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Virtu Financial (VIRT) director adds shares through RSU vesting and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Virtu Financial director Virginia Gambale reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She acquired 3,392 shares of Class A common stock upon settlement of vested RSUs granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan, increasing her direct holdings to 23,370 shares. On the same date, 3,392 RSUs were fully exercised and ceased to be outstanding. She also received a new grant of 2,504 RSUs, each representing a contingent right to receive one share of Class A common stock, which vest on July 1, 2027. The RSUs that settled into common shares vested on July 1, 2026.

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Insider Gambale Virginia
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 3,392 $0.00 --
Grant/Award Restricted Stock Unit 2,504 $0.00 --
Exercise Class A common stock 3,392 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Class A common stock — 23,370 shares (Direct, null)
Footnotes (1)
  1. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested on July 1, 2026. The RSUs vest on July 1, 2027.
Shares issued from RSU settlement 3,392 shares Class A common stock issued upon vested RSUs on July 1, 2026
Post-transaction direct holdings 23,370 shares Class A common stock held directly after transactions
New RSU grant 2,504 RSUs Grant under Second Amended and Restated 2015 Management Incentive Plan
Underlying shares per RSU 1 share per RSU Each RSU represents one Class A common share
Vesting date of exercised RSUs July 1, 2026 RSUs that settled into 3,392 shares vested on this date
Vesting date of new RSUs July 1, 2027 Newly granted 2,504 RSUs vest on this date
Restricted Stock Unit financial
"Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Second Amended and Restated 2015 Management Incentive Plan financial
"Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan."
Class A common stock financial
"Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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FAQ

What insider transactions did Virtu Financial (VIRT) director Virginia Gambale report?

Virginia Gambale reported equity compensation transactions, not open-market trades. She received 3,392 Class A shares from vested RSUs and a new grant of 2,504 RSUs, all under Virtu’s Second Amended and Restated 2015 Management Incentive Plan.

How many Virtu Financial (VIRT) shares does Virginia Gambale hold after these transactions?

After the reported transactions, Virginia Gambale directly holds 23,370 shares of Virtu Class A common stock. This figure reflects the issuance of 3,392 shares upon settlement of vested restricted stock units on July 1, 2026.

What restricted stock units did Virginia Gambale receive from Virtu Financial (VIRT)?

She received a grant of 2,504 restricted stock units, each representing a contingent right to one Virtu Class A share. These RSUs were granted under Virtu’s Second Amended and Restated 2015 Management Incentive Plan and are scheduled to vest on July 1, 2027.

When did Virginia Gambale’s Virtu Financial (VIRT) RSUs vest and settle into shares?

RSUs covering 3,392 shares vested on July 1, 2026. Upon vesting, shares of Virtu Class A common stock were issued in settlement of these restricted stock units, and the corresponding RSU balance was reduced to zero.

Are Virginia Gambale’s Virtu Financial (VIRT) transactions open-market buys or sales?

The reported transactions are equity compensation events, not market trades. They include an RSU grant and the exercise and settlement of vested RSUs into Class A common stock, with no open-market purchases or sales disclosed in this Form 4.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gambale Virginia

(Last)(First)(Middle)
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY

(Street)
NEW YORK NEW YORK 10019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc. [ VIRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock07/01/2026M3,392A(1)23,370D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)07/01/2026M3,392 (3) (3)Class A common stock3,392$00D
Restricted Stock Unit(2)07/01/2026A2,504 (4) (4)Class A common stock2,504$02,504D
Explanation of Responses:
1. Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
2. Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
3. The RSUs vested on July 1, 2026.
4. The RSUs vest on July 1, 2027.
Remarks:
Justin Waldie, as Attorney-in-Fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)