Welcome to our dedicated page for Velo3D SEC filings (Ticker: VLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the public-company record of a metal additive manufacturing business focused on production technology for mission-critical metal parts. The company’s disclosures include quarterly results furnished on Form 8-K, investor presentation materials, registration statements for common stock offerings, underwriting agreements and the stated use of offering proceeds for working capital, capital expenditures and general corporate purposes.
Velo3D’s SEC reports also cover capital-structure and governance matters, including senior secured convertible promissory note amendments, reverse stock splits, warrant and equity-award adjustments, charter amendments, stockholder voting results and changes to security-holder rights. These filings describe the company’s financing arrangements, securities registration activity, OTCQX trading context and Delaware corporate governance actions.
Velo3D, Inc. completed an underwritten offering that generated net proceeds of approximately $15.5 million, or about $17.9 million if the underwriter's option to purchase additional shares is fully exercised. The filing states the company intends to apply these funds to working capital, capital expenditures and general corporate purposes. The document is signed by the Chief Financial Officer, Hull Xu, on behalf of the company.
Velo3D, Inc. filed a new registration statement to modestly increase the size of its ongoing public offering of common stock. The filing, made under Rule 462(b), adds an aggregate offering price of $2,874,999 of additional common shares, including shares that underwriters may purchase using their option. These additional shares represent no more than 20% of the maximum aggregate offering price previously registered in the company’s earlier Form S-1, which has already been declared effective. Proceeds from the sale of these extra shares will go to Velo3D as part of the same common stock offering.
Velo3D, Inc. filed an 8-K reporting that it entered into a material definitive agreement to amend a previously issued insider financing. On January 7, 2025 the company issued a Senior Secured Convertible Promissory Note in the principal amount of $5,000,000 to Thieneman Properties, LLC, an entity controlled by director Kenneth Thieneman.
The new filing states that this January note has been amended and that a separate February note has also been amended, with both amendments filed as exhibits. This highlights ongoing related-party financing arrangements between Velo3D and an entity affiliated with a board member.
Amendment No. 1 to Velo3D's Form S-1 is an exhibits-only filing that adds several closing and legal documents to the company’s registration statement while leaving the prospectus unchanged and omitted from this amendment. The filing states it consists only of the facing page, an explanatory note and Item 16 (the exhibit index and signature page). Key exhibits are included herewith, notably the Form of Underwriting Agreement (Exhibit 1.1), the opinion of Troutman Pepper (Exhibit 5.1), and the consent of counsel (Exhibit 23.3), alongside auditor consents and an extensive exhibit index that references prior business combination, indenture, note amendment, securities purchase and license agreements. Portions of some exhibits are redacted in accordance with applicable SEC item rules.
Velo3D Director Kenneth Dale Thieneman received a grant of 24,331 Restricted Stock Units (RSUs) on May 28, 2025, as reported in this Form 4 filing. The RSUs represent his initial equity award following his appointment to the Board of Directors.
Key details of the RSU grant:
- Each RSU converts to one share of Velo3D common stock upon settlement
- The RSUs vest in full on the first anniversary of the grant date (May 28, 2026)
- Vesting is contingent on Thieneman's continued service as a director
- The RSUs were granted at no cost ($0)
The transaction was reported through an attorney-in-fact, Roma Kumar, and filed on June 18, 2025. This grant aligns with typical board compensation practices, providing equity incentives to align director interests with shareholders.