Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Biggar Lynne reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Lynne Biggar received a grant of 2,062 Restricted Stock Units at $82.42 per unit, each representing a conditional right to one common share. The units vest in full at 11:59 p.m. Eastern Time on the date of the company’s 2027 annual shareholder meeting.
After these updates, Biggar directly holds 16,983 shares of common stock, 10,471 Restricted Stock Units and 0.987 Deferred Fee Plan issuer stock units tied to common shares, reflecting routine equity-based director compensation rather than open-market buying or selling.
Bowman Biff reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Biff Bowman received a new equity award in the form of restricted stock units. He was granted 2,062 restricted stock units tied to Voya Financial common stock at a reference price of $82.42 per unit.
Following this grant, Bowman holds 8,829 restricted stock units and 527 shares of common stock directly. According to the award terms, 100% of these restricted stock units will vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders.
Voya Financial, Inc. director Yvette S. Butler reported routine equity compensation activity. She exercised derivative securities covering 2,547 shares of common stock, increasing her direct common stock holdings to 2,902 shares. She also received a grant of 2,062 restricted stock units, each representing a right to one share of common stock.
After these transactions, 1,431 restricted stock units remain outstanding. According to the award terms, 100% of the restricted stock units will vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. The filing shows no open-market purchases or sales, only grants and conversions related to compensation.
Voya Financial, Inc. reported the results of its annual meeting of stockholders held on May 21, 2026. Stockholders elected twelve directors, each to serve a one-year term ending at the 2027 annual meeting, with each nominee receiving a strong majority of votes cast.
Stockholders also approved, on an advisory basis, the compensation of the company’s named executive officers, with 83,000,209 votes in favor, 1,056,471 against, and 78,744 abstentions, plus 3,466,146 broker non-votes. In addition, they ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2026 by 84,780,259 votes for, 2,793,694 against, and 27,617 abstentions.
Voya Financial disclosed that Wellington Management group entities reported beneficial ownership of 6,148,950 shares of common stock, representing 6.63% of the class. The filing lists shared voting power 5,391,331 and shared dispositive power 6,148,950 across named Wellington entities.
The Schedule 13G identifies Wellington Management Group LLP and affiliated holding and adviser entities as the filers and states these shares are owned of record by clients of the Wellington investment advisers.
Voya Financial, Inc. reports higher results for the three months ended March 31, 2026. Total revenues were $2,031 million, up from $1,969 million a year earlier, driven by higher fee and net investment income. Net income available to common shareholders rose to $165 million from $139 million, with diluted EPS increasing to $1.75 from $1.42.
Despite the stronger earnings, other comprehensive income swung to a $273 million after-tax loss, mainly from $377 million of unrealized losses on investments, leading to a $91 million comprehensive loss attributable to Voya. Total assets were $173,433 million and total shareholders’ equity was $6,480 million as of March 31, 2026.
The company continued integrating its 2025 acquisition of OneAmerica’s full-service retirement plan business, paying $129 million of contingent consideration in the quarter, with up to $20 million remaining potentially payable later in 2026. Net cash used in operating activities improved to $36 million, compared with $179 million used in the prior-year quarter.
Voya Financial, Inc. reported stronger results for the three months ended March 31, 2026. Net income available to common shareholders was $165 million, or $1.75 per diluted share, up from $139 million or $1.42 a year earlier. After-tax adjusted operating earnings rose to $214 million, or $2.26 per diluted share, from $195 million or $2.00.
All segments contributed: Retirement delivered pre-tax adjusted operating earnings of $209 million, Investment Management $46 million, and Employee Benefits $63 million. Retirement client assets reached $780 billion, and Investment Management assets under management were $353 billion.
Voya generated about $200 million of excess capital in the quarter and returned $150 million via share repurchases plus $44 million in common dividends. Excess capital stood at roughly $0.65 billion as of March 31, 2026, while financial leverage excluding AOCI was 29.7%.
Voya Financial Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 4,889,113 shares of Common Stock, representing 5.27% of the class as of 03/31/2026. The filing shows sole dispositive power over 4,889,113 shares and sole voting power over 714,914 shares.
The disclosure lists related Vanguard affiliates in accordance with SEC Release No. 34-39538. Signature is by Ashley Grim, Head of Global Fund Administration, dated 04/30/2026.
Voya Financial Inc reports a Schedule 13G ownership disclosure by Vanguard Portfolio Management. Vanguard Portfolio Management reports beneficial ownership of 5,758,715 shares of Common Stock, representing 6.20% of the class as reported. The filing states Vanguard has sole dispositive power over 5,758,715 shares and sole voting power for 25,653 shares. The filing is signed by Ashley Grim on 04/29/2026.
Voya Financial, Inc. Schedule 13G/A (Amendment No. 4) reports beneficial ownership disclosures from The Bank of New York Mellon Corporation and related entities for Common Stock (CUSIP 929089100). The filing lists share positions and voting/dispositive powers for Bank of New York Mellon Corp, BNY Mellon IHC, LLC, and MBC Investments Corp. The filing is signed by Andrew Weiser as Attorney‑in‑Fact on 04/28/2026.