Proposed affiliate sales reported for Valley National (NASDAQ: VLY)

Rhea-AI Filing Summary

Valley National Bancorp (VLY) submitted a Form 144 notice reporting proposed sales of previously issued restricted common stock tied to compensation vesting events. The filing lists multiple vesting dates and share quantities (examples include 6,879 shares vesting 01/24/2022 and 7,546 shares vesting 02/23/2023).

The notice names Fidelity Brokerage Services LLC and shows an execution date of 06/12/2026; it is a routine affiliate resale filing under the securities rules.

Insights

Securities Compliance Counsel

Form 144 lists proposed affiliate resales tied to multiple restricted stock vesting dates.

The filing catalogs numerous restricted stock vesting events and quantities, each labeled as Compensation and Issuer origin. The listing includes specific vesting dates and share counts that affiliates may offer for sale under resale rules.

Timing and execution of any sale depend on market conditions and compliance with Rule 144; subsequent filings would report completed transactions.

Key Figures

Filing/execution date: 06/12/2026 Broker-dealer listed: Fidelity Brokerage Services LLC Vesting example 1: 6,879 shares +3 more

6 metrics

Filing/execution date 06/12/2026 Form 144 execution date shown

Broker-dealer listed Fidelity Brokerage Services LLC Named intermediary in the filing

Vesting example 1 6,879 shares Restricted Stock Vesting on 01/24/2022

Vesting example 2 7,546 shares Restricted Stock Vesting on 02/23/2023

Vesting example 3 2,676 shares Restricted Stock Vesting on 02/01/2022

Vesting example 4 1,163 shares Restricted Stock Vesting on 01/30/2017

Key Terms

Restricted Stock Vesting, Compensation, Form 144

3 terms

Restricted Stock Vesting financial

"Common | 01/24/2022 | Restricted Stock Vesting | Issuer | 6879"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"... | 02/01/2022 | Compensation Common | 2676"

Form 144 regulatory

"CONTENT TO ANALYZE: ... form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	25495	372996.95	554131478	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/13/2007	Restricted Stock Vesting	Issuer			134	11/13/2007	Compensation
Common	11/13/2008	Restricted Stock Vesting	Issuer			133	11/13/2008	Compensation
Common	11/14/2008	Restricted Stock Vesting	Issuer			126	11/14/2008	Compensation
Common	11/13/2010	Restricted Stock Vesting	Issuer			85	11/13/2010	Compensation
Common	11/14/2010	Restricted Stock Vesting	Issuer			84	11/14/2010	Compensation
Common	01/30/2017	Restricted Stock Vesting	Issuer			1163	01/30/2017	Compensation
Common	01/31/2017	Restricted Stock Vesting	Issuer			1029	01/31/2017	Compensation
Common	02/16/2017	Restricted Stock Vesting	Issuer			1588	02/16/2017	Compensation
Common	01/31/2018	Restricted Stock Vesting	Issuer			837	01/31/2018	Compensation
Common	02/02/2018	Restricted Stock Vesting	Issuer			798	02/02/2018	Compensation
Common	02/16/2018	Restricted Stock Vesting	Issuer			1057	02/16/2018	Compensation
Common	02/01/2022	Restricted Stock Vesting	Issuer			2676	02/01/2022	Compensation
Common	01/24/2022	Restricted Stock Vesting	Issuer			6879	01/24/2022	Compensation
Common	02/01/2023	Restricted Stock Vesting	Issuer			1360	02/01/2023	Compensation
Common	02/23/2023	Restricted Stock Vesting	Issuer			7546	02/23/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does VLY's Form 144 filing report?

It reports proposed resale of restricted common stock by affiliates. The filing lists multiple vesting events and share amounts, including 6,879 shares vesting on 01/24/2022 and 7,546 shares vesting on 02/23/2023, with a filing date of 06/12/2026.

Who is the broker/dealer listed on the VLY Form 144?

The filing names Fidelity Brokerage Services LLC as the broker/dealer involved. The notice pairs that intermediary with the proposed resale activity and an execution date of 06/12/2026 as shown in the excerpt.

Are the shares in the filing newly issued or from compensation vesting?

The shares are tied to prior compensation vesting events. Each row is labeled Restricted Stock Vesting and Compensation, listing vesting dates and share counts rather than newly issued shares in this filing.

Does Form 144 mean the shares have been sold?

No. Form 144 is a notice of intent to sell under resale rules. The excerpt lists proposed quantities and vesting dates; completed sales would be reported in subsequent transaction reports if and when executed.