Voya CTO exercises 35,587 options at $37.50
Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan exercised 35,587 Performance-Based Stock Options into 35,587 shares of common stock on August 21, 2026.
Rhea-AI Filing Summary
Voya Financial, Inc. (VOYA) reported that Executive Vice President and Chief Technology Officer Santhosh Keshavan exercised 35,587 Performance-Based Stock Options into 35,587 shares of common stock on August 21, 2026. The amended filing clarifies that, after this option exercise and the stock sales already reported previously, the reporting person held 36,929 shares of common stock. The transactions were effected under a Rule 10b5-1 trading plan adopted on May 22, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
35,587 shares exercised/converted
Exercise
2 txns
Insider
Keshavan Santhosh
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Performance-Based Stock Options F2 | 35,587 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 35,587 | $37.50 | $1.33M |
Holdings After Transaction:
Performance-Based Stock Options — 0 contracts (Direct);
Common Stock — 36,929 shares (Direct)
Footnotes (2)
- F1. The reporting person's original Form 4 filed on August 24, 2026, inadvertently did not contain the exercise of the options. These options executed (and stock sale reported on the Form 4 filed on August 24, 2026), were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company. The 36,929 shares indicated above reflect the final balance of shares following both the option exercise and the sales reflected on the original Form 4.
- F2. The options vest based on the conditions set forth in their respective agreements.
Key Figures
Options Exercised: 35,587 Performance-Based Stock Options
Common Stock Acquired: 35,587 shares
Transaction Price per Share: $37.50 per share
+2 more
5 metrics
Options Exercised
35,587 Performance-Based Stock Options
Exercised on 2026-08-21 into common stock
Common Stock Acquired
35,587 shares
Shares of Voya Financial common stock received upon option exercise on 2026-08-21
Transaction Price per Share
$37.50 per share
Reported for the 35,587-share common stock transaction on 2026-08-21
Shares Owned After Transactions
36,929 shares
Final balance after the option exercise and the sales reflected on the original Form 4
Rule 10b5-1 Plan Adoption Date
May 22, 2026
Date the reporting person adopted the trading plan covering these option transactions
Key Terms
Performance-Based Stock Options, Rule 10b5-1 trading plan, Form 4
3 terms
Performance-Based Stock Options financial
"security_title: "Performance-Based Stock Options""
Rule 10b5-1 trading plan regulatory
"were effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Form 4 regulatory
"The reporting person's original Form 4 filed on August 24, 2026"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transactions did VOYA executive Santhosh Keshavan report in this Form 4/A?
Santhosh Keshavan reported exercising 35,587 Performance-Based Stock Options on August 21, 2026, acquiring 35,587 shares of Voya Financial common stock at a reported transaction price of $37.50 per share, linked to previously reported stock sales in the original Form 4.
What type of derivative securities did Keshavan exercise in VOYA?
Keshavan exercised Performance-Based Stock Options covering 35,587 shares of Voya Financial common stock on August 21, 2026, resulting in the acquisition of the same number of common shares.
Were Keshavan’s VOYA transactions under a Rule 10b5-1 trading plan?
Yes. The filing states that the option exercises and related stock sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026.
Why was this VOYA Form 4/A filed as an amendment?
The amendment states that the original Form 4 filed on August 24, 2026 inadvertently did not contain the exercise of the options. This Form 4/A adds the missing option exercise details and confirms the final share balance of 36,929 shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
