Welcome to our dedicated page for Virtu Financial SEC filings (Ticker: VIRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Virtu Financial, Inc. filings document the regulatory record for a Delaware financial services company with Market Making and Execution Services operations. Form 8-K reports furnish quarterly results and related press releases, including segment disclosures for trading income, total revenues and adjusted net trading income.
Other filings cover governance, compensation and capital structure. Proxy materials describe annual meeting proposals, director elections, advisory executive compensation votes and auditor ratification. Current reports also document executive appointments and compensatory arrangements, amendments to credit agreements, senior secured term loan financing, and related corporate agreements.
Virtu Financial reported preliminary estimates for the quarter ended June 30, 2026. Management expects net income of $285 million and Normalized Adjusted Net Income of $292 million, with basic and diluted EPS of $1.63 and Normalized Adjusted EPS of $1.82.
Preliminary trading income, net is $857 million and Adjusted Net Trading Income is $718 million, versus $653 million and $568 million in the same quarter of 2025. Adjusted EBITDA is estimated at $437 million, compared with $369 million a year earlier. These figures are non‑GAAP where indicated and remain subject to normal closing and review procedures.
Virtu is also marketing $400 million of Incremental Term Loans under its senior secured credit facility, increasing the total Term Loan B balance to $1,930 million. Pro forma total debt is $2,452 million and cash $1,373 million, with total net leverage remaining 0.7x and total debt to LTM Adjusted EBITDA at 1.5x.
Virtu Financial director Christopher C. Quick reported routine equity compensation activity. He acquired 3,392 shares of Class A common stock on July 1, 2026 through the settlement of vested restricted stock units (RSUs) granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.
On the same date, he received a new award of 2,504 RSUs, each representing a contingent right to one share of Class A common stock that vests on July 1, 2027. Following these transactions, Quick directly holds 61,196 shares of Class A common stock. The filing shows no open‑market purchases or sales, only RSU vesting and a new grant.
Virtu Financial, Inc. director John Nixon reported compensation-related equity activity. He exercised restricted stock units to acquire 3,392 shares of Class A common stock at a stated price of $0.00 per share, bringing his direct holdings to 39,996 Class A shares.
Nixon also received a new grant of 2,504 restricted stock units under Virtu’s Second Amended and Restated 2015 Management Incentive Plan, each representing one future share of Class A common stock. Footnotes state the RSUs that were exercised vested on July 1, 2026 and the newly granted RSUs will vest on July 1, 2027.
Virtu Financial director Joanne Minieri reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). She exercised 3,392 RSUs into Class A common stock, bringing her direct holdings to 41,385 shares. She also received a grant of 2,504 new RSUs, each representing a contingent right to one share of Class A common stock. According to the footnotes, the exercised RSUs vested on July 1, 2026, and the newly granted RSUs are scheduled to vest on July 1, 2027, under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.
Virtu Financial director Joseph J. Grano Jr. reported equity compensation-related transactions with no open‑market buying or selling. He exercised 3,392 Restricted Stock Units (RSUs) into the same number of shares of Class A common stock under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.
He also received a new grant of 2,504 RSUs, each representing a contingent right to one share of Class A common stock, scheduled to vest on July 1, 2027. Following these transactions, Grano directly owns 42,214 shares of Class A common stock and holds 2,504 RSUs outstanding.
Virtu Financial director Virginia Gambale reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She acquired 3,392 shares of Class A common stock upon settlement of vested RSUs granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan, increasing her direct holdings to 23,370 shares. On the same date, 3,392 RSUs were fully exercised and ceased to be outstanding. She also received a new grant of 2,504 RSUs, each representing a contingent right to receive one share of Class A common stock, which vest on July 1, 2027. The RSUs that settled into common shares vested on July 1, 2026.
Virtu Financial, Inc. director William Frank Cruger Jr. reported equity compensation-related transactions on July 1, 2026. He exercised vested restricted stock units to acquire 3,392 shares of Class A common stock at an exercise price of $0.00 per share, bringing his direct Class A holdings to 67,775 shares.
He also received a new grant of 2,504 restricted stock units (RSUs), each representing a contingent right to one share of Class A common stock, scheduled to vest on July 1, 2027. Separately, 6,389 non-voting Virtu Financial LLC units, indirectly held through Virtu Employee Holdco LLC, are exchangeable one-for-one into Class A shares under an Exchange Agreement with no expiration, and are subject to time-based vesting; he disclaims beneficial ownership in those units except for his pecuniary interest.
Viola Michael T reported acquisition or exercise transactions in this Form 4 filing.
Virtu Financial director and 10% owner Michael T. Viola reported routine equity compensation activity. On July 1, 2026, 3,392 Restricted Stock Units (RSUs) vested and were settled into 3,392 shares of Class A common stock, increasing his direct holdings to 124,501 shares.
He also received a new grant of 2,504 RSUs, each representing a contingent right to one share of Class A common stock, vesting on July 1, 2027. Separately, 52,235 underlying shares relate to non-voting common interest units of Virtu Financial LLC held indirectly through Virtu Employee Holdco LLC, where he disclaims beneficial ownership except to the extent of his pecuniary interest.
Urban David reported acquisition or exercise transactions in this Form 4 filing.
Virtu Financial director David Urban increased his equity stake through routine compensation awards. On July 1, 2026, 3,392 restricted stock units vested and were settled in shares of Class A common stock granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan. On the same date, he also received a new grant of 2,504 restricted stock units, each representing a contingent right to one Class A share and scheduled to vest on July 1, 2027. Following these transactions, Urban directly owns 45,039 shares of Class A common stock, with an additional 2,504 RSUs outstanding.
Lee Cindy reported acquisition or exercise transactions in this Form 4 filing.
Virtu Financial, Inc. Chief Financial Officer Cindy Lee reported receiving a grant of 20,000 Restricted Stock Units (RSUs) that each represent one share of Class A common stock. The RSUs were granted under the company’s Second Amended and Restated 2015 Management Incentive Plan.
The RSUs vest in three equal annual installments on June 30, 2027, 2028 and 2029, so the award is tied to continued service over that period. After this grant, Lee holds 94,207 RSUs directly. She also holds 31,637 shares of Class A common stock directly.
In addition, an entity called Virtu Employee Holdco LLC holds 4,760 non-voting common interest units of Virtu Financial LLC that are exchangeable on a one-for-one basis into Class A common stock under an Exchange Agreement whose exchange rights do not expire. Lee disclaims beneficial ownership of these units except to the extent of her pecuniary interest.