CFO-linked entity trims Vinci Compass (VINP) stake via 1,984-share 10b5-1 sales

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. insider filing shows small pre-planned sales of Class A Common Shares by an entity associated with the Chief Financial Officer. On April 1–2, 2026, SPR Capital Ltd., an entity through which Sergio Passos Ribeiro holds shares indirectly, sold 1,984 Class A shares in open-market transactions at weighted average prices of $10.61 and $10.42 per share. These sales were executed under a Rule 10b5-1 trading plan adopted on December 15, 2025, indicating they were pre-scheduled rather than timed discretionarily. After the sales, SPR Capital Ltd. continued to hold 332,275 Class A shares indirectly, and a separate indirect holding through SPR Opportunity Investments is shown at 465,967 Class A shares.

Insights

Equity analyst

Routine, pre-planned insider sales of a small share portion via affiliated entities.

The filing shows that SPR Capital Ltd., an entity associated with Vinci Compass Investments’ CFO, sold 1,984 Class A Common Shares in open-market trades at weighted average prices around $10.61 and $10.42 per share.

Importantly, a footnote states these sales were made under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans are pre-arranged and reduce the informational value of trade timing, suggesting routine portfolio management rather than a reactive decision.

Post-transaction, SPR Capital Ltd. still holds 332,275 Class A shares, and another indirect position of 465,967 shares is shown through SPR Opportunity Investments. Given the small number of shares sold relative to these indirect holdings and the pre-planned nature, this appears to be an administrative, low-impact event for shareholders.

Insider Trade Summary 10b5-1

Net Seller: 1,984 shares ($20,925)

Net Sell 3 txns

Insider Ribeiro Sergio Passos

Role Chief Financial Officer

Sold 1,984 shs ($21K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	659	$10.42	$7K
Sale	Class A Common Shares	1,325	$10.61	$14K
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Class A Common Shares — 332,275 shares (Indirect, By: SPR Capital Ltd.)

Footnotes (1)

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.23 to $10.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Key Figures

Shares sold April 1, 2026: 1,325 shares Shares sold April 2, 2026: 659 shares Total shares sold: 1,984 shares +4 more

7 metrics

Shares sold April 1, 2026 1,325 shares Class A Common Shares, open-market sale at $10.61 weighted average

Shares sold April 2, 2026 659 shares Class A Common Shares, open-market sale at $10.42 weighted average

Total shares sold 1,984 shares Net open-market sales by SPR Capital Ltd. across two days

Holding via SPR Capital Ltd. 332,275 shares Indirect Class A holdings after reported sales

Holding via SPR Opportunity Investments 465,967 shares Indirect Class A holdings shown as of April 1, 2026

Net buy/sell direction Net-sell of 1,984 shares Transaction summary across reported non-derivative trades

10b5-1 plan adoption date December 15, 2025 Date CFO adopted pre-arranged trading plan for these sales

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale, indirect ownership, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action: "open-market sale" and transaction_code_description: "Sale in open market or private transaction""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"direct_or_indirect: "I" and nature_of_ownership: "By: SPR Capital Ltd.""

Class A Common Shares financial

"security_title: "Class A Common Shares" for all reported non-derivative transactions"

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ribeiro Sergio Passos

(Last) (First) (Middle)

AV. BARTOLOMEU MITRE, 336

(Street)

LEBLON-RIO DE JANEIRO 22431-002

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Shares	04/01/2026	04/02/2026	S(1)		1,325	D	$10.61(2)	332,934	I	By: SPR Capital Ltd.
Class A Common Shares	04/02/2026	04/03/2026	S(1)		659	D	$10.42(3)	332,275	I	By: SPR Capital Ltd.
Class A Common Shares								465,967	I	By: SPR Opportunity Investments

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.23 to $10.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did VINP disclose in this Form 4 filing?

VINP disclosed that SPR Capital Ltd., an entity associated with CFO Sergio Passos Ribeiro, sold 1,984 Class A Common Shares in open-market transactions. These sales were executed at weighted average prices around $10.61 and $10.42 per share, under an existing Rule 10b5-1 trading plan.

How many Vinci Compass (VINP) shares were sold and at what prices?

The filing reports sales totaling 1,984 Class A Common Shares of Vinci Compass Investments Ltd. One block of 1,325 shares was sold at a weighted average price of $10.61, and another block of 659 shares was sold at a weighted average price of $10.42, across multiple transactions each day.

Who actually sold VINP shares in this insider transaction?

The Form 4 attributes the sales to SPR Capital Ltd., an entity through which CFO Sergio Passos Ribeiro holds shares indirectly. The transactions are reported as indirect ownership, meaning the shares are held by that affiliated entity rather than directly in the executive’s personal name.

Were the VINP insider share sales part of a pre-arranged 10b5-1 plan?

Yes. A footnote explains the sales were executed under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating the timing of these April 2026 sales was set in advance rather than decided in response to short-term market developments.

How many Vinci Compass (VINP) shares does the insider entity hold after the sales?

After the reported transactions, SPR Capital Ltd. holds 332,275 VINP Class A Common Shares indirectly. The filing also shows a separate indirect holding of 465,967 Class A shares through SPR Opportunity Investments, highlighting that the 1,984 shares sold represent a small fraction of total indirect holdings.

What does the weighted average price mean in this VINP Form 4?

Weighted average price means the reported sale price is an average across many trades at slightly different prices. Footnotes state the April 1 trades ranged from $10.41 to $10.75, and April 2 trades from $10.23 to $10.62. Detailed per-trade prices are available upon request to the parties listed.