Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Velo3D, Inc. (Nasdaq: VELO) SEC filings page on Stock Titan provides investors with access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a public technology company focused on metal additive manufacturing and computer hardware, Velo3D uses its SEC reports to describe its financial condition, business strategy, risk factors, and material agreements related to its 3D printing platform and Rapid Production Solution (RPS).
Key filings for VELO include annual reports on Form 10-K and quarterly reports on Form 10-Q, which summarize revenue drivers such as 3D printer and parts sales and discuss the expected role of RPS in the company’s go-to-market strategy. Current reports on Form 8-K provide timely updates on material events, including financing transactions, equipment sale-leaseback arrangements involving Sapphire and Sapphire XC printers, and changes in executive leadership. These filings can also reference earnings press releases and investor presentations that detail the company’s performance and outlook.
For investors monitoring capital structure and liquidity, filings may describe private placements of common stock, public offerings, and other financing activities undertaken to support general corporate purposes and capital expenditures. Agreements with partners and customers, as well as contracts with government and defense entities, can also appear in exhibits or narrative sections when they meet disclosure thresholds.
On Stock Titan, Velo3D’s SEC filings are complemented by AI-powered summaries designed to make complex documents more accessible. AI analysis highlights key sections of 10-K and 10-Q filings, explains the significance of 8-K events, and helps users quickly identify information about revenue composition, operating expenses, and major contractual commitments. Investors can also use the platform to track new filings as they are posted to EDGAR, ensuring timely visibility into Velo3D’s regulatory reporting history.
Suva James D reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. granted its CFO, James D. Suva, 135,000 restricted stock units (RSUs), each representing a right to receive one share of common stock. The RSUs were awarded at a price of $0.00 per unit under the company’s 2021 Equity Incentive Plan.
According to the grant terms, 25% of the RSUs will vest on May 15, 2027, with the remaining units vesting in equal 1/16th installments on each Quarterly Vest Date (February 15, May 15, August 15 and November 15) thereafter. The compensation committee may settle vested RSUs in cash, shares, or a combination.
Velo3D, Inc. chief financial officer James D. Suva filed an initial Form 3 statement of beneficial ownership for the company’s stock. The filing reports no transactions and includes no derivative positions, serving as a baseline disclosure of his status as an officer of Velo3D.
Velo3D, Inc. appointed James Suva as its Chief Financial Officer and principal financial and accounting officer, effective April 6, 2026. In connection with this role, he entered into an offer letter with the company effective March 5, 2026.
Under the offer, Mr. Suva will receive an annual base salary of $380,000, with a target bonus for fiscal 2026 equal to 70% of his base salary. The board’s Compensation Committee also approved a grant of 135,000 restricted stock units (RSUs) under the 2021 Equity Incentive Plan, with a grant date of April 6, 2026.
These RSUs vest over time: 25% vest on May 15, 2027, and 1/16th of the RSUs vest on each Quarterly Vest Date (February 15, May 15, August 15 and November 15) thereafter, subject to continued service. The employment term is at-will and includes customary confidentiality covenants.
Velo3D, Inc. filed a shelf registration to offer up to $500,000,000 of securities, including common stock, preferred stock, debt securities, warrants and units to be sold from time to time.
The registration permits multiple distribution methods (underwritten offerings, at-the-market, negotiated or direct sales). The prospectus notes the company’s business of metal additive manufacturing, its Sapphire printer family, production services (RPS), and that its common stock trades on Nasdaq under the symbol VELO (last reported sale $11.88 per share on April 2, 2026).
Velo3D, Inc. files its annual report describing a metal additive manufacturing business focused on production-grade 3D printing systems and services for defense, aerospace, energy and industrial customers. The company sells Sapphire printers, offers Rapid Production Solutions and engineering services, and emphasizes repeatable, high-complexity metal parts.
Management discloses substantial doubt about Velo3D’s ability to continue as a going concern, citing large operating losses, liquidity pressure, supplier constraints and delayed customer orders. For the year ended December 31, 2025, 56% of revenue came from defense-related programs, 24% from aerospace and aviation, and 20% from energy, semiconductor and other industrial applications.
The company reports significant R&D investment, an asset-light manufacturing model, and a portfolio of 57 issued patents and 46 foreign trademark registrations. It highlights heavy reliance on a limited number of customers, the need for near‑term additional capital, risks tied to equipment financing and sale‑leaseback obligations, and extensive regulatory, operational, cybersecurity and IP-related risk factors.
Velo3D, Inc. director Lloyd Jason Michael exercised restricted stock units into common shares as part of his equity compensation. On March 27, 2026, he exercised 3,188 Restricted Stock Units, receiving 3,188 shares of Common Stock. Following the transactions, he held 9,564 common shares directly and 7,000 common shares indirectly in an individual retirement account, reflecting both his direct ownership and retirement-related holdings.
Velo3D, Inc. director Kenneth Dale Thieneman reported an exercise of equity awards rather than an open-market trade. On March 27, 2026, 3,188 Restricted Stock Units converted into 3,188 shares of common stock, reflecting vesting of a prior grant. The RSUs represent a contingent right to receive one share of common stock for no cash consideration upon settlement. After these transactions, Thieneman holds 9,564 shares of common stock directly and 1,145,830 shares indirectly through Thieneman Construction, Inc.
Velo3D director Stefan Krause exercised previously granted Restricted Stock Units, converting them into 3,188 shares of Common Stock. The Form 4 shows an exercise price of $10.00 per share for the common stock entry, and that Krause now directly holds 10,222 Common Stock shares after the transactions. Footnotes explain that each RSU represents a right to receive one share for no cash consideration and that the award vests in quarterly installments through June 27, 2026, conditioned on his continued service.
Velo3D, Inc. director Adrian Keppler reported a compensation-related equity transaction. He exercised Restricted Stock Units (RSUs) to acquire 3,188 shares of Common Stock, increasing his direct holdings to 10,060 shares after the transaction.
Each RSU represents a right to receive one share of Common Stock for no cash consideration. The RSU grant vests in 25% quarterly installments starting on June 27, 2025, with additional vesting on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to his continued service.