Welcome to our dedicated page for Virtu Financial SEC filings (Ticker: VIRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Virtu Financial's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Virtu Financial's regulatory disclosures and financial reporting.
Virtu Financial, Inc. (VIRT) director John Nixon reported a sale of 9,094 shares of Class A common stock on August 17, 2026 at $60.13 per share, leaving him with 30,902 shares held directly. He also reports 2,504 Restricted Stock Units, each representing a right to receive one Class A share, which vest on July 1, 2027 under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.
Virtu Financial, Inc. Chief Financial Officer Cindy Lee settled 11,667 restricted stock units (RSUs) into an equal number of shares of Class A common stock on August 1, 2026 under the company’s incentive plan. In connection with this vesting, 6,452 shares of Class A common stock were withheld by Virtu to satisfy tax obligations. After these transactions, Lee directly holds 82,540 RSUs and has an indirect interest in 4,760 non-voting common interest units of Virtu Financial LLC, which are exchangeable on a one-for-one basis into Class A common stock with no expiration.
Virtu Financial, a technology-driven market maker and execution services firm, reported solid mid‑2026 performance. For the three months ended June 30, 2026, total revenue was $1.19 billion and net income was $284.9 million, with net income available to common stockholders of $150.9 million and diluted EPS of $1.63. For the first half of 2026, revenue reached $2.29 billion, net income $631.5 million, and net income available to common stockholders $333.2 million, or $3.62 per diluted share.
Total assets increased to $27.48 billion, driven by trading assets, securities financing and receivables, while total liabilities were $25.15 billion and total equity $2.33 billion. Long‑term borrowings totaled $2.05 billion, primarily a first‑lien term loan and 7.50% senior secured notes maturing in 2031. Operating cash flow for the first half was $117.0 million, and cash, cash equivalents and restricted cash ended at $1.13 billion.
The company held digital assets with fair value of $156.2 million, including bitcoin and other tokens, and recorded no goodwill impairment on $1.15 billion of goodwill. Cumulative payments under tax receivable agreements reached $155.8 million, with remaining obligations of $173.1 million expected over the next 15 years.
Vanguard Capital Management reports beneficial ownership of 4,351,457 shares of Virtu Financial Inc. common stock, representing 5% of the class as of June 30, 2026. It has sole voting power over 642,431 shares and sole dispositive power over 4,351,457 shares, with no shared voting or dispositive power.
The position aggregates securities beneficially owned or deemed owned by Vanguard Capital Management LLC and certain affiliates and business divisions, including various Vanguard entities and funds over which they exercise voting and/or dispositive power. No single other person's interest in these securities exceeds 5%.
Virtu Financial, Inc. reported strong second quarter 2026 operating performance. Total revenues were $1,190.0 million, up 19.0% from $999.6 million a year earlier, while trading income, net, rose 31.2% to $856.7 million. GAAP net income was $284.9 million versus $293.0 million in the prior-year quarter, with basic and diluted EPS of $1.63 compared with $1.65. GAAP net income margin was 23.9%.
Key non-GAAP metrics improved: Adjusted Net Trading Income increased 26.4% to $717.9 million, Adjusted EBITDA increased 18.2% to $436.8 million with a 60.8% Adjusted EBITDA margin, and Normalized Adjusted Net Income increased 19.4% to $291.5 million, yielding Normalized Adjusted EPS of $1.82 versus $1.53. For the first six months of 2026, net income was $631.5 million, up from $482.6 million.
As of June 30, 2026, Virtu held $1,133.0 million in cash, cash equivalents and restricted cash and had total long-term debt outstanding of $2,051.1 million in aggregate principal. The board declared a quarterly cash dividend of $0.24 per share, payable September 15, 2026 to shareholders of record on September 1, 2026.
Virtu Financial, Inc. entered into Amendment No. 4 to its senior secured credit agreement, under which subsidiaries Virtu Financial LLC and VFH Parent LLC obtained $500 million of incremental senior secured first lien Term B-2 loans. This increases the aggregate Term B-2 loan balance to $2,029.55 million.
The Term B-2 Loans bear floating interest, at Virtu’s election, either at an alternative base rate plus 1.50% or at term SOFR plus 2.50%. They mature on June 21, 2031, amortize annually by approximately 1.0% of the Incremental Term B-2 principal on a pro rata basis with other Term B-2 loans, and are subject to additional contingent principal payments tied to excess cash flow and other events. A related press release notes the term loan balance under the senior secured credit facility is now $2,030 million, and that proceeds may be used for general corporate purposes.
Virtu Financial reported preliminary estimates for the quarter ended June 30, 2026. Management expects net income of $285 million and Normalized Adjusted Net Income of $292 million, with basic and diluted EPS of $1.63 and Normalized Adjusted EPS of $1.82.
Preliminary trading income, net is $857 million and Adjusted Net Trading Income is $718 million, versus $653 million and $568 million in the same quarter of 2025. Adjusted EBITDA is estimated at $437 million, compared with $369 million a year earlier. These figures are non‑GAAP where indicated and remain subject to normal closing and review procedures.
Virtu is also marketing $400 million of Incremental Term Loans under its senior secured credit facility, increasing the total Term Loan B balance to $1,930 million. Pro forma total debt is $2,452 million and cash $1,373 million, with total net leverage remaining 0.7x and total debt to LTM Adjusted EBITDA at 1.5x.
Virtu Financial director Christopher C. Quick reported routine equity compensation activity. He acquired 3,392 shares of Class A common stock on July 1, 2026 through the settlement of vested restricted stock units (RSUs) granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.
On the same date, he received a new award of 2,504 RSUs, each representing a contingent right to one share of Class A common stock that vests on July 1, 2027. Following these transactions, Quick directly holds 61,196 shares of Class A common stock. The filing shows no open‑market purchases or sales, only RSU vesting and a new grant.
Virtu Financial, Inc. director John Nixon reported compensation-related equity activity. He exercised restricted stock units to acquire 3,392 shares of Class A common stock at a stated price of $0.00 per share, bringing his direct holdings to 39,996 Class A shares.
Nixon also received a new grant of 2,504 restricted stock units under Virtu’s Second Amended and Restated 2015 Management Incentive Plan, each representing one future share of Class A common stock. Footnotes state the RSUs that were exercised vested on July 1, 2026 and the newly granted RSUs will vest on July 1, 2027.