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Viavi (VIAV) Insider Transfer: 3,164 Shares Disposed by EVP McNab

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Paul McNab, EVP, Chief Mktg & Stgy Officer of Viavi Solutions Inc. (VIAV), reported a disposition of company common stock on 09/10/2025. The Form 4 shows a transaction coded "G" for 3,164 shares transferred in an exempt transaction at a reported price of $0, leaving Mr. McNab with 48,482 shares beneficially owned following the reported transaction. The filing lists an attorney-in-fact signature dated 09/10/2025. The form documents the change in insider ownership but does not provide details on the recipient, rationale, or any cash consideration beyond the exempt-transaction note.

Positive

  • Timely disclosure of insider ownership change filed as required under Section 16
  • Clear post-transaction holding reported: 48,482 shares beneficially owned after the transaction

Negative

  • Insufficient detail on the nature of the exempt transaction and the recipient of the transferred shares
  • Reported price $0 with no explanation of economic consideration limits assessment of materiality

Insights

TL;DR: Insider reported a non-cash transfer of 3,164 shares, reducing holdings to 48,482 shares; this filing is routine disclosure.

The Form 4 discloses a disposal coded "G" for 3,164 shares executed 09/10/2025 with a reported price of $0 and a post-transaction beneficial holding of 48,482 shares. Code "G" is described in the form as an exempt transaction and the explanation confirms the shares were transferred pursuant to an exempt transaction. There is no information in the filing about counterparty, purpose, or any cash proceeds, limiting assessment of economic impact. For investors, this is a factual update on insider ownership with no additional financial metrics provided.

TL;DR: Disclosure complies with Section 16 reporting; transaction appears administrative or exempt rather than a market sale.

The reporter is identified as an officer (EVP, Chief Mktg & Stgy Officer) and the Form 4 was timely filed to show a change in beneficial ownership. The filing includes an attorney-in-fact signature, indicating the filing was executed by a designated representative. The explanatory note states the shares were transferred pursuant to an exempt transaction and that price is listed as not applicable. The form lacks details about the nature of the exemption or recipient, so governance implications are limited to transparency of the transfer itself.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNab Paul

(Last) (First) (Middle)
C/O VIAVI SOLUTIONS INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)
CHANDLER AZ 85286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Mktg & Stgy Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/10/2025 G 3,164(1) D $0(2) 48,482 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares that were transferred pursuant to an exempt transaction.
2. Not applicable.
/s/ Donna T. Rossi, attorney-in-fact 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Paul McNab report on the Form 4 for VIAV?

The Form 4 reports a disposition of 3,164 shares on 09/10/2025 coded as an exempt transaction.

How many Viavi (VIAV) shares does Paul McNab beneficially own after the reported transaction?

The filing reports 48,482 shares beneficially owned following the reported transaction.

What does the transaction code "G" indicate on this Form 4?

The filing states the shares were transferred pursuant to an exempt transaction; no additional details are provided in the document.

Was any cash price reported for the transferred shares on the Form 4?

The Form 4 shows a reported price of $0 with an explanatory note stating "Not applicable."

Who signed the Form 4 filing for Paul McNab?

The Form 4 is signed by Donna T. Rossi, attorney-in-fact, dated 09/10/2025.
Viavi Solutions Inc

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4.08B
219.47M
1.61%
99.26%
4.27%
Communication Equipment
Semiconductors & Related Devices
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United States
CHANDLER