Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Velo3D, Inc. entered into Registration Rights Agreements on July 13, 2026 with Arrayed Notes Acquisition Corp. and Thieneman Construction, Inc., covering common shares issued upon conversion of previously issued senior secured convertible promissory notes.
The company had issued a $5,000,000 note to Arrayed and a $10,000,000 note to Thieneman, which were converted on March 4, 2026 into 394,517 and 1,145,830 common shares, respectively. Each holder receives up to two demand registrations, subject to minimum anticipated aggregate offering prices of $2,500,000 for Arrayed and $5,000,000 for Thieneman, plus customary piggyback rights and related procedures, expense allocation, indemnification, deferral and suspension provisions. Arrayed is an affiliate of Arun Jeldi, Velo3D’s Chief Executive Officer and Chairman.
Velo3D, Inc. granted Chief Executive Officer Arun Jeldi a new performance-based stock option covering 964,474 shares at an exercise price of $18.40 per share under its 2021 Equity Incentive Plan. The award vests only if the company reaches specified market capitalization milestones within five years: partial vesting at $1 billion, $3 billion, and $5 billion, with the final tranche tied to a $10 billion market capitalization, and requires Mr. Jeldi to remain in service through each milestone.
The company also approved change in control agreements for the CEO, Chief Financial Officer James Suva, and Chief Revenue Officer Michelle Sidwell. If their employment is terminated without cause or they resign for good reason around a change in control, they are entitled to a lump-sum cash payment based on base salary and target bonuses, full vesting of time-based equity awards, and 12 months of medical benefit premiums, subject to a release of claims and limitations intended to avoid excise taxes under golden parachute rules.
Velo3D, Inc. disclosed that CEO Arun Jeldi received a grant of stock options covering 964,474 shares of common stock at an exercise price of $18.40 per share. The options vest over up to five years only if Velo3D’s market capitalization reaches ambitious milestones of $1 billion, $3 billion, $5 billion, and $10 billion, with 10%, 20%, 30%, and 40% of the option shares vesting at each level, respectively, while he remains in service. Following this grant, Jeldi holds options on 964,474 shares directly.
Velo3D director Stefan Krause exercised restricted stock units into common shares. On June 27 2026, 3,188 RSUs converted into 3,188 shares of Velo3D common stock, with no shares sold. Following the transaction, Krause holds 13,410 common shares directly and 7,843 RSUs that vest quarterly through June 27 2026, subject to continued service.
Velo3D, Inc. director Adrian Keppler reported a compensation-related equity transaction involving restricted stock units (RSUs) converting into common stock. On June 27, 2026, 3,188 RSUs were exercised into 3,188 shares of common stock at a stated price of $16.64 per share, increasing his directly held common stock to 13,248 shares.
The RSUs were granted under Velo3D’s 2021 Equity Incentive Plan, with each RSU representing a contingent right to receive one share of common stock. According to the footnotes, the RSUs vest in four quarterly installments of 25% each, on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to Mr. Keppler’s continued service. After this transaction, 7,843 RSUs remain outstanding. The Compensation Committee may settle earned RSUs in cash, shares, or a combination.
Velo3D, Inc. director Lloyd Jason Michael reported routine equity compensation activity. On June 27, 2026, he exercised restricted stock units to acquire 3,188 shares of Common Stock, reflected as an exercise of a derivative security.
Following this transaction, he held 14,375 shares of Common Stock directly and 7,000 shares indirectly, with the indirect holdings kept in an individual retirement account for his benefit. The RSUs were granted under Velo3D’s 2021 Equity Incentive Plan and may be settled in cash, shares, or a combination, at the Compensation Committee’s discretion.
Krause Stefan reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Stefan Krause reported a new equity award and his updated holdings. He received a grant of 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a contingent right to one share of common stock.
The RSUs vest in four equal quarterly installments of 25% starting on September 12, 2026, then on December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. The Compensation Committee may settle earned RSUs in cash, common shares, or a mix of both. Following the reported positions, he directly holds 10,222 shares of common stock and 11,031 RSUs.
Keppler Adrian reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Adrian Keppler reported an equity compensation grant rather than an open-market trade. On June 12, 2025, he received 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a right to one share of common stock.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027, and June 12, 2027, subject to his continued service. Following the reported transactions, he directly holds 10,060 shares of common stock and 11,031 RSUs.
Mei Lily reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Mei Lily received a grant of 7,843 restricted stock units as equity compensation. Each RSU represents a contingent right to receive one share of Velo3D common stock under the company’s 2021 Equity Incentive Plan. The initial award was granted after she joined the Board and will vest on the first anniversary of the grant date, as long as she continues serving as a director through that vesting date. The Compensation Committee may choose to settle vested RSUs in cash, shares, or a combination of both.
Lloyd Jason Michael reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Lloyd Jason Michael reported an equity compensation grant and updated holdings. He received 7,843 restricted stock units (RSUs), each representing a contingent right to one share of Velo3D common stock under the 2021 Equity Incentive Plan.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. After these transactions, he holds 11,187 shares of common stock directly, 7,000 shares indirectly through an IRA, and 11,031 RSUs directly.