Voya CTO sells 35,587 shares at about $98 each

Q: What insider transaction did VOYA disclose for Santhosh Keshavan on August 21, 2026?

Santhosh Keshavan reported selling 35,587 shares of Voya Financial, Inc. common stock on August 21, 2026 in two open-market transactions, as disclosed in a Form 4.

Q: At what prices were the VOYA shares sold by Santhosh Keshavan?

The reported weighted average sale prices were $98.073 per share for 17,794 shares and $98.074 per share for 17,793 shares, each executed in multiple trades within ranges around $97–$99 per share.

Q: What VOYA equity awards does Santhosh Keshavan hold after the reported transactions?

Reported holdings include 25,595 underlying shares from restricted stock units, 61,003 underlying shares from performance stock units, and 35,587 underlying shares from performance-based stock options, all tied to Voya common stock.

Q: How many VOYA shares in total did Santhosh Keshavan sell in this Form 4?

The Form 4 reports total sales of 35,587 shares of Voya Financial, Inc. common stock, consisting of blocks of 17,794 and 17,793 shares.

Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan sold a total of 35,587 shares of common stock on August 21, 2026 in two open-market transactions under a Rule 10b5-1 trading plan.

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Rhea-AI Filing Summary

Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan sold a total of 35,587 shares of common stock on August 21, 2026 in two open-market transactions under a Rule 10b5-1 trading plan. The weighted average sale prices were about $98.07 per share, with each transaction executed in multiple trades within disclosed price ranges. Following these sales, the reporting person continues to hold equity awards including restricted stock units, performance stock units, and performance-based stock options that are settled in Voya common stock subject to performance and vesting conditions.

Insider Trade Summary 10b5-1

Net Seller: 35,587 shares

Net Sell 5 txns

Insider Keshavan Santhosh

Role See Remarks

Sold 35,587 shs ($3.49M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F1, F2}	17,794	$98.073	$1.75M
Sale	Common Stock ^{F1, F3}	17,793	$98.074	$1.75M
holding	Restricted Stock Units ^F4	--	--	--
holding	Performance Stock Unit ^F5	--	--	--
holding	Performance-Based Stock Options ^F6	--	--	--

Holdings After Transaction: Common Stock — 1,342 shares (Direct); Restricted Stock Units — 25,595 contracts (Direct); Performance Stock Unit — 61,003 contracts (Direct); Performance-Based Stock Options — 35,587 contracts (Direct)

Footnotes (6)

F1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026.
F2. This transaction was executed in multiple trades at prices ranging from $97.34 to $98.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.
F3. This transaction was executed in multiple trades at prices ranging from $97.35 to $98.82. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.
F4. The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F5. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F6. The options vest based on the conditions set forth in their respective agreements.

Key Figures

Shares sold (block 1): 17,794 shares Shares sold (block 2): 17,793 shares Total shares sold: 35,587 shares +5 more

8 metrics

Shares sold (block 1) 17,794 shares Common stock sale on August 21, 2026 at $98.073 weighted average

Shares sold (block 2) 17,793 shares Common stock sale on August 21, 2026 at $98.074 weighted average

Total shares sold 35,587 shares Aggregate common stock sold by the reporting person on August 21, 2026

Sale price (block 1) $98.073 per share Weighted average price; individual trades ranged from $97.34 to $98.89

Sale price (block 2) $98.074 per share Weighted average price; individual trades ranged from $97.35 to $98.82

RSU underlying shares 25,595 shares Restricted stock units awarded as compensation, convert to common stock based on performance

Performance stock unit underlying shares 61,003 shares Performance stock units awarded as compensation, convert to common stock based on performance

Performance-based stock options underlying shares 35,587 shares Options vest based on conditions in their respective agreements

Key Terms

Rule 10b5-1 trading plan, Restricted Stock Units, Performance Stock Unit, Performance-Based Stock Options

4 terms

Rule 10b5-1 trading plan regulatory

"The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Stock Units financial

"The restricted stock units were awarded as compensation and will convert to common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Unit financial

"The performance stock units were awarded as compensation and will convert to common stock"

A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.

Performance-Based Stock Options financial

"The options vest based on the conditions set forth in their respective agreements"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did VOYA disclose for Santhosh Keshavan on August 21, 2026?

Santhosh Keshavan reported selling 35,587 shares of Voya Financial, Inc. common stock on August 21, 2026 in two open-market transactions, as disclosed in a Form 4.

At what prices were the VOYA shares sold by Santhosh Keshavan?

The reported weighted average sale prices were $98.073 per share for 17,794 shares and $98.074 per share for 17,793 shares, each executed in multiple trades within ranges around $97–$99 per share.

Was the August 21, 2026 VOYA insider sale under a Rule 10b5-1 plan?

Yes. The Form 4 states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026.

What VOYA equity awards does Santhosh Keshavan hold after the reported transactions?

Reported holdings include 25,595 underlying shares from restricted stock units, 61,003 underlying shares from performance stock units, and 35,587 underlying shares from performance-based stock options, all tied to Voya common stock.

How many VOYA shares in total did Santhosh Keshavan sell in this Form 4?

The Form 4 reports total sales of 35,587 shares of Voya Financial, Inc. common stock, consisting of blocks of 17,794 and 17,793 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 08/24/2026 - 04:05 PM EDT Accepted by SEC EDGAR 08/24/2026 - 04:04 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keshavan Santhosh

(Last)

(First)

(Middle)

200 PARK AVENUE

(Street)

NEW YORK

10166

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/21/2026		S⁽¹⁾		17,794	D	$98.073⁽²⁾	19,135	D
Common Stock	08/21/2026		S⁽¹⁾		17,793	D	$98.074⁽³⁾	1,342	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽⁴⁾							⁽⁴⁾	⁽⁴⁾	Common Stock	25,595		25,595	D
Performance Stock Unit	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Common Stock	61,003		61,003	D
Performance-Based Stock Options	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Common Stock	35,587		35,587	D

Explanation of Responses:

1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026.

2. This transaction was executed in multiple trades at prices ranging from $97.34 to $98.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.

3. This transaction was executed in multiple trades at prices ranging from $97.35 to $98.82. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price.

4. The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

5. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

6. The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Technology Officer

	/s/ Julie Watson, Attorney-in-Fact	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR