Visium Technologies (OTC: VISM) CEO awarded 34,452,488 as-converted shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Visium Technologies Chairman and CEO Paul Richard Taylor received a grant of Series E Convertible Preferred Stock as non-cash consideration. He acquired 2,297 Series E shares for his interests in ConnexUS AI under a Letter of Intent dated March 29, 2026, as amended.

These 2,297 preferred shares are convertible into 34,452,488 shares of common stock, giving him beneficial ownership of about 3.14% of Visium’s common stock on an as-converted basis, using a denominator of 1,097,800,891 shares. The grant represents approximately 8.1% of the total Series E as-converted pool of 425,339,361 shares, which itself is defined as 40% of the current 1,063,348,403 common shares outstanding.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Taylor Paul Richard

Role Chairman of the Board / CEO

Type	Security	Shares	Price	Value
Grant/Award	Series E Convertible Preferred Stock	2,297	$0.00	--

Holdings After Transaction: Series E Convertible Preferred Stock — 2,297 shares (Direct, null)

Footnotes (1)

Acquired as non-cash consideration for the Reporting Person's interests in ConnexUS AI pursuant to the Letter of Intent dated March 29, 2026, as amended. The 2,297 shares of Series E Preferred Stock represent approximately 8.1% of the total Series E as-converted pool of 425,339,361 shares (being 40% of 1,063,348,403 shares of Common Stock currently outstanding). Total beneficial ownership of Common Stock on an as-converted basis: 34,452,488 shares = approximately 3.14% of Common Stock (denominator: 1,097,800,891 = 1,063,348,403 currently outstanding + 34,452,488 as-converted Series E). This is below the 5% Schedule 13D threshold. See concurrent Schedule 13D filed herewith. Any time / No expiration

Key Figures

Series E shares granted: 2,297 shares Underlying common shares: 34,452,488 shares Series E as-converted pool: 425,339,361 shares +5 more

8 metrics

Series E shares granted 2,297 shares Grant of Series E Convertible Preferred Stock to CEO

Underlying common shares 34,452,488 shares Common Stock issuable on conversion of granted Series E

Series E as-converted pool 425,339,361 shares Total Series E as-converted common share pool

Current common shares outstanding 1,063,348,403 shares Common Stock currently outstanding

As-converted ownership percentage 3.14% CEO beneficial ownership of common stock on as-converted basis

Series E pool percentage of common 40% Series E as-converted pool vs. current common outstanding

Series E share of pool 8.1% CEO’s 2,297 Series E shares as portion of Series E pool

Ownership denominator 1,097,800,891 shares Common shares used to calculate 3.14% beneficial ownership

Key Terms

Series E Convertible Preferred Stock, as-converted pool, beneficial ownership, Schedule 13D, +2 more

6 terms

Series E Convertible Preferred Stock financial

"Acquired as non-cash consideration for the Reporting Person's interests in ConnexUS AI"

as-converted pool financial

"represent approximately 8.1% of the total Series E as-converted pool of 425,339,361 shares"

beneficial ownership financial

"Total beneficial ownership of Common Stock on an as-converted basis: 34,452,488 shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Schedule 13D regulatory

"This is below the 5% Schedule 13D threshold. See concurrent Schedule 13D filed herewith."

A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.

non-cash consideration financial

"Acquired as non-cash consideration for the Reporting Person's interests in ConnexUS AI"

Letter of Intent financial

"pursuant to the Letter of Intent dated March 29, 2026, as amended"

A letter of intent is a document that shows an agreement in principle between parties to work towards a future deal or transaction. It outlines their intentions and key terms, acting like a roadmap before a formal contract is signed. For investors, it signals serious interest and helps clarify expectations early in the process.

Form 4 Insider Transactions: What Each Field Means →

04/24/2026 - 01:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Taylor Paul Richard

(Last)

(First)

(Middle)

6528 SOMERSET CIRCLE

(Street)

BOCA RATON

FLORIDA

33484

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
VISIUM TECHNOLOGIES, INC. [ VISM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman of the Board / CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series E Convertible Preferred Stock	$1,500	04/16/2026		A⁽²⁾		2,297		⁽³⁾	⁽³⁾	Common Stock (par /0.001)	34,452,488⁽¹⁾	⁽²⁾	2,297⁽²⁾	D

Explanation of Responses:

1. Acquired as non-cash consideration for the Reporting Person's interests in ConnexUS AI pursuant to the Letter of Intent dated March 29, 2026, as amended. The 2,297 shares of Series E Preferred Stock represent approximately 8.1% of the total Series E as-converted pool of 425,339,361 shares (being 40% of 1,063,348,403 shares of Common Stock currently outstanding).

2. Total beneficial ownership of Common Stock on an as-converted basis: 34,452,488 shares = approximately 3.14% of Common Stock (denominator: 1,097,800,891 = 1,063,348,403 currently outstanding + 34,452,488 as-converted Series E). This is below the 5% Schedule 13D threshold. See concurrent Schedule 13D filed herewith.

3. Any time / No expiration

	/s/ Paul Taylor	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Visium Technologies (VISM) disclose about its CEO’s latest equity grant?

Visium Technologies reported that Chairman and CEO Paul Richard Taylor received 2,297 shares of Series E Convertible Preferred Stock. This was a non-cash grant tied to his interests in ConnexUS AI under a March 29, 2026 Letter of Intent, as later amended.

How many Visium (VISM) common shares are linked to the CEO’s new Series E preferred stock?

The 2,297 Series E Convertible Preferred shares are convertible into 34,452,488 shares of Visium common stock. This figure comes directly from the filing’s underlying security disclosure and reflects the as-converted common stock linked to this grant.

What percentage of Visium Technologies (VISM) common stock does the CEO’s new position represent?

On an as-converted basis, Paul Richard Taylor’s 34,452,488 underlying common shares represent approximately 3.14% of Visium’s common stock. The calculation uses a denominator of 1,097,800,891 shares, combining current shares outstanding and the as-converted Series E amount.

How large is the overall Series E as-converted pool at Visium Technologies (VISM)?

The filing states that the total Series E as-converted pool is 425,339,361 shares of common stock. This pool is defined as 40% of Visium’s 1,063,348,403 common shares currently outstanding, providing context for the CEO’s 2,297-share Series E allocation.

Was the Visium (VISM) CEO’s Series E stock grant a cash purchase or non-cash transaction?

The Series E Convertible Preferred Stock was acquired as non-cash consideration. It was issued in exchange for the CEO’s interests in ConnexUS AI, pursuant to a Letter of Intent dated March 29, 2026, as amended, rather than through a cash purchase transaction.

How does the CEO’s Visium (VISM) ownership compare to Schedule 13D reporting thresholds?

The filing notes that total beneficial ownership on an as-converted basis is approximately 3.14% of common stock. This level is below the 5% Schedule 13D reporting threshold, with the denominator specified as 1,097,800,891 common shares for this calculation.