STOCK TITAN

Vicor (VICR) vice president sells 730 shares after option exercise

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vicor Corp corporate vice president Claudio Tuozzolo exercised stock options and sold shares in a routine, same-day transaction. He exercised options covering 730 shares of common stock at $33.96 per share and sold 730 shares in an open-market trade at $292.89 per share. After these moves, he directly holds 13,240 shares of common stock and 26,183 non-qualified stock options. The options were granted under the company’s Amended and Restated 2000 Stock Option and Incentive Plan and vest over five years, with each vested tranche expiring two years after its vest date.

Positive

  • None.

Negative

  • None.
Insider Tuozzolo Claudio
Role Corp. Vice President
Sold 730 shs ($214K)
Type Security Shares Price Value
Exercise Non Qualified Stock Option 730 $0.00 --
Exercise Common Stock 730 $33.96 $25K
Sale Common Stock 730 $292.89 $214K
Holdings After Transaction: Non Qualified Stock Option — 26,183 shares (Direct, null); Common Stock — 13,970 shares (Direct, null)
Footnotes (1)
  1. Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on May 3, 2024 and vest over a five year period. Options expire two years from each vest date.
Shares sold 730 shares Open-market sale of common stock
Sale price $292.89/share Price for 730 common shares sold
Option exercise price $33.96/share Exercise price for 730 options into common stock
Shares held after 13,240 shares Direct common stock ownership after transactions
Options remaining 26,183 options Non-qualified stock options outstanding after exercise
Net share change -730 shares Net shares sold per transaction summary
Grant date May 3, 2024 Option grant under 2000 Stock Option and Incentive Plan
Vesting period 5 years Options vest over five-year period
Non Qualified Stock Option financial
"security_title: "Non Qualified Stock Option""
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion""
Amended and Restated 2000 Stock Option and Incentive Plan financial
"Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan"
vest over a five year period financial
"and vest over a five year period."
Options expire two years from each vest date financial
"Options expire two years from each vest date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tuozzolo Claudio

(Last)(First)(Middle)
25 FRONTAGE ROAD

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ vicr ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Corp. Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026M730A$33.9613,970D
Common Stock06/11/2026S730D$292.8913,240D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non Qualified Stock Option$33.9606/11/2026M730 (1) (2)Common Stock730$026,183D
Explanation of Responses:
1. Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on May 3, 2024 and vest over a five year period.
2. Options expire two years from each vest date.
/s/Quentin A. Fendelet Attorney in fact for Claudio Tuozzolo06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Vicor (VICR) executive Claudio Tuozzolo report?

Claudio Tuozzolo reported a same-day option exercise and share sale. He exercised options for 730 Vicor common shares and sold 730 shares in an open-market transaction, reflecting an exercise-and-sell pattern rather than a pure open-market purchase.

How many Vicor (VICR) shares did the executive sell and at what price?

He sold 730 Vicor common shares in an open-market transaction at an average price of about $292.89 per share. This disposition matched the number of shares acquired through the simultaneous stock option exercise reported in the same Form 4 filing.

At what price did Claudio Tuozzolo exercise his Vicor (VICR) stock options?

He exercised non-qualified stock options for 730 Vicor common shares at an exercise price of $33.96 per share. These options were granted under the company’s Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five-year schedule.

What are Claudio Tuozzolo’s Vicor (VICR) holdings after this Form 4 transaction?

Following the reported transactions, he directly holds 13,240 Vicor common shares. In addition, the Form 4 shows 26,183 non-qualified stock options remaining, providing further potential equity exposure if those options vest and are later exercised.

What plan governs the Vicor (VICR) options exercised by the executive?

The exercised options were granted under Vicor’s Amended and Restated 2000 Stock Option and Incentive Plan. According to the disclosure, they were granted on May 3, 2024, vest over five years, and each vested tranche expires two years after its respective vest date.

Does the Vicor (VICR) Form 4 indicate remaining stock options for the executive?

Yes. After exercising 730 options, the Form 4 shows 26,183 non-qualified stock options still outstanding. These options relate to Vicor common stock and are subject to the vesting schedule and expiration terms specified in the company’s stock option and incentive plan.