Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Velo3D, Inc. registers the resale of 3,000,000 shares of common stock by a selling stockholder pursuant to granted registration rights. The company will not receive any proceeds from these sales and has agreed to pay registration expenses other than underwriting discounts and transfer taxes.
The prospectus lists 26,216,822 shares outstanding after this offering based on 26,216,822 shares outstanding as of March 31, 2026, and shows the selling stockholder Arrayed Notes Acquisition Corp. beneficially owned 12,737,940 shares before the offering and would hold 9,737,940 shares after the offering (shown as 32.7% of outstanding shares as of May 12, 2026). The filing discloses a closing market price of $21.01 per share on May 13, 2026.
Velo3D reported higher sales but remains under severe financial strain. Revenue for the quarter ended March 31, 2026 rose to $13.8 million from $9.3 million a year earlier, driven mainly by 3D printer and parts revenue of $12.0 million.
The net loss narrowed to $7.0 million from $25.0 million, and gross profit improved to $2.4 million from $0.7 million. However, operating activities used $18.0 million of cash, leaving cash and cash equivalents at $16.6 million versus $39.0 million at year-end 2025. Management states that substantial doubt exists about the company’s ability to continue as a going concern without new financing.
During the quarter, Velo3D converted $15.0 million of secured convertible notes plus accrued interest into common stock, repaid a $3.0 million secured note, and ended with $9.2 million outstanding under a 2025 equipment loan. After quarter-end it raised about $50 million gross in an underwritten equity offering and filed a shelf registration to support potential future at-the-market sales.
Velo3D, Inc. reported much stronger first-quarter 2026 results, with revenue of $13.8 million, up 48% from $9.3 million a year earlier, and gross margin improving to 17.2% from 7.5%. The GAAP net loss narrowed to $7.0 million (or $0.28 per share) versus $25.0 million ($1.87 per share) in the prior-year quarter, while non-GAAP net loss improved to $5.1 million from $9.0 million.
Adjusted EBITDA loss improved to $(3.6) million from $(6.9) million, and operating expenses fell to $9.3 million from $12.2 million, reflecting tighter cost control. The company ended March 31, 2026 with $16.6 million of cash and cash equivalents, $30 million of backlog, and $12 million in new bookings.
Velo3D highlighted a $9.8 million, five-year IDIQ contract with the Defense Logistics Agency and closed an April 2026 underwritten registered direct equity offering of 3,571,428 shares for approximately $50 million in gross proceeds. Management reiterated full-year 2026 guidance for revenue of $60–$70 million, gross margin above 30% in the second half, non-GAAP adjusted operating expenses of $45–$55 million, capital expenditures of $40–$50 million, and a goal of positive EBITDA in the second half of 2026.
Velo3D, Inc. filed an initial statement of beneficial ownership (Form 3) for Bernard Chung, who serves as Acting Chief Financial Officer. The filing reports no transactions, acquisitions, or dispositions of company securities and shows no current reportable holdings or derivative positions for him at this time.
AWM Investment Company, Inc. filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership of 1,978,009 shares, representing 7.5% of Velo3D, Inc. common stock. The filing states AWM holds sole voting and dispositive power over the shares via four funds it advises, with the amendment signed on 05/04/2026.
Velo3D, Inc. entered into an underwriting agreement with Cantor Fitzgerald for a firm commitment underwritten registered direct offering of 3,571,428 shares of common stock at $14.00 per share. This pricing implies expected gross proceeds of about $50 million before fees and expenses.
All shares are being sold by the company under its effective Form S-3 shelf registration. Cantor will receive underwriting discounts and commissions equal to 6.0% of the gross proceeds. Directors, executive officers and certain stockholders agreed to a 60-day lock-up restricting additional share sales without the underwriter’s consent. The offering is expected to close on or about April 28, 2026, subject to customary conditions, with net proceeds intended for working capital and general corporate purposes.
Velo3D, Inc. is offering 3,571,428 shares of common stock at a public offering price of $14.00 per share in a firm commitment underwritten offering. Gross proceeds are approximately $50,000,000; net proceeds to Velo3D are estimated at approximately $46.2 million after underwriting discounts and commissions and estimated offering expenses. Delivery of the shares is expected on or about April 28, 2026. Shares outstanding were 24,607,630 as of December 31, 2025, and the prospectus states 28,179,058 shares would be outstanding after this offering. The offering is being managed by Cantor Fitzgerald & Co.
Velo3D, Inc. is holding its 2026 annual stockholder meeting virtually on June 10, 2026, asking investors to elect two Class II directors, including new nominee Lily Mei, and reelect Stefan Krause. Stockholders will also vote on ratifying Frank, Rimerman + Co. LLP as auditor, approving executive pay and the frequency of future say‑on‑pay votes, and amending the 2021 Equity Incentive Plan.
The equity plan amendment would add 2,860,000 shares for future awards and raise the incentive stock option limit to 10,000,000 shares, supplementing existing evergreen increases. As of April 15, 2026, Velo3D had 26,216,822 shares outstanding, with directors, officers, and affiliates holding about 53.2% of the voting power.
Velo3D, Inc. is amending an earlier disclosure to clarify the structure of a planned performance-based stock option award for its Chief Executive Officer, Arun Jeldi. The company now states this 2026 Performance Award is a one-time grant intended to replace routine annual equity awards for 2026 through 2029.
The award is expected to equal 3% of the company’s total outstanding common stock on the grant date, carry a ten-year term, and have an exercise price set at fair market value on the grant date. Vesting would be tied to market capitalization milestones achieved within five years: 10% at $1 billion, an additional 20% at $3 billion, 30% at $5 billion, and 40% at $10 billion, subject to Mr. Jeldi’s continued service. The Compensation Committee expects to grant the award shortly after the 2026 annual meeting, but may adjust timing or structure if there are insufficient shares available under the equity incentive plan.