[144] VOYA FINANCIAL, INC. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for VOYA FINANCIAL, INC. The filer notifies intent to sell 13,832 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $1,037,400.00. The filing shows the securities were acquired in two tranches: 1,332 performance shares acquired on 07/01/2024 and 12,500 from a stock option exercise with payment in cash on 08/15/2025. The number of shares outstanding for the issuer is listed as 96,417,788. The filer certifies they do not possess undisclosed material adverse information and includes the standard signature and criminal penalties notice.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for a planned sale of 13,832 VOYA shares via a broker.

The filing documents a proposed sale under Rule 144 with clear acquisition dates and methods: performance shares granted 07/01/2024 and a stock-option exercise settled in cash on 08/15/2025. The broker and exchange are specified, and the filer affirms no undisclosed material adverse information. There are no reported sales in the prior three months. This form is procedural and consistent with an insider complying with resale rules.

Corporate Transactions Specialist

TL;DR: Transaction details are complete for a planned disposition; nothing in the notice indicates material corporate change.

The notice lists the aggregate market value of the intended sale as $1,037,400.00 and shows the issuer's outstanding shares as 96,417,788, allowing a reader to approximate the sale's relative size. Acquisition sources are identified as the issuer (performance shares and option exercise). No recent sales are reported for the prior three months. The document contains standard representations and signature attestation language required by Rule 144 filings.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13832	1037400.00	96417788	08/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2024	Performance Shares	ISSUER			1332	07/01/2024	Not Applicable
Common	08/15/2025	Stock Option Exercise	ISSUER			12500	08/15/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares of VOYA does the Form 144 propose to sell?

The notice proposes to sell 13,832 common shares of VOYA Financial, Inc.

What is the aggregate market value of the shares to be sold on Form 144?

The aggregate market value is listed as $1,037,400.00.

When are the shares approximately planned to be sold and on which exchange?

The approximate date of sale is 08/15/2025 and the sale is planned on the NYSE through Morgan Stanley Smith Barney LLC.

How were the securities acquired according to the filing?

Acquisitions recorded are 1,332 performance shares acquired on 07/01/2024 and 12,500 shares from a stock option exercise paid in cash on 08/15/2025.

Does the filing report any securities sold by the person in the prior three months?

The filing states "Nothing to Report" for securities sold during the past three months.