Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. is the subject of an amended Schedule 13G filing in which The Bank of New York Mellon Corporation and certain subsidiaries report beneficial ownership of common stock. As of June 30, 2026, The Bank of New York Mellon Corporation reports beneficial ownership of 5,747,043 Voya Financial common shares, representing 6.3% of the class, with 5,664,125 shares under sole voting power and 15,147 under shared voting power. Subsidiaries BNY Mellon IHC, LLC and MBC Investments Corp each report beneficial ownership of 4,728,375 shares, or 5.2% of the class, with identical voting and dispositive powers. The shares are held in various fiduciary capacities, so other entities are entitled to dividends and sale proceeds, and no single other person has an interest in more than five percent of the class. The filing states it should not be construed as an admission that these entities are beneficial owners for all legal purposes.
Voya Financial, Inc. reports preliminary assets under management for its Investment Management segment of approximately $377 billion as of June 30, 2026, released ahead of its scheduled August 4, 2026 quarterly results.
The AUM mix includes $117 billion in equity assets, $156 billion in fixed income - public assets, $87 billion in fixed income - private assets, $15 billion in alternative assets and $3 billion in money market assets. By client type, AUM comprises $179 billion of Institutional external client assets, $162 billion of Retail external client assets and $36 billion of Company general account assets, all reported on a market value basis.
Voya Financial, Inc. is providing an early look at expected alternative investment and investment capital returns for the quarter ended June 30, 2026, ahead of its full earnings release scheduled for August 4, 2026.
For the second quarter of 2026, combined alternative investment and investment capital returns are estimated to be a pre-tax loss between $9 million and $19 million, before partial offsets from reduced variable and incentive compensation accruals. At the midpoint, this implies an annualized return of about -2.5%, while the annualized year-to-date return, using actual first-quarter results and the midpoint of the second-quarter estimate, is about +2.5%.
These estimates cover alternative investment income in the general account and investment capital returns in the Investment Management segment. The figures are preliminary, unaudited, subject to completion of normal closing procedures, and may change once full U.S. GAAP financial statements are prepared.
GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Ruth Ann M. Gillis reported an award of deferred stock-based units as part of her compensation. She received 78.703 Deferred Fee Plan Issuer Stock Units tied to Voya common stock, bringing her total holdings in this plan to 5,944.188 units.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or on an earlier elected in-service date, and she may later reallocate these investments. Separately, she holds 29,595 Restricted Stock Units linked to common shares and 7,162 common shares in a trust for her benefit, which she serves as trustee.
Voya Financial officer Trevor Ogle reported an open-market sale of 3,994 shares of common stock at $90.00 per share on June 8, 2026. The filing notes these sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on September 16, 2025.
Following the transaction, Ogle directly holds 2,887 common shares and indirectly holds 6,722.1523 common shares through a 401(k) plan. He also has compensation-related equity awards, including restricted stock units covering 24,796 underlying common shares and performance stock units tied to 61,866 underlying common shares, which can convert to stock based on service and performance conditions.
Voya Financial director Joseph V. Tripodi increased his equity holdings through stock awards and an option-style exercise. He acquired 2,547 shares of common stock on May 21, 2026 via exercise or conversion of a derivative security, bringing his directly held common stock to 15,733 shares.
On the same date, he also received a grant of 2,062 restricted stock units at $82.42 per unit, each representing a conditional right to one share of common stock. After these changes, his restricted stock unit balance stood at 16,160 units, which vest under their award agreements, with one grant vesting 100% at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. A prior clerical error reduced the reported restricted stock unit balance by 110 units.
Voya Financial director William J. Mullaney received a grant of 2,062 restricted stock units (RSUs). Each RSU represents a conditional right to receive one share of Voya common stock, with no exercise price.
After this award, Mullaney directly holds 6,574 RSUs. According to the terms, 100% of these restricted stock units will vest at 11:59 p.m. Eastern Time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders, aligning the director’s compensation with long-term shareholder interests.
LEWIS AYLWIN B reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Aylwin B. Lewis reported an equity compensation grant in the form of restricted stock units. On May 21, 2026, he received 2,062 Restricted Stock Units, each representing a conditional right to receive one share of Voya common stock. The units are shown at a reference value of $82.42 per unit and will vest 100% at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. Following this grant, Lewis holds 13,050 restricted stock units and 486 shares of Voya common stock directly.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Robert G. Leary received a grant of 2,062 restricted stock units, each representing a conditional right to one share of Voya common stock. The units were valued at $82.42 per unit on the grant date.
All of these restricted stock units are scheduled to vest at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders, assuming applicable conditions are met. Following this award, Leary holds 6,664 restricted stock units and 868 shares of common stock directly.