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Vicor insider filing reveals 4,539-option award to CFO James F. Schmidt

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

On June 20, 2025, Vicor Corp (VICR) filed a Form 4 detailing an equity award to its Chief Financial Officer, Treasurer, Secretary and Director, James F. Schmidt.

The filing shows a grant of 4,539 non-qualified stock options with an exercise price of $44.07 per share under the company’s Amended and Restated 2000 Stock Option and Incentive Plan. The options vest over five years and expire on June 20, 2035. After the grant, Mr. Schmidt directly holds 4,539 options and 875 shares of common stock.

No purchases or sales of common shares were reported. Given the award’s small size relative to Vicor’s total shares outstanding, the disclosure is routine and implies minimal dilution.

Positive

  • None.

Negative

  • None.

Insights

Routine option grant to CFO; minimal size, aligns incentives, little dilution, neutral for valuation. Signals executive commitment but no immediate trading insight for investors today.

The Form 4 records a standard compensation action: 4,539 stock options at $44.07, vesting evenly over five years and lasting through 2035. Such grants are common for senior executives, tying compensation to long-term share performance. The absence of share sales or purchases indicates no directional signal about near-term price expectations. With Vicor’s share count in the tens of millions, potential dilution from 4,539 options is immaterial. Overall, the filing neither strengthens nor weakens the investment case but does confirm continued executive tenure and alignment of interests.

Insider Schmidt James F
Role CFO, Treasurer, Secretary
Type Security Shares Price Value
Grant/Award Non Qualified Stock Option 4,539 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Non Qualified Stock Option — 4,539 shares (Direct); Common Stock — 875 shares (Direct)
Footnotes (1)
  1. F1. Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 20, 2025 and vest over a five year period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What transaction did Vicor (VICR) report on its June 20, 2025 Form 4?
The company granted 4,539 non-qualified stock options to CFO James F. Schmidt; no shares were bought or sold.

How many stock options were awarded to CFO James F. Schmidt?
He received 4,539 options for Vicor common stock.

What is the exercise price and expiration date of the options?
The exercise price is $44.07; the options expire on June 20, 2035.

Over what period do the options vest?
The options vest over five years starting from the grant date.

How many Vicor shares does the CFO own after the reported transaction?
He directly owns 875 common shares.

Did the Form 4 include any open-market trades of VICR stock?
No; the filing only reports the option grant, with no purchases or sales of common shares.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schmidt James F
(Last) (First) (Middle)
25 FRONTAGE RD.
(Street)
ANDOVER MA 01810
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ VICR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CFO, Treasurer, Secretary
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 875 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non Qualified Stock Option $44.07 06/20/2025 A 4,539 (1) 06/20/2035 Common Stock 4,539 $0 4,539 D
Explanation of Responses:
1. Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on June 20, 2025 and vest over a five year period.
/s/Quentin A. Fendelet Attorney in Fact for James F. Schmidt 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR