Vicor director sells 3,073 shares after exercise
Rhea-AI Filing Summary
VICOR CORP (VICR) director and corporate vice president of global sales and marketing Philip D. Davies exercised options for 3,073 shares of common stock on September 1, 2026 at an exercise price of $41.61 per share, then sold 3,073 shares of common stock in multiple transactions pursuant to a Rule 10b5-1 trading plan adopted on November 21, 2025, and reported 856 option shares remaining from this grant.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 3,073 shares ($418K approx. pre-tax spread)
Exercise and Sale
6 txns
Insider
Davies Philip D
Role
Corp. VP-Global Sales & Mktg.
Sold
3,073 shs ($546K)
Approx. gross sale proceeds
$546K
Approx. exercise cost
$128K
Approx. pre-tax spread
$418K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Non Qualified Stock Option | 3,073 | $0.00 | $0.00 |
| Exercise | Common Stock | 3,073 | $41.61 | $128K |
| Sale | Common Stock F1, F2 | 1,173 | $176.5922 | $207K |
| Sale | Common Stock F1, F3 | 1,100 | $177.6312 | $195K |
| Sale | Common Stock F1, F4 | 700 | $178.66 | $125K |
| Sale | Common Stock F1, F5 | 100 | $184.85 | $18K |
Holdings After Transaction:
Non Qualified Stock Option — 856 contracts (Direct);
Common Stock — 1,920 shares (Direct)
Footnotes (5)
- F1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.
- F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.0000 and $176.9900. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
- F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3000 to $177.8800.
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.4300 to $179.0400.
- F5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.8500 to $184.8500.
Key Figures
Options exercised: 3,073 shares
Option exercise price: $41.61 per share
Shares sold at $176.5922: 1,173 shares
+5 more
8 metrics
Options exercised
3,073 shares
Non-qualified stock option converted into common stock on September 1, 2026
Option exercise price
$41.61 per share
Exercise of options for 3,073 shares of common stock
Shares sold at $176.5922
1,173 shares
Weighted average sale price on September 1, 2026
Shares sold at $177.6312
1,100 shares
Weighted average sale price on September 1, 2026
Shares sold at $178.66
700 shares
Weighted average sale price on September 1, 2026
Shares sold at $184.85
100 shares
Weighted average sale price on September 1, 2026
Remaining option shares
856 shares
Non-qualified stock option position after the reported exercise
Rule 10b5-1 plan adoption date
November 21, 2025
Date the trading plan governing these sales was adopted
Key Terms
Rule 10b5-1 trading plan, weighted average price, Non Qualified Stock Option, derivative security
4 terms
Rule 10b5-1 trading plan regulatory
"This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Non Qualified Stock Option financial
"Non Qualified Stock Option exercised to acquire common stock"
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
What insider transactions did VICR executive Philip D. Davies report on this Form 4?
Philip D. Davies reported exercising options for 3,073 shares of Vicor common stock at $41.61 per share on September 1, 2026, and selling 3,073 shares of common stock in multiple transactions on the same date under a Rule 10b5-1 trading plan.
What was the exercise price and expiration date of the VICR options exercised by Philip D. Davies?
The non-qualified stock option exercised by Philip D. Davies covered 3,073 shares at an exercise price of $41.61 per share, with an expiration date of May 2, 2028 and an initial exercise date of May 2, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
