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Visium Technolog SEC Filings

VISM OTC Link

Welcome to our dedicated page for Visium Technolog SEC filings (Ticker: VISM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Visium Technologies, Inc. filings document material events for a Florida public company focused on AI cybersecurity, advanced analytics and situational-awareness technology. Recent Form 8-K disclosures cover amendments to articles and preferred stock certificates of designation, unregistered issuances of Series D and Series G preferred stock, debt-for-equity cancellation, board and officer changes, and strategic realignment matters tied to its AI business plan.

The filing record also includes late-filing notices for periodic reports and formal exhibits such as board resolutions and preferred stock terms. These documents provide regulatory disclosure on capital structure, governance authority, reporting status, material agreements and security-designation matters.

Rhea-AI Summary

Visium Technologies, Inc. reported no revenue for the three and nine months ended March 31, 2026 and a net loss of $587,844 for the quarter and $1,538,406 for the nine-month period. Cash fell to $665 with total assets of $12,540 against current liabilities of $6,839,990, resulting in a stockholders’ deficit of $6,827,451.

The company flags “substantial doubt” about its ability to continue as a going concern, citing recurring losses, negative working capital and dependence on external financing. Operations remain pre-revenue while Visium pursues a strategic pivot to agentic AI cybersecurity anchored by its TruContext platform and related products.

Subsequent to quarter-end, Visium undertook large equity issuances, debt-for-equity exchanges, new preferred share designations with concentrated voting rights, settlement of certain defaulted notes, and leadership changes intended to clean up legacy capital structure and support its AI-focused strategy.

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Rhea-AI Summary

Visium Technologies, Inc. notifies the SEC it could not timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 due to delays completing financial statements and the independent auditor's review. The company anticipates filing the Quarterly Report no later than the fifth calendar day following the prescribed due date.

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Rhea-AI Summary

Visium Technologies’ Chief Financial Officer and director Mark B. Lucky filed a Schedule 13D reporting a significant personal stake in the company. He beneficially owns 119,602,561 shares of common stock, representing about 11% of Visium’s outstanding shares, with sole voting and dispositive power.

The shares were received as compensation for services, not purchased for cash, and no borrowed funds were used. Lucky states he holds the shares for investment and in connection with his executive role, with no specific plans for mergers, asset sales, or other major corporate changes beyond his normal participation in management and strategy under an employment agreement dated March 28, 2026.

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Rhea-AI Summary

Visium Technologies, Inc. investor Cheddi Rai filed a Schedule 13D reporting beneficial ownership of approximately 146,444,342 shares of common stock, or 12.10% of the class on an as-converted and as-exercised basis. This stake comes mainly from Series E preferred stock convertible into common shares and stock options granted as equity compensation and in connection with Visium’s proposed acquisition of ConnexUs AI.

Rai is expected to become Visium’s Chief Operating Officer, Chief Technology Officer, and a director, and plans to participate actively in the company’s management and strategy. A 4.99% beneficial ownership cap limits how much of his preferred stock and options he can convert or exercise at any time, constraining his voting power relative to his total economic exposure.

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Rhea-AI Summary

Visium Technologies, Inc. announced a major leadership change and a strategic AI transaction plan. Effective April 27, 2026, Paul Taylor became Chairman of the Board and Chief Executive Officer, while Cheddi Rai was appointed Chief Technology Officer and Chief Operating Officer. Mark Lucky will continue as Chief Financial Officer and is also identified as Chief Executive Officer in the signature block.

The company disclosed a non-binding Letter of Intent dated March 29, 2026 to acquire 100% of the equity of ConnexUS AI and obtain licensed access to the RAGböx.co platform from the owners of WXYZ Hosting LLC and AdRetreaver LLC. The planned deal uses a dual ring-fence structure intended to produce a GAAP-compliant balance sheet, isolate legacy obligations, and support scalable AI solutions for regulated industries.

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VISIUM TECHNOLOGIES, INC. CTO, COO and 10% owner Rai Cheddi Bharrat acquired 9,763 shares of Series E Convertible Preferred Stock as non-cash consideration for his interests in ConnexUS AI under a Letter of Intent dated March 29, 2026.

These 9,763 Series E shares are convertible into 146,444,342 shares of common stock and represent about 34.43% of a 425,339,361-share Series E as-converted pool, which equals 40% of the 1,063,348,403 common shares currently outstanding. On an as-converted basis, his beneficial ownership is 146,444,342 common shares, or roughly 12.10% of common stock.

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Rhea-AI Summary

Visium Technologies Chairman and CEO Paul Richard Taylor received a grant of Series E Convertible Preferred Stock as non-cash consideration. He acquired 2,297 Series E shares for his interests in ConnexUS AI under a Letter of Intent dated March 29, 2026, as amended.

These 2,297 preferred shares are convertible into 34,452,488 shares of common stock, giving him beneficial ownership of about 3.14% of Visium’s common stock on an as-converted basis, using a denominator of 1,097,800,891 shares. The grant represents approximately 8.1% of the total Series E as-converted pool of 425,339,361 shares, which itself is defined as 40% of the current 1,063,348,403 common shares outstanding.

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Rhea-AI Summary

Paul R. Taylor reports beneficial ownership of 34,453,488 shares of Visium Technologies common stock, representing 3% of the class. He is the incoming Chief Executive Officer and Chairman under an amended agreement dated March 28, 2026, tied to Visium’s acquisition of ConnexUs AI (DE).

Taylor holds 8.11% of the 40% Series E Preferred Stock, which represents approximately 40% of Visium’s fully diluted common equity on an as-converted basis. His rights are subject to a 4.99% beneficial-ownership cap and full-ratchet anti-dilution provisions.

The structure is linked to a Stock Purchase Agreement under a March 29, 2026 Letter of Intent, a non-exclusive RAGbox.co IP license via ARPRT LLC where he has a 30% membership interest, and an 8% staff option grant under the equity incentive plan. He states no current plans for additional major corporate actions beyond the contemplated acquisition and related restructurings.

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Rhea-AI Summary

VISIUM TECHNOLOGIES, INC. filed an initial insider ownership report for Rai Cheddi Bharrat, who is identified as a director and Chief Operating Officer. The data provided does not show any share transactions or derivative positions associated with this Form 3.

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FAQ

How many Visium Technolog (VISM) SEC filings are available on StockTitan?

StockTitan tracks 21 SEC filings for Visium Technolog (VISM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Visium Technolog (VISM)?

The most recent SEC filing for Visium Technolog (VISM) was filed on May 20, 2026.