Welcome to our dedicated page for VISIUM TECHNOLOGIES SEC filings (Ticker: VISM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Visium Technologies, Inc. filings document material events for a Florida public company focused on AI cybersecurity, advanced analytics and situational-awareness technology. Recent Form 8-K disclosures cover amendments to articles and preferred stock certificates of designation, unregistered issuances of Series D and Series G preferred stock, debt-for-equity cancellation, board and officer changes, and strategic realignment matters tied to its AI business plan.
The filing record also includes late-filing notices for periodic reports and formal exhibits such as board resolutions and preferred stock terms. These documents provide regulatory disclosure on capital structure, governance authority, reporting status, material agreements and security-designation matters.
VISIUM TECHNOLOGIES, INC. (VISM) has implemented a 1-for-1,500 reverse split of its common stock and simultaneously reduced its authorized common shares. At the Effective Time, every 1,500 pre-split common shares were combined into 1 post-split share, and authorized common stock was cut from 3,000,000,000 to 2,000,000 shares, with par value staying $0.0001.
The reverse split used a true lot-by-lot half-up rounding convention: lots converting to fewer than 0.5 of a share (fewer than 750 pre-split shares) were extinguished with no cash in lieu. Issued and outstanding common stock moved from 1,269,817,102 shares to 846,540 shares, leaving 64 of 553 registered holders with post-split shares and 489 reduced to zero. The stock will continue to trade on the OTC market under the symbol VISM, with a new CUSIP to be assigned. An issuance freeze bars new common stock issuances or new reservation letters (other than those created by the split mechanics) for 10 full trading days after the Effective Time.
Visium Technologies, Inc. (VISM) has determined that its previously authorized Series G Governing Preferred Stock was never actually issued and has eliminated this series. The board concluded that no shares of Series G were issued or outstanding at any time and that no consideration was received for any such shares.
The board resolved to delete the Series G Certificate of Designation in its entirety, return the previously designated 100 shares to the pool of authorized but undesignated preferred stock, and ensure the stock ledger and capitalization table reflect zero Series G shares. Visium will file Florida Articles of Amendment and related SEC amendments to correct its April 16, 2026 disclosure and report the board action under Item 5.03. The Series A and Series B Convertible Preferred Stock remain outstanding on their original terms and are not amended or subordinated, and the prior Series G-supported “Remediation Plan” for those series is withdrawn as a board program.
VISIUM TECHNOLOGIES, INC. reported that PT SMART GREEN TECHNOLOGIES, an Indonesia entity associated with Adler Bo Niclas, acquired 500,000,000 shares of Common Stock and 3 shares of Series AA Convertible Preferred Stock in a private placement.
The footnotes state the Series AA class carries super-voting rights equal to 51% of all shareholder voting power, allocated among outstanding Series AA shares. Of the four Series AA shares outstanding, the reporting person’s entity owns three, or 75% of the class, representing about 38.25% of total voting power through that class alone.
Combined with voting rights from the acquired Common Stock, the filing notes this results in effective voting control. Aggregate consideration was $300,000 for the 3 Series AA shares and $375,000 for the 500,000,000 Common shares, funded with the subscriber’s private capital under a Regulation D private placement. Both securities are restricted under Rule 144(d).
Visium Technologies, Inc. investor Cheddi Rai Bharrat filed an amended Schedule 13D to report that he no longer beneficially owns any shares of the company’s common stock. This change follows the termination of a non-binding letter of intent with ConnexUS AI and his resignation from all roles at Visium.
A Mutual Release, Settlement, and Termination Agreement ended the proposed transactions under the LOI and provided broad mutual releases, with no further payment or performance obligations between the parties. Bharrat now reports sole and shared voting and dispositive power over zero shares, representing 0.0% of the outstanding common stock, and characterizes this amendment as an exit filing.
Visium Technologies’ board has formally ended its planned ConnexUS AI acquisition and related incubation. Directors determined the ConnexUS project was a “failed incubation” and that terminating the Amended and Restated Letter of Intent and related work is in the best interests of the company and its shareholders.
The board authorized a Mutual Release, Settlement, and Termination Agreement that ends the LOI, confirms all ATHENA platform intellectual property remains with ConnexUS AI, waives ConnexUS payment and performance claims against Visium, and provides mutual releases. As part of the agreement, Cheddi Rai will resign from all positions with Visium, and the board is confirmed as Paul R. Taylor, Mark Lucky, and independent director David Pierce. The officers are instructed to make the required SEC disclosure and file the agreement as an exhibit.
Visium Technologies, Inc. reported no revenue for the three and nine months ended March 31, 2026 and a net loss of $587,844 for the quarter and $1,538,406 for the nine-month period. Cash fell to $665 with total assets of $12,540 against current liabilities of $6,839,990, resulting in a stockholders’ deficit of $6,827,451.
The company flags “substantial doubt” about its ability to continue as a going concern, citing recurring losses, negative working capital and dependence on external financing. Operations remain pre-revenue while Visium pursues a strategic pivot to agentic AI cybersecurity anchored by its TruContext platform and related products.
Subsequent to quarter-end, Visium undertook large equity issuances, debt-for-equity exchanges, new preferred share designations with concentrated voting rights, settlement of certain defaulted notes, and leadership changes intended to clean up legacy capital structure and support its AI-focused strategy.
Visium Technologies, Inc. notifies the SEC it could not timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 due to delays completing financial statements and the independent auditor's review. The company anticipates filing the Quarterly Report no later than the fifth calendar day following the prescribed due date.
Visium Technologies’ Chief Financial Officer and director Mark B. Lucky filed a Schedule 13D reporting a significant personal stake in the company. He beneficially owns 119,602,561 shares of common stock, representing about 11% of Visium’s outstanding shares, with sole voting and dispositive power.
The shares were received as compensation for services, not purchased for cash, and no borrowed funds were used. Lucky states he holds the shares for investment and in connection with his executive role, with no specific plans for mergers, asset sales, or other major corporate changes beyond his normal participation in management and strategy under an employment agreement dated March 28, 2026.
Visium Technologies, Inc. investor Cheddi Rai filed a Schedule 13D reporting beneficial ownership of approximately 146,444,342 shares of common stock, or 12.10% of the class on an as-converted and as-exercised basis. This stake comes mainly from Series E preferred stock convertible into common shares and stock options granted as equity compensation and in connection with Visium’s proposed acquisition of ConnexUs AI.
Rai is expected to become Visium’s Chief Operating Officer, Chief Technology Officer, and a director, and plans to participate actively in the company’s management and strategy. A 4.99% beneficial ownership cap limits how much of his preferred stock and options he can convert or exercise at any time, constraining his voting power relative to his total economic exposure.