Welcome to our dedicated page for Venu Holding SEC filings (Ticker: VENU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Venu Holding's regulatory disclosures and financial reporting.
Venu Holding Corp. (VENU) – Form 4 insider filing
CEO & Chairman Jay W. Roth reported four open-market sales of VENU common stock on 3 July 2025 and 7 July 2025:
- Direct: 2,723 sh @ $12.93 and 3,656 sh @ $12.56
- Indirect (KMR Living Trust): 741 sh @ $12.93 and 996 sh @ $12.56
Total shares sold: 8,116 (≈0.07 % of combined holdings).
Post-sale ownership:
- Direct – 9,261,649 sh
- Indirect (trust) – 1,004,350 sh
No derivative transactions were reported. The filing was signed by attorney-in-fact on 8 July 2025. The modest scale relative to the insider’s remaining 10.3 million-share stake suggests routine portfolio management rather than a strategic exit, yet investors often view any C-suite sales as a potential sentiment signal.
Venu Holding Corp. (VENU) Form 4 filing: Chief Financial Officer and Director Heather Atkinson reported two open-market sales of the company’s common stock.
- July 3 2025: 137 shares sold at $12.93.
- July 7 2025: 184 shares sold at $12.56.
The combined disposition totals 321 shares for proceeds of roughly $4.1 thousand, reducing Atkinson’s direct holding to 144,855 shares. The transactions represent an estimated 0.22 % of her pre-sale stake, indicating a routine, immaterial change rather than a strategic divestiture. No Rule 10b5-1 trading plan was indicated, and no derivative securities were involved.
Venu Holding (NYSE:VENU) filed an 8-K disclosing two material equity actions.
1) Series A 8.0% Cumulative Redeemable Convertible Preferred Stock: the board filed a Certificate of Designation authorizing 5,000,000 shares at a $15 stated value. Shares earn an 8% cash dividend, rank senior to common, are convertible 1-for-1 at any time, and may be company-redeemed after year 5. The Series A will be offered under Regulation A.
2) $15 million debt conversion: on 24 Jun 2025 the holder of three convertible notes (agg. principal $15 m) converted all principal and accrued interest into 1,542,367 common shares at $10.00, fully satisfying the notes.
The preferred creation strengthens funding flexibility but introduces an 8% fixed dividend and future dilution, while the note conversion removes debt and interest at the cost of immediate share dilution.