Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. (VOYA) shareholder Vanguard Portfolio Management reported beneficial ownership of 4,348,138 common shares, equal to 4.79% of the class, as of September 30, 2026. It reported sole voting power over 29,041 shares and sole dispositive power over 4,348,138 shares; shared voting and dispositive power were each 0 shares.
The reported position includes securities attributed to Vanguard Portfolio Management and specified affiliates or business divisions, including Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC. The ownership disclosure states that no other person's interest in the reported securities exceeds 5%.
Voya Financial, Inc. Executive Vice President, Chief Legal and Corporate Development Officer Trevor Ogle sold 2,093 shares of common stock on October 26, 2026, at $95.81 per share under a Rule 10b5-1 trading plan adopted September 16, 2025. His reported direct common-stock holdings after the sale were zero. The reported post-transaction amount reflects the effect of shares withheld for taxes inadvertently excluded from a previous Form 4.
Other reported holdings included 6,722 shares in the Voya Company Stock Fund through the 401(k) Plan, 24,796 restricted stock units and 61,866 performance stock units.
Voya Financial, Inc. officer Trevor Ogle reported a proposed sale of 2,093 common shares. The shares include 1,332 performance shares acquired from the issuer on October 25, 2025, and 761 restricted shares acquired from the issuer on July 1, 2025. The listed aggregate market value is $200,530.33, and Morgan Stanley Smith Barney LLC is named as the broker.
Voya Financial, Inc. stockholders are being solicited by TOMS Capital Investment Management LP and its fellow participants for views on a no-confidence referendum. The participants are TCIM Master Fund Ltd., TCIM Management GP LLC, Benjamin Pass and Akash Bagaria. As of October 18, 2026, TCIM Master Fund Ltd. reported beneficial ownership or derivative-security economic exposure to 1,704,181 Voya shares. TOMS, as investment adviser, and TCIM Management GP LLC, its general partner, each may be deemed to have beneficial ownership or economic exposure to 4,215,400 shares held by persons advised by TOMS.
Voya Financial, Inc. (VOYA) reported preliminary assets under management (AUM) of approximately $363 billion for its Investment Management segment as of September 30, 2026. By asset type, AUM included $112 billion of equity assets, $148 billion of fixed income - public assets, $84 billion of fixed income - private assets, $15 billion of alternative assets, and $3 billion of money market assets.
By client category, AUM included $176 billion of Institutional external client assets, $152 billion of Retail external client assets, and $36 billion of Company general account assets. External and General Account client assets are reported on a market value basis. The quarterly earnings release and financial supplement for the quarter ended September 30, 2026, were scheduled for release on November 2, 2026.