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Vicor (VICR) CEO Vinciarelli sells 700 shares in pre-set 10b5-1 trades

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

VICOR CORP Chairman and CEO Patrizio Vinciarelli sold a total of 700 shares of common stock in open-market transactions. On July 6, 2026, he sold 200 shares at a weighted average price of $303.3150 and 500 shares at a weighted average price of $302.0360.

The sales were effected under a Rule 10b5-1 trading plan adopted on February 26, 2026. After these transactions, Vinciarelli directly holds 8,347,590 shares of Vicor common stock and indirectly holds 167,125 shares as trustee of an irrevocable trust established for the benefit of his child.

Positive

  • None.

Negative

  • None.
Insider VINCIARELLI PATRIZIO
Role Chairman & CEO
Sold 700 shs ($212K)
Type Security Shares Price Value
Sale Common Stock 500 $302.036 $151K
Sale Common Stock 200 $303.315 $61K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 8,347,590 shares (Direct, null); Common Stock — 167,125 shares (Indirect, See Footnote)
Footnotes (1)
  1. These shares are held by the reporting person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the reporting person. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.0000 and $302.1800. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.2100 and $303.4200.
Shares sold 700 shares Total common stock sold July 6, 2026
First sale size 200 shares Open-market sale at weighted average $303.3150
Second sale size 500 shares Open-market sale at weighted average $302.0360
Direct holdings after 8,347,590 shares Common stock held directly following transactions
Indirect holdings after 167,125 shares Held as trustee of irrevocable trust for child
Rule 10b5-1 plan adoption date February 26, 2026 Plan governing July 6, 2026 sales
Rule 10b5-1 trading plan regulatory
"This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Irrevocable Trust financial
"These shares are held by the reporting person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012"
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
indirect ownership financial
"direct_or_indirect: "I", nature_of_ownership: "See Footnote""
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FAQ

What insider transactions did VICR Chairman and CEO report on this Form 4?

VICOR CORP Chairman and CEO Patrizio Vinciarelli reported selling 700 shares of common stock. The Form 4 shows two open-market sales on July 6, 2026, comprising 200 shares at $303.3150 and 500 shares at $302.0360 per share.

At what prices did Patrizio Vinciarelli sell Vicor (VICR) shares?

The reported sales occurred at weighted average prices of $303.3150 and $302.0360 per share. Footnotes explain these were composed of multiple trades within narrow price ranges between $302.0000 and $303.4200 during July 6, 2026.

How many Vicor (VICR) shares does the CEO hold after these transactions?

After the reported sales, Patrizio Vinciarelli holds 8,347,590 Vicor common shares directly. He also indirectly holds 167,125 shares as trustee of an irrevocable trust established for the benefit of his child, according to the Form 4 disclosure.

Were the July 6, 2026 VICR insider sales made under a Rule 10b5-1 plan?

Yes. A footnote states the July 6, 2026 sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Patrizio Vinciarelli on February 26, 2026. Such plans pre-schedule trades and can indicate routine portfolio management.

What does the indirect holding reported for Vicor (VICR) represent?

The Form 4 reports 167,125 shares held indirectly by Patrizio Vinciarelli as trustee of the Patrizio Vinciarelli Irrevocable Trust U/A dated December 21, 2012. This trust was established for the benefit of his child, according to the filing footnote.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VINCIARELLI PATRIZIO

(Last)(First)(Middle)
25 FRONTAGE ROAD

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ VICR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock167,125ISee Footnote(1)
Common Stock07/06/2026S(2)500D$302.036(3)8,347,590D
Common Stock07/06/2026S(2)200D$303.315(4)8,347,390D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares are held by the reporting person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the reporting person.
2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.0000 and $302.1800. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.2100 and $303.4200.
/s/Quentin A. Fendelet Attorney in Fact for Patrizio Vinciarelli07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)