STOCK TITAN

New VLY General Counsel Reports No Stock in Initial SEC Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Valley National Bancorp (VLY) filed a routine Form 3 – Initial Statement of Beneficial Ownership on 2025-06-29.

The filing discloses that newly listed officer Lyndsey M. Sloan, serving as Senior Executive Vice President & General Counsel, owned 0 shares of common stock and reported no derivative securities as of the event date 2025-06-16. No other holdings, transactions, or indirect ownership relationships were reported.

This is an administrative filing required under Section 16(a) to establish the insider’s baseline ownership. It does not announce any purchase, sale, or material corporate event.

Positive

  • None.

Negative

  • None.
Insider SLOAN LYNDSEY M
Role SEVP, General Counsel
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
SLOAN LYNDSEY M

(Last) (First) (Middle)
C/O VALLEY NATIONAL BANCORP
ONE PENN PLAZA

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2025
3. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP, General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Sequoia S. Moore, as Attorney-in-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider named in Valley National Bancorp’s Form 3 filing?

The Form 3 lists Lyndsey M. Sloan, Senior Executive Vice President & General Counsel, as the reporting person.

How many Valley National Bancorp shares does Lyndsey M. Sloan own according to the Form 3?

The filing states that Sloan beneficially owns 0 shares of common stock and holds no derivative securities.

Why was this Form 3 filed for VLY on June 29 2025?

Section 16(a) requires a new insider to file Form 3 within 10 days of becoming an officer or director; the event date listed is 2025-06-16.