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VIAVI insider transfer of 5,509 shares reported on Form 4

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

VIAVI Solutions Inc. reporting person Paul McNab, EVP, Chief Marketing & Strategy Officer, filed a Form 4 disclosing an insider disposition of common stock on 10/01/2025. The filing reports a disposition of 5,509 shares under transaction code G(1) as an exempt transfer at no cash price, leaving 63,265 shares beneficially owned following the transaction. The Form 4 is signed by an attorney-in-fact on 10/08/2025. The filing indicates the report was made by one reporting person and identifies the filer as both an officer and director.

Positive

  • Timely disclosure of the insider transaction filed and signed on 10/08/2025
  • Majority holding retained: 63,265 shares remain beneficially owned after the transfer

Negative

  • No explanatory detail provided for the G(1) exempt transfer, leaving the reason for disposition unclear

Insights

Officer sold a small portion of holdings via an exempt transfer on 10/01/2025.

The filing shows a disposition of 5,509 shares under code G(1), which denotes an exempt transaction such as a gift or transfer pursuant to a pre-existing plan; the reported price is shown as $0 meaning the transfer was non‑cash. The reporting person retains 63,265 shares after the transfer, preserving a material ownership stake.

This is a routine governance disclosure with limited market impact absent additional context; monitor any follow‑on filings or explanations if further transfers occur within a proximate timeframe.

Transaction was processed as an exempt transfer and reported by counsel on 10/08/2025.

The use of transaction code G(1) and a zero cash price is consistent with internal transfers, gifts, or transfers under standing plans rather than open‑market sales. The signature by an attorney‑in‑fact is routine when filings are prepared by corporate counsel or designated agents.

From a compliance perspective, the record shows timely reporting within required windows; review related Form 5 or amended Form 4 if additional clarifying details are later provided.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNab Paul

(Last) (First) (Middle)
C/O VIAVI SOLUTIONS INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)
CHANDLER AZ 85286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Mktg & Stgy Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 G(1) 5,509 D $0(2) 63,265 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares that were transferred pursuant to an exempt transaction.
2. Not applicable.
/s/ Donna T. Rossi, attorney-in-fact 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Paul McNab report on the VIAV Form 4?

Paul McNab reported a disposition of 5,509 shares on 10/01/2025 under transaction code G(1), leaving 63,265 shares beneficially owned.

What does transaction code G(1) mean on a Form 4 for VIAV?

Code G(1) indicates an exempt transaction such as a gift or non‑cash transfer; the filing shows a $0 price reflecting a non‑cash transfer.

Was the Form 4 for VIAV filed on time?

The Form 4 shows the transaction date 10/01/2025 and a signature date of 10/08/2025, indicating the report was executed and filed by the attorney‑in‑fact within the reporting process.

How much stock does the officer own after the transfer?

After the reported transfer, the officer beneficially owns 63,265 shares of common stock.

Does the filing show any derivative transactions for VIAV?

No derivative securities are reported in Table II; only a non‑derivative disposition of common stock is disclosed.
Viavi Solutions Inc

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VIAV Stock Data

4.08B
219.47M
1.61%
99.26%
4.27%
Communication Equipment
Semiconductors & Related Devices
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United States
CHANDLER