Valley National (NYSE: VLY) CFO stock withheld to cover tax obligations

Rhea-AI Filing Summary

Valley National Bancorp's SEVP and Chief Financial Officer Travis Lan reported routine insider transactions involving company common stock. On 02/02/2026, shares were withheld to satisfy tax withholding obligations tied to the payout of performance stock units, in transactions exempt under Rule 16b-3.

Three tax-withholding transactions at $12.46 per share reduced his directly held common stock to 60,704 shares after the final entry. Reported holdings were also adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.

Insider Trade Summary

Net Seller: 6,670 shares

Net Sell 3 txns

Insider LAN TRAVIS

Role SEVP, Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,531	$12.46	$19K
Exercise Price or Tax Liability	Common Stock	2,548	$12.46	$32K
Exercise Price or Tax Liability	Common Stock	2,591	$12.46	$32K

Holdings After Transaction: Common Stock — 60,704 shares (Direct)

Footnotes (2)

1. F1. Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3.
2. F2. Adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.

FAQ

What insider transaction did VLY CFO Travis Lan report on Form 4?

Valley National Bancorp CFO Travis Lan reported shares of common stock withheld on 02/02/2026. The shares were used to cover tax withholding obligations arising from a performance stock unit payout, in a transaction noted as exempt under Rule 16b-3.

How many Valley National Bancorp shares does CFO Travis Lan hold after the reported Form 4 transactions?

After the 02/02/2026 tax-withholding transactions, CFO Travis Lan is reported as directly beneficially owning 60,704 shares of Valley National Bancorp common stock. This figure reflects the final amount shown following the last reported withholding transaction.

What was the price per share for the VLY insider tax-withholding transactions?

The reported insider tax-withholding transactions for Valley National Bancorp common stock used a price of $12.46 per share. This price applied to each of the Form 4 entries reported for 02/02/2026 involving shares withheld to satisfy tax obligations.

Why were Valley National Bancorp (VLY) shares withheld from CFO Travis Lan?

The shares were withheld to satisfy tax withholding obligations triggered by the payout of performance stock units. The filing specifies that these transactions were exempt under Rule 16b-3, indicating they relate to equity compensation rather than open-market trades.

What role does Travis Lan hold at Valley National Bancorp (VLY)?

Travis Lan is identified as an officer of Valley National Bancorp, serving as SEVP, Chief Financial Officer. The Form 4 confirms his status as an executive officer and not a director or 10% owner of the company’s common stock.

How were VLY share holdings adjusted for the Dividend Reinvestment Plan?

The Form 4 notes that reported share amounts were adjusted for additional shares acquired through Valley National Bancorp’s Dividend Reinvestment Plan. This means the beneficial ownership figures incorporate incremental shares credited under that plan.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/03/2026 - 05:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAN TRAVIS

(Last) (First) (Middle)

C/O VALLEY NATIONAL BANCORP

ONE PENN PLAZA

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		F		1,531(1)	D	$12.46	65,843(2)	D
Common Stock	02/02/2026		F		2,548(1)	D	$12.46	63,295	D
Common Stock	02/02/2026		F		2,591(1)	D	$12.46	60,704	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3.

2. Adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.

Remarks:

	/s/ TRAVIS LAN	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.