STOCK TITAN

Form 4: 6,768 RSUs convert to VIAVI (VIAV) common stock

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

VIAVI Solutions (VIAV) Form 4: A company director reported the vesting and settlement of restricted stock units into 6,768 shares of common stock on 11/07/2025. The transaction was coded “M,” indicating a conversion of derivatives, with the shares acquired at $0 per share. Following the transaction, the director beneficially owns 6,768 common shares directly, and holds 0 RSUs. The RSUs convert 1-for-1 into common stock and vest on the earlier of the one-year grant anniversary or the next annual meeting.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Burns Richard John

(Last) (First) (Middle)
C/O VIAVI SOLUTIONS, INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)
CHANDLER AZ 85286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/07/2025 M(1) 6,768 A $0 6,768 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $0 11/07/2025 M(1) 6,768 (2) (3) Common Stock 6,768 $0 0 D
Explanation of Responses:
1. Each stock unit converts upon vesting into one share of common stock.
2. Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders.
3. There are no expiration dates on RSUs.
/s/ Donna T. Rossi, attorney-in-fact 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did VIAVI (VIAV) report on this Form 4?

A director reported an RSU conversion into 6,768 shares of common stock on 11/07/2025.

How many shares were acquired and at what price?

The director acquired 6,768 common shares at $0 per share through an RSU conversion (code M).

What is the director’s ownership after the transaction?

Beneficial ownership is 6,768 common shares directly, with 0 RSUs remaining.

What do the RSU terms state about conversion and vesting?

Each RSU converts into one share upon vesting; units vest on the earlier of the one-year grant anniversary or the next annual meeting.

What does transaction code 'M' indicate on a Form 4?

Code M indicates the exercise or conversion of a derivative security, here RSUs into common stock.

What is the ownership form noted for the common shares?

The filing lists ownership as Direct (D).
Viavi Solutions Inc

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4.08B
219.47M
1.61%
99.26%
4.27%
Communication Equipment
Semiconductors & Related Devices
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United States
CHANDLER