[144] Vinci Compass Investments Ltd. SEC Filing

Q: What does the VINP Form 144 disclose about the number of shares to be sold?

The filing discloses a proposed sale of 419,238 Class A shares of VINP.

Q: Who is the broker handling the proposed VINP sale?

The broker listed is J.P. Morgan Securities LLC with address 390 Madison Avenue - 6th Floor, New York, NY 10017.

Q: What is the aggregate market value and approximate sale date reported in the Form 144 for VINP?

The aggregate market value reported is $4,200,764.76 and the approximate date of sale is 09/02/2025 .

Q: When and how were the shares being sold by VINP acquired?

The shares were acquired on 01/15/2021 in an exchange of Vinci Partners Investimentos Ltda. shares for VINP Class A common shares .

Q: Does the filing show recent sales of VINP shares by affiliates?

Yes. The filing lists numerous individual sales by Pico Da Neblina Ltd (an affiliate) dated between 06/03/2025 and 08/29/2025 , including amounts sold and gross proceeds for each sale.

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

144

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. (VINP) submitted a Form 144 disclosing a proposed sale of Class A common shares. The filing identifies 419,238 Class A shares offered through J.P. Morgan Securities LLC with an aggregate market value of $4,200,764.76. The filing reports 49,580,116 shares outstanding and an approximate sale date of 09/02/2025. The shares were acquired on 01/15/2021 in an exchange of Vinci Partners Investimentos Ltda. shares for VINP Class A common shares. The Form 144 also lists numerous individual sales by Pico Da Neblina Ltd (an affiliate) dated between 06/03/2025 and 08/29/2025, each showing the amount sold and gross proceeds. The notice includes the standard signature representation about absence of undisclosed material adverse information.

Positive

Planned sale of 419,238 Class A shares is fully disclosed
Broker identified as J.P. Morgan Securities LLC
Acquisition history provided: shares acquired 01/15/2021 via exchange
Detailed list of recent affiliate sales (dates and gross proceeds) is included

Negative

Aggregate market value of $4,200,764.76 is material in absolute terms
Filing does not state a trading-plan adoption date or Rule 10b5-1 plan details

Insights

TL;DR: Routine Form 144 disclosing an officer/affiliate sale of 419,238 VINP Class A shares via a major broker.

The filing is a standard Rule 144 notice showing a proposed brokered sale of 419,238 Class A shares valued at $4,200,764.76 with J.P. Morgan Securities LLC listed as broker and Nasdaq as the exchange. It documents the acquisition history (01/15/2021) and detailed recent dispositions by an affiliate between 06/03/2025 and 08/29/2025 with per-sale gross proceeds recorded. For investors, the filing provides transparent reporting of an insider/affiliate liquidation plan and recent trading activity but contains no operational or financial performance data.

TL;DR: Disclosure appears complete for a Rule 144 sale notice; no regulatory exceptions or undisclosed restrictions are indicated.

The Form 144 includes required details: number of shares to be sold, aggregate market value, outstanding shares, acquisition date and nature of acquisition, broker name and address, and a history of recent sales by an affiliate. The filer also makes the standard attestation regarding material nonpublic information. The filing does not present any compliance issues on its face, but it does not include additional context such as trading plan adoption dates or restrictions beyond the Rule 144 notice text.

09/02/2025 - 08:02 PM

144: Filer Information

Filer CIK

Filer CCC

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Class A

J.P. Morgan Securities LLC
390 Madison Avenue - 6th Floor
New York NY 10017

419238

4200764.76

49580116

09/02/2025

Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Class A

01/15/2021

Exchange of Vinci Partners Investimentos Ltda. Shares for VINP Class A Common Shares

Issuer

419238

01/15/2021

N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds