Visium Technologies (VISM) CFO discloses 11% equity stake
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D
Rhea-AI Filing Summary
Visium Technologies’ Chief Financial Officer and director Mark B. Lucky filed a Schedule 13D reporting a significant personal stake in the company. He beneficially owns 119,602,561 shares of common stock, representing about 11% of Visium’s outstanding shares, with sole voting and dispositive power.
The shares were received as compensation for services, not purchased for cash, and no borrowed funds were used. Lucky states he holds the shares for investment and in connection with his executive role, with no specific plans for mergers, asset sales, or other major corporate changes beyond his normal participation in management and strategy under an employment agreement dated March 28, 2026.
Positive
- None.
Negative
- None.
Key Figures
Beneficially owned shares: 119,602,561 shares
Ownership percentage: 11%
Sole voting power: 119,602,561 shares
+3 more
6 metrics
Beneficially owned shares
119,602,561 shares
Common stock beneficially owned by Mark B. Lucky
Ownership percentage
11%
Percent of Visium common stock outstanding represented by Lucky’s holdings
Sole voting power
119,602,561 shares
Shares over which Lucky has sole voting authority
Sole dispositive power
119,602,561 shares
Shares over which Lucky has sole dispositive power
Date of event
04/24/2026
Date triggering the Schedule 13D filing requirement
Employment Agreement date
March 28, 2026
Date of Employment Agreement referenced in Item 6
Key Terms
Schedule 13D, beneficially own, sole voting power, sole dispositive power, +2 more
6 terms
Schedule 13D regulatory
"If the filing person has previously filed a statement on Schedule 13G to report the acquisition"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
beneficially own financial
"As of the date hereof, the Reporting Person may be deemed to beneficially own 119,602,561 shares"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
sole voting power financial
"Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power 119,602,561.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
sole dispositive power financial
"9 | Sole Dispositive Power 119,602,561.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
equity incentive plan financial
"the Issuer's equity incentive plan pursuant to which certain equity awards have been granted"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Employment Agreement regulatory
"The Reporting Person is a party to (i) an Employment Agreement with the Issuer dated March 28, 2026"
FAQ
What ownership stake does Visium Technologies (VISM) CFO Mark Lucky report?
Mark B. Lucky reports beneficial ownership of 119,602,561 shares of Visium Technologies common stock, representing approximately 11% of the outstanding shares, giving him a sizable insider stake with sole voting and dispositive power over these shares.
Has Visium Technologies (VISM) CFO traded the stock recently?
According to the disclosure, Mark B. Lucky has not effected any transactions in Visium Technologies common stock during the past sixty days. This indicates no recent buying or selling activity beyond his previously granted compensation-related holdings.