Velo3D Inc SEC Filings

Velo3D, Inc. insider Hull Xu (CFO) reported multiple transactions dated 08/25/2025 reflecting the release/settlement of restricted stock units and related open-market disposals. Certain RSUs were administratively delayed from an original August 15 vesting to August 25 due to the issuer's Nasdaq Capital Market transition. Transactions show acquisitions/settlements of 119 and 3,365 shares and disposals of 43 and 1,204 shares at $3.89 per share. Post-transaction beneficial holdings reflect 6,146, 4,942, and derivative-related totals of 51,778 and 48,413 shares after clerical adjustments and a 1-for-15 reverse split.

Velo3D director Kenneth Dale Thieneman received 3,188 restricted stock units (RSUs) on 09/27/2025. Each RSU converts to one share of common stock upon settlement for no consideration. The filing shows the RSUs were reported as an acquisition (transaction code M) at an implied price of $3.01 and adds 3,188 shares to the reporting person’s holdings, bringing total beneficial ownership to 11,187 shares. The RSUs vest 25% quarterly beginning 06/27/2025 with remaining installments on 09/27/2025, 12/27/2025, 03/27/2026, and 06/27/2026, contingent on continued service.

Adrian Keppler, a director of Velo3D, Inc. (VELO), reported acquisitions on Form 4 dated 09/27/2025. The filing shows he purchased 3,188 shares of common stock at $3.01 per share and received 3,188 restricted stock units (RSUs) that convert to one share each for no consideration. After the transactions, he beneficially owns 3,684 shares. The RSUs vest 25% quarterly beginning June 27, 2025, with remaining installments on each September 27, December 27, March 27, and June 27 through June 27, 2026, contingent on continued service. The filing also notes a 1-for-15 reverse stock split effected July 25, 2025.

Stefan Krause, a director of Velo3D, Inc. (VELO), reported transactions affecting his beneficial ownership. On 09/27/2025 he purchased 3,188 shares of Common Stock at $3.01 per share, bringing his direct beneficial ownership of common stock to 3,846 shares as reported. The filing also shows 3,188 Restricted Stock Units (RSUs) granted on 09/27/2025 that convert to one share each at no cost; following the reported transactions he beneficially owns 9,564 shares when RSUs are included. The filing reflects a 1-for-15 reverse stock split effected July 25, 2025. The RSUs vest 25% quarterly beginning June 27, 2025, with remaining vesting on specified future dates, subject to continued service.

Velo3D insider acquisition reported by Lloyd Jason Michael. The filing shows a 09/27/2025 transaction in which 3,188 Restricted Stock Units (RSUs) were reported as acquired and will convert to common stock on settlement. The RSUs carry a $0 conversion price and are described as each representing a contingent right to one share. Following the reported transaction the reporting person beneficially owns 11,187 shares of common stock. The RSUs vest 25% quarterly beginning June 27, 2025 with remaining installments on Sept 27, 2025; Dec 27, 2025; Mar 27, 2026; and Jun 27, 2026, subject to continued service. The Form 4 is signed by an attorney-in-fact on 10/01/2025.

Insider filing by Hull Xu (CFO) discloses changes in beneficial ownership of Velo3D, Inc. (VELO) securities dated 08/15/2025 and filed 09/24/2025. The reporting person received multiple restricted stock unit (RSU) awards and recorded some RSU dispositions on that date. After the reported transactions, the filing shows the reporting person beneficially owns 64,442 RSUs underlying common stock in total (with a separate line showing 61,077 following another transaction set).

The RSUs are contingent rights to receive one share of common stock upon settlement for no consideration and reflect a 1-for-15 reverse stock split effected July 25, 2025. Vesting schedules are described: one grant vests 25% after one year starting April 2024 with the remainder quarterly over three years; another grant vests 25% after one year starting May 2025 with the remainder quarterly over three years, both contingent on continued service.

Reporting person: Jason Michael Lloyd, listed at Velo3D, Inc.

This Form 4 discloses an award of 12,752 Restricted Stock Units (RSUs) granted on 06/27/2025. Each RSU represents the right to receive one share of the issuer's common stock upon settlement for no consideration. The RSUs vest 25% quarterly, commencing June 27, 2025, with subsequent vesting on September 27, 2025, December 27, 2025 and March 27, 2025, subject to continued service. The filing notes an adjustment that "reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025." The form is signed by an attorney-in-fact, Bernard Chung, on behalf of Jason Michael Lloyd on 09/23/2025.

Velo3D, Inc. director Adrian Keppler was granted 12,752 restricted stock units (RSUs) on 06/27/2025. Each RSU converts into one share of common stock for no consideration upon settlement. The RSUs vest 25% quarterly beginning 06/27/2025, with subsequent vesting on 09/27/2025, 12/27/2025 and 03/27/2025, subject to continued service. The filing notes a 1-for-15 reverse stock split effected by the issuer on 07/25/2025 and reflects the post-split share amounts. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Keppler on 09/23/2025.

Insider grant and ownership update: Kenneth Dale Thieneman, a director of Velo3D, Inc. (reported symbol VLDXW), was granted 12,752 Restricted Stock Units (RSUs) on 06/27/2025. Each RSU converts into one share of common stock upon settlement for no consideration. The RSUs vest 25% quarterly starting June 27, 2025, with additional vesting on September 27, 2025, December 27, 2025, and March 27, 2025, subject to continued service. Following a 1-for-15 reverse stock split on July 25, 2025, the reporting person is shown as beneficially owning 14,375 shares (direct).