Voya Financial (NYSE: VOYA) officer lines up 2026 stock sale

Rhea-AI Filing Summary

Voya Financial, Inc. (VOYA) reported that officer Santhosh I. Keshavan filed a notice of proposed sale of company stock under Rule 144. The filing covers up to 35,587 shares of Voya common stock to be sold through Morgan Stanley Smith Barney, with shares coming from a stock option exercise paid in cash and an approximate sale date of August 21, 2026.

Key Figures

Shares covered by Form 144: 35,587 shares of common stock Approximate sale date: 08/21/2026 Insider role: Officer

3 metrics

Shares covered by Form 144 35,587 shares of common stock Number of Voya Financial, Inc. shares proposed to be sold under Rule 144

Approximate sale date 08/21/2026 Approximate date of sale for the covered shares

Insider role Officer Role of Santhosh I. Keshavan at Voya Financial, Inc.

Key Terms

Rule 144, stock option exercise, Form 144

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

stock option exercise financial

"Common | 08/21/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Form 144 regulatory

"144: Filer Information 144: Issuer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does the Form 144 filing for VOYA disclose about planned share sales?

The Form 144 discloses that officer Santhosh I. Keshavan plans to sell up to 35,587 shares of Voya Financial, Inc. common stock, with an approximate sale date of August 21, 2026, in a transaction involving a stock option exercise paid in cash.

Who is the insider involved in the VOYA Form 144 filing?

The insider is Santhosh I. Keshavan, identified as an officer of Voya Financial, Inc. The notice is filed for sales of Voya common stock for his account under Rule 144.

How many VOYA shares are covered by Santhosh Keshavan’s planned Rule 144 sale?

The notice covers up to 35,587 shares of Voya Financial, Inc. common stock. These shares are associated with a stock option exercise and are proposed for sale under Rule 144.

When is the approximate sale date for the VOYA shares in this Form 144?

The approximate sale date for the covered Voya Financial, Inc. shares is August 21, 2026, as stated in the Rule 144 securities information and securities-to-be-sold sections.

What is the source of the VOYA shares to be sold under this Form 144?

The common shares are to be sold following a stock option exercise from the issuer, Voya Financial, Inc., with the filing indicating the consideration for the option exercise is cash.

Which broker is listed for the planned VOYA share sale in the Form 144?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York. It is named in connection with the proposed sale of Voya common stock under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/21/2026 - 05:40 PM Accepted by SEC EDGAR 08/21/2026 - 05:40 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001852193
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	VOYA FINANCIAL, INC.
SEC File Number	001-35897
Address of Issuer	200 Park Avenue New York NEW YORK 10166
Phone	(212) 309-8200
Name of Person for Whose Account the Securities are To Be Sold	SANTHOSH I KESHAVAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	35587	3490136.31	90596349	08/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/21/2026	Stock Option Exercise	Issuer			35587	08/21/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/21/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/22/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Santhosh Iyengar Keshavan
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)