Vinci Compass (VINP) CFO linked to 4,752-share Rule 10b5-1 stock sale

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported an indirect open-market sale of 4,752 Class A common shares at a weighted average price of $9.71 per share. The sale was made through SPR Capital Ltd. and executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025. Following this transaction, SPR Capital Ltd. held 225,608 shares, while separate entries show 465,967 shares held indirectly through SPR Opportunity Investments and 4,485 shares held directly.

Insights

Routine, pre-planned sale of a relatively small share block.

The filing shows Vinci Compass Investments' CFO associated with an indirect open-market sale of 4,752 Class A shares at a weighted average of $9.71. The sale occurred through SPR Capital Ltd., with 225,608 shares reported as remaining in that indirect account after the transaction.

The transaction was executed under a Rule 10b5-1 trading plan adopted on December 15, 2025, indicating it was pre-scheduled rather than opportunistic. Additional reported holdings include 465,967 shares indirectly via SPR Opportunity Investments and 4,485 shares held directly, suggesting the sale is small relative to the overall position reported in this filing.

Because the sale is modest in size and conducted under a pre-arranged plan, it generally carries limited informational value about management’s view of Vinci Compass Investments’ prospects. Future filings may provide further context on any ongoing 10b5-1 activity or changes in overall holdings.

Insider Trade Summary 10b5-1

Net Seller: 4,752 shares ($46,142)

Net Sell 3 txns

Insider Ribeiro Sergio Passos

Role Chief Financial Officer

Sold 4,752 shs ($46K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	4,752	$9.71	$46K
holding	Class A Common Shares	--	--	--
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Class A Common Shares — 225,608 shares (Indirect, By: SPR Capital Ltd.); Class A Common Shares — 4,485 shares (Direct, null)

Footnotes (1)

The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Key Figures

Shares sold: 4,752 shares Weighted average sale price: $9.71 per share Price range of trades: $9.65–$9.87 per share +5 more

8 metrics

Shares sold 4,752 shares Indirect open-market sale of Class A common shares

Weighted average sale price $9.71 per share Class A common shares sold on June 12, 2026

Price range of trades $9.65–$9.87 per share Multiple transactions comprising the reported sale

Indirect holdings via SPR Capital Ltd. 225,608 shares Total shares following the reported sale

Indirect holdings via SPR Opportunity Investments 465,967 shares Holding entry reported as of June 12, 2026

Direct holdings 4,485 shares Directly held Class A common shares reported

Net share change -4,752 shares Net buy/sell shares across all reported transactions

10b5-1 plan adoption date December 15, 2025 Date the pre-planned trading arrangement was adopted

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale, indirect ownership, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted..."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions..."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale","transaction_code_description": "Sale in open market or private transaction""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

""ownership_type": "indirect","nature_of_ownership": "By: SPR Capital Ltd.""

Class A Common Shares financial

""security_title": "Class A Common Shares","transaction_type": "non-derivative""

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

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Form 4 Insider Transactions: What Each Field Means →

06/15/2026 - 05:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ribeiro Sergio Passos

(Last)

(First)

(Middle)

AV. BARTOLOMEU MITRE, 336

(Street)

LEBLON - RIO DE JANEIRO

22431-002

(City)

(State)

(Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Shares								4,485	D
Class A Common Shares	06/12/2026		S⁽¹⁾		4,752	D	$9.71⁽²⁾	225,608	I	By: SPR Capital Ltd.
Class A Common Shares								465,967	I	By: SPR Opportunity Investments

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Vinci Compass Investments (VINP) report in this Form 4?

Vinci Compass Investments reported that its CFO was associated with an indirect open-market sale of 4,752 Class A common shares at a weighted average price of $9.71 per share, executed through SPR Capital Ltd. and disclosed as part of his reported holdings.

Was the VINP insider sale by the CFO pre-planned under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating this transaction was arranged in advance rather than timed in reaction to short-term market developments.

How many Vinci Compass (VINP) shares were sold and at what price?

The filing shows an indirect sale of 4,752 Class A common shares at a weighted average price of $9.71. Footnotes note that multiple trades occurred between $9.65 and $9.87, and the insider undertakes to provide detailed price breakdowns upon request.

What are the CFO’s reported Vinci Compass (VINP) holdings after this Form 4 transaction?

After the sale, SPR Capital Ltd. is shown holding 225,608 shares indirectly associated with the CFO. Separate holdings of 465,967 shares via SPR Opportunity Investments and 4,485 shares held directly are also reported, giving a fuller view of his disclosed equity exposure.

Does this VINP Form 4 indicate any derivative exercises or option activity?

No derivative exercises or option conversions are shown in this Form 4. The derivativeSummary section is empty, and the only transaction with share movement is the 4,752-share indirect open-market sale of Class A common shares through SPR Capital Ltd.