Virtu director exercises RSUs, receives new award

Virtu Financial director Joanne Minieri reported equity compensation activity involving Class A common stock and restricted stock units (RSUs).

Rhea-AI Filing Summary

Virtu Financial director Joanne Minieri reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). She exercised 3,392 RSUs into Class A common stock, bringing her direct holdings to 41,385 shares. She also received a grant of 2,504 new RSUs, each representing a contingent right to one share of Class A common stock. According to the footnotes, the exercised RSUs vested on July 1, 2026, and the newly granted RSUs are scheduled to vest on July 1, 2027, under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.

Insider Trade Summary

3,392 shares exercised/converted

Exercise 3 txns

Insider Minieri Joanne

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	3,392	$0.00	$0.00
Grant/Award	Restricted Stock Unit	2,504	$0.00	$0.00
Exercise	Class A common stock	3,392	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 2,504 contracts (Direct); Class A common stock — 41,385 shares (Direct)

Footnotes (4)

1. F1. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
2. F2. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
3. F3. The RSUs vested on July 1, 2026.
4. F4. The RSUs vest on July 1, 2027.

Key Figures

RSUs exercised into shares: 3,392 shares Shares held after transaction: 41,385 shares New RSU grant: 2,504 RSUs +3 more

6 metrics

RSUs exercised into shares 3,392 shares Class A common stock issued from vested RSUs on July 1, 2026

Shares held after transaction 41,385 shares Direct Class A common stock holdings following RSU settlement

New RSU grant 2,504 RSUs Grant under 2015 Management Incentive Plan on July 1, 2026

Underlying shares per RSU 1 share per RSU Each RSU represents a contingent right to one Class A share

Vesting date of exercised RSUs July 1, 2026 Date on which the 3,392 RSUs vested before share issuance

Vesting date of new RSUs July 1, 2027 Scheduled vesting for the 2,504 newly granted RSUs

Key Terms

Restricted Stock Unit, Second Amended and Restated 2015 Management Incentive Plan, Class A common stock, vested, +1 more

5 terms

Restricted Stock Unit financial

"Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Second Amended and Restated 2015 Management Incentive Plan financial

"Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan."

Class A common stock financial

"Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

vested financial

"The RSUs vested on July 1, 2026."

contingent right financial

"represents a contingent right to receive one share of Class A common stock of the Issuer."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Virtu Financial (VIRT) director Joanne Minieri report?

Joanne Minieri reported equity compensation transactions, exercising 3,392 restricted stock units into Class A common stock and receiving a grant of 2,504 new RSUs. All events occurred on July 1, 2026, under Virtu’s management incentive plan.

How many Virtu Financial (VIRT) shares does Joanne Minieri hold after this Form 4?

After these transactions, Joanne Minieri directly holds 41,385 shares of Virtu Financial Class A common stock. This reflects settlement of 3,392 vested RSUs into shares, as disclosed, and does not include her separate outstanding RSU grant of 2,504 units.

What new restricted stock unit grant did Virtu Financial (VIRT) disclose for Joanne Minieri?

The filing shows a grant of 2,504 restricted stock units to Joanne Minieri. Each RSU represents a contingent right to receive one share of Virtu Class A common stock, with these RSUs scheduled to vest on July 1, 2027, under the company’s incentive plan.

When did Joanne Minieri’s Virtu Financial (VIRT) RSUs vest and settle into shares?

The RSUs that were settled into shares vested on July 1, 2026, according to the footnotes. Upon vesting, 3,392 RSUs were converted into an equal number of Virtu Class A common shares, issued under the Second Amended and Restated 2015 Management Incentive Plan.

Are Joanne Minieri’s Virtu Financial (VIRT) Form 4 transactions open-market stock purchases or sales?

The Form 4 transactions are not open-market trades. They reflect equity compensation: an exercise of 3,392 restricted stock units into Class A common stock and a grant of 2,504 additional RSUs, all priced at zero per unit as reported in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Minieri Joanne

(Last) (First) (Middle)

C/O VIRTU FINANCIAL, INC.

1633 BROADWAY

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc. [ VIRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	07/01/2026		M		3,392	A	(1)	41,385	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	07/01/2026		M			3,392	(3)	(3)	Class A common stock	3,392	$0	0	D
Restricted Stock Unit	(2)	07/01/2026		A		2,504		(4)	(4)	Class A common stock	2,504	$0	2,504	D

Explanation of Responses:

1. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

2. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

3. The RSUs vested on July 1, 2026.

4. The RSUs vest on July 1, 2027.

Remarks:

	Justin Waldie, as Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)