STOCK TITAN

CFO-linked entity trims Vinci Compass (VINP) stake under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported open-market sales of Class A Common Shares through an affiliated entity. On June 10 and 11, 2026, SPR Capital Ltd. sold a total of 7,069 shares at weighted average prices of $9.60 and $9.63 per share, respectively, under a Rule 10b5-1 trading plan adopted on December 15, 2025. After these sales, he continues to hold 230,360 Class A shares indirectly via SPR Capital Ltd., 465,967 shares indirectly via SPR Opportunity Investments, and 4,485 shares directly.

Positive

  • None.

Negative

  • None.
Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 7,069 shs ($68K)
Type Security Shares Price Value
Sale Class A Common Shares 5,254 $9.63 $51K
Sale Class A Common Shares 1,815 $9.60 $17K
holding Class A Common Shares -- -- --
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 230,360 shares (Indirect, By: SPR Capital Ltd.); Class A Common Shares — 4,485 shares (Direct, null)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Total shares sold 7,069 shares Open-market sales on June 10–11, 2026
June 11 weighted average price $9.63 per share Sale of 5,254 Class A shares
June 10 weighted average price $9.60 per share Sale of 1,815 Class A shares
Indirect holdings via SPR Capital Ltd. 230,360 shares Class A Common Shares following June 11 sale
Indirect holdings via SPR Opportunity Investments 465,967 shares Class A Common Shares holding entry as of June 10, 2026
Direct holdings 4,485 shares Class A Common Shares held directly as of June 10, 2026
Net share change -7,069 shares Net-sell direction across reported transactions
Rule 10b5-1 trading plan financial
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.77, inclusive."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Class A Common Shares financial
"Class A Common Shares, transaction type non-derivative, with open-market sales and holding entries reported."
A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).
indirect ownership financial
"direct_or_indirect: I, nature_of_ownership: By: SPR Capital Ltd., indicating indirect ownership through an affiliated entity."
open-market sale financial
"transaction_action: open-market sale, transaction_code_description: Sale in open market or private transaction."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336

(Street)
LEBLON - RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares4,485D
Class A Common Shares06/10/2026S(1)1,815D$9.6(2)235,614IBy: SPR Capital Ltd.
Class A Common Shares06/11/2026S(1)5,254D$9.63(3)230,360IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Vinci Compass (VINP) disclose for its CFO?

Vinci Compass reported that CFO Sergio Passos Ribeiro, through SPR Capital Ltd., sold 7,069 Class A Common Shares in open-market transactions. These trades occurred on June 10 and 11, 2026, at weighted average prices around $9.60–$9.63 per share.

At what prices were the Vinci Compass (VINP) shares sold in this Form 4?

The reported sales were executed at weighted average prices of $9.60 and $9.63 per Class A Common Share. Footnotes note multiple trades within ranges of $9.50–$9.79, and the insider will provide detailed price breakdowns upon request.

How many Vinci Compass (VINP) shares does the CFO still hold after the reported sales?

Following the reported transactions, the CFO continues to hold 230,360 Class A shares indirectly via SPR Capital Ltd., 465,967 shares indirectly via SPR Opportunity Investments, and 4,485 shares directly. These figures reflect holdings as reported in the Form 4 tables.

Were the Vinci Compass (VINP) insider sales made under a Rule 10b5-1 plan?

Yes. A footnote states that the reported sale was effected under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating the timing was set in advance rather than decided opportunistically.

Who actually sold the Vinci Compass (VINP) shares reported in this Form 4?

The sales were made by SPR Capital Ltd., an entity through which the CFO holds shares indirectly. The Form 4 lists ownership type as indirect and identifies SPR Capital Ltd. in the nature-of-ownership field for the selling accounts.

Does the Vinci Compass (VINP) Form 4 include any derivative security exercises?

No derivative security exercises are reported. The filing shows only non-derivative Class A Common Share entries, with two open-market sales totaling 7,069 shares and holding entries reflecting remaining direct and indirect share positions.