Welcome to our dedicated page for Virtu Financial SEC filings (Ticker: VIRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Virtu Financial, Inc. (VIRT) brings together the company’s official U.S. regulatory documents, including Forms 10-K, 10-Q and 8-K, along with exhibits and related materials. As a Delaware-incorporated issuer with securities listed on the New York Stock Exchange, Virtu reports under file number 001-37352 and uses these filings to disclose financial results, corporate actions, financing arrangements and executive compensation details.
In its current reports on Form 8-K, Virtu furnishes quarterly earnings press releases under Item 2.02, providing information on net income, total revenues, trading income and non-GAAP metrics such as Adjusted Net Trading Income, EBITDA, Adjusted EBITDA and Normalized Adjusted Net Income. These filings also describe segment performance across Market Making and Execution Services and summarize share repurchase activity and dividend declarations. For users analyzing VIRT’s results, the filings page offers direct access to these primary financial disclosures.
Other 8-K filings address material definitive agreements and capital structure changes. For example, Virtu has reported amendments to its credit agreement and the issuance of incremental senior secured first lien term B-2 loans, including maturity dates, interest rate options and amortization terms. Such filings are key for understanding the company’s long-term debt obligations and liquidity profile. Executive employment and separation agreements, including those related to the appointment of a new Chief Executive Officer and the transition of a prior CEO, are also disclosed under Item 5.02, detailing salary, bonus structures, equity awards, severance and change-in-control provisions.
On Stock Titan, these SEC filings are updated in near real time from EDGAR and paired with AI-powered summaries that explain the core points of lengthy documents. Users can quickly see what changed in a new 10-Q or 10-K, how a Form 4 or executive agreement affects governance and compensation, and where new credit agreements or term loans alter Virtu’s obligations. This combination of raw filings and AI explanations helps investors and researchers interpret Virtu Financial’s regulatory record more efficiently.
Virtu Financial Co-President & Co-COO Joseph Molluso reported equity compensation activity involving Class A common stock and stock units. On February 3, 2026, 11,588 shares were issued upon RSU vesting, with 6,409 shares withheld for taxes, leaving 519,853 shares directly owned. On February 4, 2026, 15,062 additional shares were issued from vested RSUs and 8,330 shares were withheld for taxes, bringing his direct Class A common stock holdings to 526,585 shares.
Derivative transactions show RSU conversions and awards at no cash exercise price. After these, he held 86,347 restricted stock units and 7,531 deferred stock units, with the newly granted 22,593 RSUs scheduled to vest in three equal installments on February 4, 2027, 2028, and 2029.
A holder associated with Virtu Financial, Inc. has filed a notice to sell 2,950 shares of common stock through Charles Schwab & Co., Inc. on the NASDAQ. The filing lists an aggregate market value of $110,625.00 and notes that 84,906,703 shares of this class were outstanding.
The shares were acquired on 03/11/2021 as RSU/dividend equity compensation. The approximate sale date is 02/05/2026. The seller represents that they are not aware of any undisclosed material adverse information about Virtu’s current or prospective operations.
Virtu Financial EVP Stephen Cavoli reported multiple equity compensation events tied to performance-based awards. On January 31, 2026, 37,500 restricted stock units (RSUs) for 2024 performance vested and settled into Class A common shares, and 37,500 performance-based shares for 2025 also vested. Virtu withheld blocks of shares for taxes in connection with these settlements. Cavoli also received a new grant of 37,500 RSUs for 2025 performance that will vest on January 31, 2027. On February 2, 2026, an additional 10,309 RSUs vested and were settled in shares, with further tax withholding. After these transactions, Cavoli directly held 199,461 Class A shares and 81,989 RSUs.
Virtu Financial, Inc. Chief Financial Officer Cindy Lee reported equity award activity involving the company’s Class A common stock and restricted stock units in early February 2026. On February 2, 2026, 2,749 RSUs vested and were settled in 2,749 shares of Class A common stock, with 1,108 of those shares withheld by Virtu to cover taxes. On February 3, 2026, a further 3,090 RSUs vested into 3,090 Class A shares, with 1,246 shares withheld for taxes.
Following these transactions, Lee directly held 22,077 shares of Class A common stock and 27,252 RSUs, each RSU representing a contingent right to receive one Class A share under Virtu’s Amended and Restated 2015 Management Incentive Plan. The filing also notes 4,760 non-voting common interest units of Virtu Financial LLC held indirectly through Virtu Employee Holdco LLC, a vehicle through which employees and directors hold Virtu Financial Units and Class C common stock, with the reporting person disclaiming beneficial ownership except to the extent of her pecuniary interest.
Virtu Financial, Inc.’s Chief Financial Officer reported equity compensation activity and an amendment to a prior insider filing. On February 4, 2025, the CFO acquired 2,343 shares of Class A common stock and had 1,296 shares withheld to cover taxes under the company’s 2015 Management Incentive Plan.
The CFO also received a new grant of 3,514 restricted stock units (RSUs), which are scheduled to vest in February 2026, 2027 and 2028, and 2,343 RSUs vested on February 4, 2025. The filing notes indirect holdings of 4,760 non-voting Virtu Financial LLC units through Virtu Employee Holdco LLC, with beneficial ownership disclaimed except for the CFO’s pecuniary interest. This amendment clarifies that the 2,343 vested RSUs are reflected in both the non-derivative and derivative tables.
Virtu Financial EVP Stephen Cavoli reported multiple equity transactions involving Class A common stock and restricted stock units (RSUs). On January 31, 2026, 37,500 RSUs tied to 2024 performance vested and settled into Class A shares, and 37,500 performance-based shares for 2025 vested, all under the company’s 2015 Management Incentive Plan and his amended employment agreement.
On the same date, the company withheld 19,144 shares twice to cover taxes related to RSU settlements. Cavoli also received a new grant of 37,500 RSUs for 2025 performance that will vest on January 31, 2027. On February 2, 2026, 10,309 RSUs vested and settled into shares, with 5,263 shares withheld for taxes. Following these transactions, Cavoli directly owned 199,461 Class A shares and held 81,989 RSUs.
Virtu Financial Co-President & Co-COO Brett Fairclough reported multiple equity compensation events involving Class A common stock and restricted stock units. On January 31, 2026, 37,500 RSUs tied to 2024 performance vested and settled into Class A shares, and 37,500 performance-based Class A shares for 2025 vested the same day. Virtu withheld shares of Class A stock to cover taxes on these settlements. Fairclough also received a new grant of 37,500 RSUs based on 2025 performance that are scheduled to vest on January 31, 2027. On February 2, 2026, additional RSUs vested and were settled into 11,193 Class A shares, with further shares withheld for taxes. He also has an indirect interest in 10,930 non-voting common interest units of Virtu Financial LLC held through Virtu Employee Holdco LLC, for which he disclaims beneficial ownership beyond his pecuniary interest.
Virtu Financial Co-President & Co-COO Joseph Molluso reported multiple equity award transactions in Class A common stock and restricted stock units (RSUs). On January 31, 2026, 37,500 RSUs tied to 2024 performance vested and settled into 37,500 shares, with 20,738 shares withheld for taxes. On the same date, 37,500 performance-based shares for 2025 vested, again with 20,738 shares withheld for taxes. He also received a new grant of 37,500 RSUs linked to 2025 performance, scheduled to vest on January 31, 2027. On February 2, 2026, 11,193 RSUs vested and settled into 11,193 shares, with 6,190 shares withheld for taxes. After these transactions, he held 514,674 shares of Class A common stock and 82,873 RSUs directly.
Virtu Financial, Inc. reported equity compensation activity for CEO and director Aaron Wyatt Simons. On January 31, 2026, 37,500 restricted stock units tied to 2024 performance vested into Class A shares, and 53,125 performance-based Class A shares for 2025 were earned and granted. The company withheld 15,128 and 21,432 Class A shares for taxes on that date.
Simons also received 53,125 new performance-based RSUs for 2025 that are scheduled to vest on January 31, 2027, and 11,782 RSUs vested and settled into Class A shares on February 2, 2026, with 4,752 shares withheld for taxes. In addition, 520,184 non-voting Virtu Financial LLC units are held indirectly through Virtu Employee Holdco LLC and are exchangeable one-for-one into Class A common stock, with Simons only recognizing his pecuniary interest in that vehicle.
Virtu Financial, Inc. furnished an update on its latest quarterly performance. The company issued a press release detailing its financial results for the quarter ended December 31, 2025, and attached this release as Exhibit 99.1. The information is provided under the “Results of Operations and Financial Condition” item and is designated as furnished rather than filed, meaning it is not incorporated into the company’s Securities Act filings.