Vicor CFO exercises options, sells 2,124 shares
VICOR CORP CFO James F. Schmidt reported an exercise-and-sell transaction in company stock.
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Form Type
4
Rhea-AI Filing Summary
VICOR CORP CFO James F. Schmidt reported an exercise-and-sell transaction in company stock. He exercised options to acquire 2,124 shares of common stock at strike prices of $32.89 and $44.07 per share, then sold the same 2,124 shares in multiple open-market trades under a Rule 10b5-1 trading plan at prices between $351.38 and $367.12 per share. Following these transactions, he holds no common shares directly but was granted 548 non‑qualified stock options with an exercise price of $365.53 per share expiring on June 22, 2036.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
15 txns
Insider
Schmidt James F
Role
CFO, Treasurer, Secretary
Sold
2,124 shs ($766K)
Approx. gross sale proceeds
$766K
Approx. exercise cost
$80K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Non Qualified Stock Option | 548 | $0.00 | $0.00 |
| Exercise | Non Qualified Stock Option | 1,216 | $0.00 | $0.00 |
| Exercise | Non Qualified Stock Option | 908 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,216 | $32.89 | $40K |
| Exercise | Common Stock | 908 | $44.07 | $40K |
| Sale | Common Stock | 145 | $351.38 | $51K |
| Sale | Common Stock | 45 | $354.11 | $16K |
| Sale | Common Stock | 90 | $356.485 | $32K |
| Sale | Common Stock | 435 | $357.6951 | $156K |
| Sale | Common Stock | 145 | $359.84 | $52K |
| Sale | Common Stock | 280 | $360.9464 | $101K |
| Sale | Common Stock | 480 | $362.5288 | $174K |
| Sale | Common Sock | 190 | $363.9721 | $69K |
| Sale | Common Stock | 169 | $365.1195 | $62K |
| Sale | Common Stock | 145 | $367.061 | $53K |
Holdings After Transaction:
Non Qualified Stock Option — 7,827 contracts (Direct);
Common Sock — 314 shares (Direct);
Common Stock — 0 shares (Direct)
Footnotes (12)
- F1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.
- F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.3800 to $351.3800.
- F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.1100 to $354.1100
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.3000 to $356.6700.
- F5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.5000 to $357.9700.
- F6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.5700 to $360.4400
- F7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.5800 to $361.2000.
- F8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.1100 to $363.0900.
- F9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.7800 to $364.4800.
- F10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.0300 to $365.8000.
- F11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.9300 to $367.1200
- F12. Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period.
Key Figures
Shares sold: 2,124 shares
Sale price range: $351.38–$367.12 per share
Options exercised: 2,124 shares
+3 more
6 metrics
Shares sold
2,124 shares
Total common shares sold in open-market transactions on June 22, 2026
Sale price range
$351.38–$367.12 per share
Weighted-average price ranges across reported sale footnotes
Options exercised
2,124 shares
Shares acquired via option exercises (908 at $44.07, 1,216 at $32.89)
Option strike prices
$44.07 and $32.89
Exercise prices for non-qualified stock options converted to common shares
New option grant
548 options at $365.53
Non-qualified stock options granted, expiring June 22, 2036
10b5-1 plan adoption
December 10, 2025
Date CFO adopted Rule 10b5-1 trading plan governing reported sales
Key Terms
Rule 10b5-1 trading plan, Non Qualified Stock Option, weighted average price, Amended and Restated 2000 Stock Option and Incentive Plan
4 terms
Rule 10b5-1 trading plan regulatory
"This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Non Qualified Stock Option financial
"Non Qualified Stock Option ... underlying security title Common Stock ... underlying security shares 908.0000"
weighted average price financial
"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Amended and Restated 2000 Stock Option and Incentive Plan financial
"Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 22, 2026 and vest over a five year period."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Vicor (VICR) CFO James F. Schmidt report?
Vicor CFO James F. Schmidt reported exercising options for 2,124 common shares and selling 2,124 shares in open-market trades. The filing shows an exercise-and-sell pattern rather than a straightforward purchase, all executed on June 22, 2026.
What option exercises did the Vicor (VICR) CFO report in this Form 4?
He exercised options covering 2,124 common shares, split between 908 shares at a $44.07 strike price and 1,216 shares at a $32.89 strike price. These exercises converted derivative positions into common stock, which was then sold.
Did the Vicor (VICR) CFO receive any new equity awards in this filing?
Yes. He received a grant of 548 non-qualified stock options with a $365.53 exercise price, expiring June 22, 2036. A footnote notes the grant was made under Vicor’s Amended and Restated 2000 Stock Option and Incentive Plan.
What are the CFO’s reported Vicor (VICR) holdings after these transactions?
After the reported sales, the Form 4 shows no directly held Vicor common shares. However, it reports a remaining derivative position of 548 non-qualified stock options from the new grant, providing potential future equity exposure if exercised.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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