensation arrangements.
Proxy materials cover board governance, shareholder voting matters, executive compensation, equity awards and pay-versus-performance disclosure. The filing record also reflects capital-structure and security disclosures, including common-stock references and performance-based restricted stock awards under the Victory Capital Holdings, Inc. 2018 Equity Plan.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 26,998 shares of Common Stock, treated as an award based on a reference price of $66.67 per share. According to the footnotes, these shares vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to certain exceptions. Following this award, Gupta directly holds 235,958 shares of Common Stock.
Victory Capital Holdings, Inc. reported that President, Investment Franchise, Mannik S. Dhillon had 7,746 shares of common stock withheld on March 15, 2026 to cover taxes due on previously granted restricted shares that vested that day. These shares were withheld by the company rather than sold in the open market.
The restricted shares were originally granted in 2023, 2024 and 2025 and vested on March 15, 2026, using a net settlement price equal to the March 13, 2026 closing stock price of $66.67 per share. After this tax-withholding event, Dhillon directly owned 281,249 shares of Victory Capital common stock.
Victory Capital Holdings, Inc. Chief Legal Officer Nina Gupta reported a tax-related share disposition tied to vesting equity awards. On March 15, 2026, 17,096 shares of common stock were withheld at $66.67 per share to satisfy withholding taxes on restricted shares granted in 2023, 2024 and 2025 that vested on March 15, 2026. After this withholding, Gupta directly holds 208,960 shares of Victory Capital common stock.
Victory Capital Holdings, Inc. President, CFO & CAO Michael Dennis Policarpo reported a tax-related share disposition. On March 15, 2026, 28,031 shares of common stock were withheld at a net settlement price of $66.67 per share to cover withholding taxes tied to restricted shares that vested on March 15, 2026. Following this withholding, he directly owns 1,132,021 shares, indicating he retained the large majority of his position.
Victory Capital Holdings, Inc. Chairman and CEO David Craig Brown reported a routine tax-related share withholding. On March 15, 2026, 50,457 shares of common stock were withheld at $66.67 per share to cover taxes on previously granted restricted shares that vested. After this non-market disposition, Brown directly holds 2,161,371 shares of Victory Capital common stock.
Dhillon Mannik S. reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Mannik S. Dhillon, President Investment Franchise, received a grant of 65,561 performance-based restricted stock units. Each unit represents a contingent right to one share of common stock under the company’s Amended and Restated 2018 Equity Plan.
These performance shares may vest over a period from March 15, 2026 through March 15, 2033 if specified stock price hurdles are reached. Vesting becomes eligible in four 25% tranches upon achieving average closing share price hurdles of $100.01, $110.01, $120.01, and $133.34 for five consecutive trading days, subject to continued employment and Compensation Committee approval.
Sipp Thomas Michael reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. Executive Vice President Thomas Michael Sipp received a grant of 163,926 shares of performance-based restricted stock. Each performance share represents a contingent right to one share of common stock, with vesting tied to ambitious stock price hurdles over a multi-year period.
The award can vest in four 25% tranches if stock price hurdles of $100.01, $110.01, $120.01 and $133.34 are achieved at any time between March 15, 2026 and March 15, 2033, based on five consecutive trading days. Any earned shares settle within ten business days after Compensation Committee approval, subject to his continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. granted Chairman and CEO David Craig Brown 590,115 performance-based restricted stock units on March 15, 2026 under its Amended and Restated 2018 Equity Plan. Each unit represents a contingent right to receive one share of common stock at no exercise price.
The award vests only if strict stock price hurdles are met during the period from March 15, 2026 to March 15, 2033. Vesting eligibility is split into four 25% tranches tied to stock price hurdles of $100.01, $110.01, $120.01 and $133.34, each requiring a five-day average closing price and continued employment through achievement and approval.
Gupta Nina reported acquisition or exercise transactions in this Form 4 filing.
Victory Capital Holdings, Inc. reported that Chief Legal Officer Nina Gupta received a grant of 76,496 performance-based restricted stock units, each tied to one share of common stock. These awards vest only if ambitious stock price hurdles between $100.01 and $133.34 are met within a seven-year performance period ending on March 15, 2033, and require continued employment through the date each hurdle is achieved.
Victory Capital Holdings, Inc. reported that President, CFO & CAO Michael Dennis Policarpo received a grant of 295,050 performance-based restricted stock shares. Each performance share can convert into one share of common stock if demanding stock price hurdles are met between $100.01 and $133.34 during a performance period from March 15, 2026 to March 15, 2033. Vesting and settlement occur only after the Compensation Committee confirms the stock price hurdles have been achieved and require his continued employment through the achievement date.