STOCK TITAN

[Form 4] Vinci Compass Investments Ltd. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported indirect sales of Class A common shares through affiliated entities. On April 21, 2026, SPR Capital Ltd. sold 872 shares at a weighted average price of $11.21 per share in open-market transactions under a pre-arranged Rule 10b5-1 trading plan.

On April 20, 2026, SPR Capital Ltd. also sold 762 shares at a weighted average price of $11.17 per share. Following these trades, SPR Capital Ltd. held 314,259 Class A shares indirectly for the reporting person, and SPR Opportunity Investments held 465,967 Class A shares indirectly as of April 20, 2026.

Positive

  • None.

Negative

  • None.
Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 1,634 shs ($18K)
Type Security Shares Price Value
Sale Class A Common Shares 872 $11.21 $10K
Sale Class A Common Shares 762 $11.17 $9K
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 314,259 shares (Indirect, By: SPR Capital Ltd.)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.02 to $11.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336
LEBLON

(Street)
RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares04/20/2026S(1)762D$11.17(2)315,131IBy: SPR Capital Ltd.
Class A Common Shares04/21/2026S(1)872D$11.21(3)314,259IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.02 to $11.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Vinci Compass (VINP) report in this Form 4?

The filing reports that Chief Financial Officer Sergio Passos Ribeiro indirectly sold a total of 1,634 Class A common shares through SPR Capital Ltd. in open-market transactions on April 20 and 21, 2026.

At what prices were Vinci Compass (VINP) shares sold by the CFO’s entity?

SPR Capital Ltd. sold 872 shares at a weighted average price of $11.21 on April 21, 2026, and 762 shares at a weighted average price of $11.17 on April 20, 2026, in open-market transactions.

Were the Vinci Compass (VINP) insider sales made under a Rule 10b5-1 plan?

Yes. A footnote states the sale reported was effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025, indicating the trades were pre-arranged rather than opportunistic.

How many Vinci Compass (VINP) shares does SPR Capital Ltd. hold after the sales?

After the reported open-market sales, SPR Capital Ltd. held 314,259 Class A common shares indirectly for the reporting person, according to the post-transaction share balance disclosed for the April 21, 2026 transaction.

What is SPR Opportunity Investments’ Vinci Compass (VINP) share position in this filing?

The Form 4 shows an indirect holding entry for SPR Opportunity Investments with 465,967 Class A common shares as of April 20, 2026, reflecting an existing position rather than a new buy or sell transaction.

How were Vinci Compass (VINP) insider sale prices calculated in this Form 4?

Footnotes explain the reported prices are weighted average prices. The April 21 trades occurred between $11.00 and $11.36, and the April 20 trades between $11.02 and $11.29, with detailed breakdowns available on request.