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Vipshop (NYSE: VIPS) CTO discloses share holdings and vesting awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vipshop Holdings Ltd Chief Technology Officer Li Tianmin filed an initial statement of beneficial ownership. He directly holds 13,059 Class A ordinary shares. He also has 55,000 additional Class A ordinary shares issuable upon vesting of restricted share awards granted on October 1, 2024, which will vest in equal quarterly installments until October 1, 2028, subject to the award terms.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Li Tianmin

(Last)(First)(Middle)
128 DINGXIN ROAD, HAIZHU DISTRICT

(Street)
GUANGZHOU510220

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Vipshop Holdings Ltd [ VIPS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares13,059D
Class A ordinary shares(1)55,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 55,000 Class A ordinary shares issuable upon vesting of the underlying restricted share awards that remain outstanding as of the date hereof. The underlying restricted share awards were granted by the Issuer on October 1, 2024. The remaining restricted share awards will vest in equal installments on a quarterly basis until October 1, 2028, subject to the terms and conditions of the underlying award agreement.
/s/ Tianmin Li03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Vipshop (VIPS) Form 3 filing by Li Tianmin show?

The Form 3 shows Vipshop CTO Li Tianmin disclosing his initial beneficial ownership. He directly holds 13,059 Class A ordinary shares and has 55,000 additional shares tied to restricted share awards that will vest over time, subject to the award agreement.

How many Vipshop (VIPS) shares does CTO Li Tianmin currently hold directly?

CTO Li Tianmin reports direct ownership of 13,059 Class A ordinary shares. This figure reflects his existing, fully owned position as of the filing date and does not include unvested restricted share awards that may convert into additional shares in the future.

What are the details of Li Tianmin’s 55,000 Vipshop (VIPS) restricted share awards?

The filing states that 55,000 Class A ordinary shares are issuable upon vesting of outstanding restricted share awards. These awards were granted on October 1, 2024 and will vest in equal quarterly installments until October 1, 2028, subject to award agreement terms.

Are all of Li Tianmin’s 55,000 Vipshop (VIPS) restricted shares already vested?

No. The 55,000 Class A ordinary shares are issuable upon vesting of restricted share awards that remain outstanding. According to the disclosure, these awards vest in equal quarterly installments through October 1, 2028, subject to the conditions in the underlying award agreement.

What role does Li Tianmin hold at Vipshop (VIPS) in this Form 3?

In the Form 3, Li Tianmin is identified as an officer of Vipshop Holdings Ltd with the title Chief Technology Officer. The filing associates his executive position with the reported direct share ownership and restricted share awards disclosed in the document.

Does the Vipshop (VIPS) Form 3 report any insider share purchases or sales?

The Form 3 functions as an initial ownership report and does not show any explicit buy or sell transactions. It lists holdings of 13,059 Class A ordinary shares and 55,000 shares issuable upon vesting of restricted share awards, rather than new trades.
Vipshop Holdings Limited

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