Welcome to our dedicated page for Virtu Financial SEC filings (Ticker: VIRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Virtu Financial, Inc. filings document the regulatory record for a Delaware financial services company with Market Making and Execution Services operations. Form 8-K reports furnish quarterly results and related press releases, including segment disclosures for trading income, total revenues and adjusted net trading income.
Other filings cover governance, compensation and capital structure. Proxy materials describe annual meeting proposals, director elections, advisory executive compensation votes and auditor ratification. Current reports also document executive appointments and compensatory arrangements, amendments to credit agreements, senior secured term loan financing, and related corporate agreements.
Virtu Financial director Virginia Gambale reported an open-market sale of Class A common stock. On February 5, 2026, she sold 2,950 shares at $37.50 per share, leaving her with 23,978 shares held directly. She also reports holding 3,392 restricted stock units granted under Virtu’s Amended and Restated 2015 Management Incentive Plan, each representing a contingent right to receive one Class A share and scheduled to vest on July 1, 2021.
Virtu Financial Co-President & Co-COO Brett Fairclough reported multiple equity compensation events. On February 3 and 4, 2026, restricted stock units (RSUs) vested and were settled into Class A common stock, with portions of the shares withheld by the company to cover taxes under its management incentive plans.
On February 4, 2026, Fairclough also received a new grant of 22,593 RSUs, which are scheduled to vest in equal annual installments on February 4, 2027, 2028, and 2029. The filing also notes 10,930 non-voting common interest units of Virtu Financial LLC held indirectly through Virtu Employee Holdco LLC, where Fairclough disclaims beneficial ownership except for his pecuniary interest.
Virtu Financial EVP Stephen Cavoli reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On February 3 and 4, 2026, previously granted RSUs vested and were settled into shares of Class A common stock, with a portion of those shares withheld by the company to cover taxes.
Cavoli also received a new grant of 22,593 RSUs on February 4, 2026, which will vest in three equal installments on February 4, 2027, February 4, 2028, and February 4, 2029. Following these transactions, he directly holds 216,191 shares of Class A common stock and 85,463 RSUs.
Virtu Financial CEO Aaron Wyatt Simons reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On February 3, 2026, 11,588 RSUs vested and were settled in shares, with a portion of the shares withheld to cover taxes. On February 4, 2026, a further 7,531 RSUs vested and were settled, again with some shares withheld for taxes, and he received a separate grant of 21,394 shares of Class A common stock. Simons was also granted 32,089 new RSUs, which will vest in three equal installments on February 4, 2027, February 4, 2028, and February 4, 2029. Following these transactions, he directly held derivative awards covering 112,056 RSUs.
Virtu Financial Co-President & Co-COO Joseph Molluso reported equity compensation activity involving Class A common stock and stock units. On February 3, 2026, 11,588 shares were issued upon RSU vesting, with 6,409 shares withheld for taxes, leaving 519,853 shares directly owned. On February 4, 2026, 15,062 additional shares were issued from vested RSUs and 8,330 shares were withheld for taxes, bringing his direct Class A common stock holdings to 526,585 shares.
Derivative transactions show RSU conversions and awards at no cash exercise price. After these, he held 86,347 restricted stock units and 7,531 deferred stock units, with the newly granted 22,593 RSUs scheduled to vest in three equal installments on February 4, 2027, 2028, and 2029.
A holder associated with Virtu Financial, Inc. has filed a notice to sell 2,950 shares of common stock through Charles Schwab & Co., Inc. on the NASDAQ. The filing lists an aggregate market value of $110,625.00 and notes that 84,906,703 shares of this class were outstanding.
The shares were acquired on 03/11/2021 as RSU/dividend equity compensation. The approximate sale date is 02/05/2026. The seller represents that they are not aware of any undisclosed material adverse information about Virtu’s current or prospective operations.
Virtu Financial EVP Stephen Cavoli reported multiple equity compensation events tied to performance-based awards. On January 31, 2026, 37,500 restricted stock units (RSUs) for 2024 performance vested and settled into Class A common shares, and 37,500 performance-based shares for 2025 also vested. Virtu withheld blocks of shares for taxes in connection with these settlements. Cavoli also received a new grant of 37,500 RSUs for 2025 performance that will vest on January 31, 2027. On February 2, 2026, an additional 10,309 RSUs vested and were settled in shares, with further tax withholding. After these transactions, Cavoli directly held 199,461 Class A shares and 81,989 RSUs.
Virtu Financial, Inc. Chief Financial Officer Cindy Lee reported equity award activity involving the company’s Class A common stock and restricted stock units in early February 2026. On February 2, 2026, 2,749 RSUs vested and were settled in 2,749 shares of Class A common stock, with 1,108 of those shares withheld by Virtu to cover taxes. On February 3, 2026, a further 3,090 RSUs vested into 3,090 Class A shares, with 1,246 shares withheld for taxes.
Following these transactions, Lee directly held 22,077 shares of Class A common stock and 27,252 RSUs, each RSU representing a contingent right to receive one Class A share under Virtu’s Amended and Restated 2015 Management Incentive Plan. The filing also notes 4,760 non-voting common interest units of Virtu Financial LLC held indirectly through Virtu Employee Holdco LLC, a vehicle through which employees and directors hold Virtu Financial Units and Class C common stock, with the reporting person disclaiming beneficial ownership except to the extent of her pecuniary interest.
Virtu Financial, Inc.’s Chief Financial Officer reported equity compensation activity and an amendment to a prior insider filing. On February 4, 2025, the CFO acquired 2,343 shares of Class A common stock and had 1,296 shares withheld to cover taxes under the company’s 2015 Management Incentive Plan.
The CFO also received a new grant of 3,514 restricted stock units (RSUs), which are scheduled to vest in February 2026, 2027 and 2028, and 2,343 RSUs vested on February 4, 2025. The filing notes indirect holdings of 4,760 non-voting Virtu Financial LLC units through Virtu Employee Holdco LLC, with beneficial ownership disclaimed except for the CFO’s pecuniary interest. This amendment clarifies that the 2,343 vested RSUs are reflected in both the non-derivative and derivative tables.
Virtu Financial EVP Stephen Cavoli reported multiple equity transactions involving Class A common stock and restricted stock units (RSUs). On January 31, 2026, 37,500 RSUs tied to 2024 performance vested and settled into Class A shares, and 37,500 performance-based shares for 2025 vested, all under the company’s 2015 Management Incentive Plan and his amended employment agreement.
On the same date, the company withheld 19,144 shares twice to cover taxes related to RSU settlements. Cavoli also received a new grant of 37,500 RSUs for 2025 performance that will vest on January 31, 2027. On February 2, 2026, 10,309 RSUs vested and settled into shares, with 5,263 shares withheld for taxes. Following these transactions, Cavoli directly owned 199,461 Class A shares and held 81,989 RSUs.