Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan exercised 35,587 Performance-Based Stock Options into 35,587 shares of common stock on August 21, 2026. The amended filing clarifies that, after this option exercise and the stock sales already reported previously, the reporting person held 36,929 shares of common stock. The transactions were effected under a Rule 10b5-1 trading plan adopted on May 22, 2026.
Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan sold a total of 35,587 shares of common stock on August 21, 2026 in two open-market transactions under a Rule 10b5-1 trading plan. The weighted average sale prices were about $98.07 per share, with each transaction executed in multiple trades within disclosed price ranges. Following these sales, the reporting person continues to hold equity awards including restricted stock units, performance stock units, and performance-based stock options that are settled in Voya common stock subject to performance and vesting conditions.
Voya Financial, Inc. (VOYA) reported that officer Santhosh I. Keshavan filed a notice of proposed sale of company stock under Rule 144. The filing covers up to 35,587 shares of Voya common stock to be sold through Morgan Stanley Smith Barney, with shares coming from a stock option exercise paid in cash and an approximate sale date of August 21, 2026.
Voya Financial, Inc. executive Thompson Brannigan C reported equity compensation-related transactions. On 2026-08-16, 1,645 Restricted Stock Units vested and converted into an equal number of shares of common stock delivered without payment of consideration, increasing direct stock holdings to 19,798 shares. On the same date, 730 shares of common stock at $100.14 per share were delivered or withheld to satisfy the exercise price or tax liability. Brannigan also continues to hold performance-based awards covering 31,672 underlying shares via Performance Stock Units and 3,617 underlying shares via Performance-Based Stock Options, each subject to vesting and performance conditions.
Voya Financial, Inc. common stock is reported as beneficially owned by several related Wellington entities, led by Wellington Management Group LLP. They report beneficial ownership of 3,885,015 shares of common stock, representing 4.28% of the class as of June 30, 2026. All voting and dispositive authority is reported as shared, with 3,120,984 shares subject to shared voting power and all 3,885,015 shares subject to shared dispositive power; no shares are held with sole voting or dispositive power. The shares are owned of record by clients of Wellington-affiliated investment advisers, and no single client is stated to hold more than five percent of this class. The report indicates ownership of five percent or less of the class.
TOMS Capital Investment Management and related entities filed materials to solicit support from Voya Financial, Inc. stockholders for a non-binding "no confidence" referendum on Voya’s board and management. The group states it manages funds with an investment representing approximately 4.5% beneficial ownership of Voya.
TCIM has filed a preliminary proxy statement for this referendum and plans to send a definitive proxy statement to stockholders once available. As of August 5, 2026, TCIM Master Fund Ltd. had beneficial ownership or economic exposure to 1,645,334 Voya common shares, and TOMS Capital Investment Management LP and its general partner could be deemed to have beneficial ownership or economic exposure to 4,055,700 Voya common shares through advised accounts.
Voya Financial, Inc. reported Q2 2026 total revenues of $1,896 million, slightly below $1,981 million in Q2 2025. Total benefits and expenses rose to $1,862 million from $1,793 million, reducing income before income taxes to $34 million versus $188 million. Net income available to common shareholders was $90 million compared with $162 million, and diluted EPS was $0.97 versus $1.66. For the first six months of 2026, total revenues were $3,927 million, broadly in line with $3,950 million a year earlier, while net income available to common shareholders declined to $255 million from $301 million, with diluted EPS of $2.73 versus $3.09.
Total assets were $182,946 million at June 30, 2026, up from $178,859 million at December 31, 2025, led by assets held in separate accounts, which grew to $119,424 million from $113,007 million. For the first half of 2026, operating cash flow was $467 million versus $563 million a year earlier; Voya used $301 million for share repurchases and paid $21 million in preferred and $86 million in common dividends. Commercial mortgage loans outstanding were $5,484 million, with non-accrual balances reduced to $13 million from $71 million at year-end and the allowance for credit losses declining to $25 million from $31 million. The company also paid $129 million of contingent consideration tied to its 2025 acquisition of OneAmerica Financial’s full-service retirement plan business, with up to $20 million potentially payable later in 2026.
TOMS Capital Investment Management and related entities are organizing a non-binding no confidence referendum among Voya Financial, Inc. stockholders. They plan to solicit proxies and distribute a definitive proxy statement outlining the proposal, which stockholders will be able to access for free online or by mail. The materials will describe the participants and their interests in the referendum. As of August 5, 2026, TCIM Master Fund Ltd. held or had economic exposure to 1,645,334 Voya common shares, while TOMS Capital Investment Management LP and its general partner TCIM Management GP LLC may be deemed to have beneficial ownership or economic exposure to 4,055,700 Voya common shares through advised accounts.
FMR LLC reported a passive ownership stake in Voya Financial, Inc. common stock on an amended Schedule 13G. As of June 30, 2026, FMR LLC and Abigail P. Johnson were deemed to beneficially own 1,219,203.62 shares of Voya common stock, representing 1.3% of the class, which is described as ownership of 5 percent or less.
FMR LLC has sole voting power over 1,115,517.40 shares and sole dispositive power over 1,219,203.62 shares, with no shared voting or dispositive power. Abigail P. Johnson is reported with sole dispositive power over the same 1,219,203.62 shares and no voting power. One or more other persons may receive dividends or sale proceeds from these securities, but no single such person has more than 5 percent of the outstanding common stock.