Virtu Financial (VIRT) director exercises RSUs and receives new 2,504-unit grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Virtu Financial director Joseph J. Grano Jr. reported equity compensation-related transactions with no open‑market buying or selling. He exercised 3,392 Restricted Stock Units (RSUs) into the same number of shares of Class A common stock under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.

He also received a new grant of 2,504 RSUs, each representing a contingent right to one share of Class A common stock, scheduled to vest on July 1, 2027. Following these transactions, Grano directly owns 42,214 shares of Class A common stock and holds 2,504 RSUs outstanding.

Insider Trade Summary

3,392 shares exercised/converted

Mixed 3 txns

Insider GRANO JOSEPH J JR

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	3,392	$0.00	--
Grant/Award	Restricted Stock Unit	2,504	$0.00	--
Exercise	Class A common stock	3,392	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Class A common stock — 42,214 shares (Direct, null)

Footnotes (1)

Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested on July 1, 2026. The RSUs will vest on July 1, 2027.

Key Figures

RSUs exercised: 3,392 units New RSU grant: 2,504 units Shares after transactions: 42,214 shares +2 more

5 metrics

RSUs exercised 3,392 units RSUs converted into Class A common stock on July 1, 2026

New RSU grant 2,504 units Restricted Stock Units granted on July 1, 2026

Shares after transactions 42,214 shares Class A common stock directly owned after Form 4 transactions

Outstanding RSUs 2,504 units RSUs representing contingent rights to Class A shares

Exercise price $0.00 per share Reported for RSU-related transactions

Key Terms

Restricted Stock Unit, Class A common stock, Second Amended and Restated 2015 Management Incentive Plan, vested restricted stock units

4 terms

Restricted Stock Unit financial

"security_title: "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Class A common stock financial

"security_title: "Class A common stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Second Amended and Restated 2015 Management Incentive Plan financial

"granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan"

vested restricted stock units financial

"issued in settlement of vested restricted stock units ("RSUs")"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 04:35 PM Accepted by SEC EDGAR 07/06/2026 - 04:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GRANO JOSEPH J JR

(Last)

(First)

(Middle)

C/O VIRTU FINANCIAL, INC.

1633 BROADWAY

(Street)

NEW YORK

10019

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc. [ VIRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A common stock	07/01/2026		M		3,392	A	⁽¹⁾	42,214	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽²⁾	07/01/2026		M			3,392	⁽³⁾	⁽³⁾	Class A common stock	3,392	$0	0	D
Restricted Stock Unit	⁽²⁾	07/01/2026		A		2,504		⁽⁴⁾	⁽⁴⁾	Class A common stock	2,504	$0	2,504	D

Explanation of Responses:

1. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

2. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

3. The RSUs vested on July 1, 2026.

4. The RSUs will vest on July 1, 2027.

Remarks:

	Justin Waldie, as Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Virtu Financial (VIRT) director Joseph Grano report?

He reported equity compensation transactions, including exercising 3,392 RSUs into Class A common shares and receiving a new grant of 2,504 RSUs, all under Virtu’s 2015 Management Incentive Plan, with no open‑market buying or selling involved.

How many Virtu Financial (VIRT) shares does Joseph Grano hold after these Form 4 transactions?

After the reported transactions, Joseph Grano directly owns 42,214 shares of Virtu Financial Class A common stock. In addition, he holds 2,504 Restricted Stock Units, which represent contingent rights to receive the same number of Class A common shares upon vesting.

What RSU award did Virtu Financial (VIRT) grant to Joseph Grano in this filing?

He received a grant of 2,504 Restricted Stock Units, each representing a contingent right to one share of Virtu Class A common stock. These RSUs are issued under the company’s Second Amended and Restated 2015 Management Incentive Plan.

When will Joseph Grano’s new Virtu Financial (VIRT) RSUs vest?

The newly granted 2,504 Restricted Stock Units will vest on July 1, 2027. Vesting means he will then be entitled to receive an equal number of Virtu Class A common shares, assuming standard plan conditions are satisfied at that date.

Were Joseph Grano’s Virtu Financial (VIRT) transactions market purchases or sales?

They were not market purchases or sales. The Form 4 shows an exercise of 3,392 RSUs into Class A common shares and a grant of 2,504 new RSUs, all classified as compensation-related acquisitions rather than open‑market trading activity.