STOCK TITAN

Virtu (VIRT) Co-President logs 30,000-share sale and large RSU stake

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Virtu Financial Co-President & Co-COO Brett Fairclough reported open‑market sales of Class A common stock. On May 8, 2026, he sold a total of 30,000 shares in two transactions at weighted average prices of $49.8220 and $50.2901 per share, across multiple trades within disclosed price ranges.

Fairclough also reports derivative interests tied to Class A common stock. He holds 86,346 restricted stock units (RSUs), each representing one future share, with tranches scheduled to vest between January 31, 2027 and February 4, 2029. In addition, 10,930 underlying shares are linked to non‑voting common interest units held through Virtu Employee Holdco LLC; he disclaims beneficial ownership of those units beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Fairclough Brett
Role Co-President & Co-COO
Sold 30,000 shs ($1.50M)
Type Security Shares Price Value
Sale Class A common stock 14,632 $49.822 $729K
Sale Class A common stock 15,368 $50.2901 $773K
holding Restricted Stock Unit -- -- --
holding Non-voting common interest units of Virtu Financial LLC -- -- --
Holdings After Transaction: Class A common stock — 57,841 shares (Direct, null); Restricted Stock Unit — 86,346 shares (Direct, null); Non-voting common interest units of Virtu Financial LLC — 10,930 shares (Indirect, See footnote)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.60 to $49.885, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.89 to $50.605, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. 37,500 of the RSUs vest on January 31, 2027, 11,192 of the RSUs vest on February 2, 2027, 15,061 of the RSUs vest in two equal installments on February 4, 2027 and February 4, 2028, and 22,593 of the RSUs vest in three equal installments on February 4, 2027, February 4, 2028 and February 4, 2029. Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.
Shares sold 30,000 shares Total Class A common stock sold on May 8, 2026
Weighted average sale price 1 $49.8220/share First open‑market sale tranche on May 8, 2026
Weighted average sale price 2 $50.2901/share Second open‑market sale tranche on May 8, 2026
RSU holdings 86,346 RSUs Each RSU represents one share of Class A common stock
RSU vesting date 1 37,500 units Vest on January 31, 2027
Indirect underlying shares 10,930 shares Underlying Class A shares from non‑voting units via Virtu Employee Holdco LLC
Restricted Stock Unit financial
"Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Exchange Agreement financial
"Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders"
Virtu Financial Units financial
"Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock"
pecuniary interest financial
"The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein"
weighted average price financial
"The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fairclough Brett

(Last)(First)(Middle)
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY

(Street)
NEW YORK NEW YORK 10019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc. [ VIRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Co-President & Co-COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock05/08/2026S14,632D$49.822(1)57,841D
Class A common stock05/08/2026S15,368D$50.2901(2)42,473D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(3) (4) (4)Class A common stock86,34686,346D
Non-voting common interest units of Virtu Financial LLC(5) (5) (5)Class A common stock10,93010,930ISee footnote(6)
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.60 to $49.885, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.89 to $50.605, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
3. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
4. 37,500 of the RSUs vest on January 31, 2027, 11,192 of the RSUs vest on February 2, 2027, 15,061 of the RSUs vest in two equal installments on February 4, 2027 and February 4, 2028, and 22,593 of the RSUs vest in three equal installments on February 4, 2027, February 4, 2028 and February 4, 2029.
5. Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
6. By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.
Remarks:
Justin Waldie, as Attorney-in-Fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did VIRT executive Brett Fairclough report?

Brett Fairclough reported selling 30,000 shares of Virtu Financial Class A common stock. The open‑market sales occurred on May 8, 2026 at weighted average prices of $49.8220 and $50.2901 per share, across multiple trades within specified price ranges.

At what prices did Brett Fairclough sell VIRT Class A shares?

He sold shares at weighted average prices of $49.8220 and $50.2901 per share. Footnotes explain these averages reflect multiple trades, with prices ranging from $49.60 to $50.605, and offer to provide detailed breakdowns of shares sold at each specific price.

How many Virtu (VIRT) restricted stock units does Brett Fairclough hold?

He holds 86,346 restricted stock units, each representing one potential share of Class A common stock. These RSUs vest in scheduled tranches between January 31, 2027 and February 4, 2029 under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.

When do Brett Fairclough’s VIRT RSUs vest?

His RSUs vest in several future installments: 37,500 on January 31, 2027, 11,192 on February 2, 2027, 15,061 split between February 4, 2027 and February 4, 2028, and 22,593 in three installments on February 4, 2027, 2028 and 2029.

What is Brett Fairclough’s indirect interest in Virtu Financial units?

He has an indirect interest in Virtu Financial LLC non‑voting units representing 10,930 underlying Class A shares, held through Virtu Employee Holdco LLC. He disclaims beneficial ownership of these units and related Class C shares except to the extent of his pecuniary interest.

Can Virtu Financial LLC units be exchanged for VIRT Class A shares?

Under an Exchange Agreement effective April 15, 2015, Virtu Financial Units plus corresponding Class C shares may be exchanged at the holder’s discretion for Class A common stock on a one‑for‑one basis. The exchange rights do not expire, providing ongoing convertibility into Class A shares.