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Veeco (VECO) insider sale: CEO reports sale under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Veeco Instruments insider transaction: William John Miller, identified as the company's CEO and a director, reported a sale of 25,000 shares of Veeco Instruments Inc. (VECO) on 09/09/2025 at a price of $25 per share. After the reported sale, Mr. Miller beneficially owned 470,671 shares. The filing indicates the transaction was made pursuant to a Rule 10b5-1 trading plan. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.

Positive

  • Transaction executed under a Rule 10b5-1 plan, indicating pre-arranged, compliant insider trading
  • Reporting person retains a substantial stake with 470,671 shares after the sale

Negative

  • Insider sold 25,000 shares, which may be viewed negatively by some investors seeking insider purchases

Insights

TL;DR Insider sale of 25,000 shares under a 10b5-1 plan; ownership remains sizeable at 470,671 shares.

The sale of 25,000 shares at $25 reduces the reporting persons direct holdings but leaves a substantial position of 470,671 shares, implying continued alignment with shareholder outcomes. The explicit use of a 10b5-1 plan signals pre-arranged, rule-compliant execution rather than ad hoc trading. This disclosure is routine and provides transparency into insider liquidity, but by itself does not indicate a change in corporate strategy or financial condition.

TL;DR Transaction appears compliant and routine: CEO/director sold shares via a documented 10b5-1 plan; no regulatory flags in the filing.

The Form 4 shows the reporting persons dual role as CEO and director and documents the sale date, price, and remaining beneficial ownership. The presence of a 10b5-1 plan and execution by an attorney-in-fact are governance best-practice indicators for avoiding potential insider trading concerns. There is no indication in this filing of amendments, short-swing profit recovery issues, or other governance exceptions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Miller William John

(Last) (First) (Middle)
C/O VEECO INSTRUMENTS INC.
1 TERMINAL DRIVE

(Street)
PLAINVIEW NY 11803

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VEECO INSTRUMENTS INC [ VECO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 S 25,000 D $25 470,671 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Kirk W. Mackey, Attorney-in-Fact 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did William John Miller report on Form 4 for VECO?

He reported a sale of 25,000 shares of Veeco Instruments Inc. on 09/09/2025 at $25 per share and beneficial ownership of 470,671 shares after the sale.

Was the sale executed under a pre-arranged trading plan?

Yes. The filing is marked to indicate the transaction was made pursuant to a Rule 10b5-1 trading plan.

What is William John Millers role at Veeco Instruments according to the filing?

The filing lists him as both a Director and the CEO of Veeco Instruments Inc.

How was the Form 4 signed?

The signature on the form is by Kirk W. Mackey, Attorney-in-Fact, dated 09/09/2025.

Does the Form 4 show any options or derivative transactions?

No. Table II (derivative securities) contains no reported transactions in this filing.
Veeco Instrs Inc Del

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VECO Stock Data

1.76B
58.67M
2.54%
101.85%
5.88%
Semiconductor Equipment & Materials
Special Industry Machinery, Nec
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United States
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