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VolitionRx retains 284 Forterre shares for taxes

VolitionRx Ltd. (VNRX) Chief Commercial Officer Gael Forterre reported 284 shares retained by the company for cancellation to satisfy tax-withholding obligations upon settlement of 687 restricted stock units.

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Form Type
4

Rhea-AI Filing Summary

VolitionRx Ltd. (VNRX) Chief Commercial Officer Gael Forterre reported 284 shares retained by the company for cancellation to satisfy tax-withholding obligations upon settlement of 687 restricted stock units. The footnote states that neither Forterre nor VolitionRx sold shares in the transaction. Afterward, Forterre directly held 16,284 shares; reported indirect holdings included 250 shares held by his spouse and 1,625 shares managed by Armorica Partners, LLC. Forterre has voting and dispositive control over the Armorica Partners shares and disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Forterre Gael
Role Chief Commercial Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 284 $0.2529 $71.82
holding Common Stock -- -- --
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 16,284 shares (Direct); Common Stock — 250 shares (Indirect, By Spouse); Common Stock — 1,625 shares (Indirect, By Armorica Partners, LLC)
Footnotes (2)
  1. F1. Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation to satisfy the tax withholding obligations of the reporting person upon settlement of 687 restricted stock units. No shares were sold by the reporting person or VolitionRx in such transaction.
  2. F2. These shares of common stock are managed by Armorica Partners, LLC (formerly Armori Capital Management, LLC) ("Armorica Partners"). Mr. Forterre is the managing director and sole shareholder of Armorica Partners and has voting and dispositive control over the shares held by Armorica Partners. Mr. Forterre disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares retained for cancellation 284 shares To satisfy tax-withholding obligations
Restricted stock units 687 units Upon settlement
Direct shares following transaction 16,284 shares Gael Forterre
Spouse-held shares 250 shares Reported indirect holding
Armorica Partners-managed shares 1,625 shares Reported indirect holding
restricted stock units financial
"settlement of 687 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy the tax withholding obligations"
pecuniary interest financial
"except to the extent of his pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many VNRX shares were retained for Gael Forterre’s RSU tax obligations?

VolitionRx retained 284 shares for cancellation to satisfy tax-withholding obligations upon settlement of 687 restricted stock units.

How many VNRX shares did Gael Forterre hold after the transaction?

Forterre directly held 16,284 shares. Reported indirect holdings included 250 shares held by his spouse and 1,625 shares managed by Armorica Partners, LLC, over which Forterre has voting and dispositive control.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Forterre Gael

(Last)(First)(Middle)
1489 WEST WARM SPRINGS ROAD
SUITE 110

(Street)
HENDERSON NEVADA 89014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VOLITIONRX LTD [ VNRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/28/2026F284(1)D$0.252916,284D
Common Stock250IBy Spouse
Common Stock1,625IBy Armorica Partners, LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation to satisfy the tax withholding obligations of the reporting person upon settlement of 687 restricted stock units. No shares were sold by the reporting person or VolitionRx in such transaction.
2. These shares of common stock are managed by Armorica Partners, LLC (formerly Armori Capital Management, LLC) ("Armorica Partners"). Mr. Forterre is the managing director and sole shareholder of Armorica Partners and has voting and dispositive control over the shares held by Armorica Partners. Mr. Forterre disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Gael Forterre09/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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