Voya Financial Inc SEC Filings

Voya Financial (VOYA) insider activity: An executive reported vesting of 2,722 performance stock units that converted to common stock on 10/25/2025 (deemed executed 10/27/2025). Shares were delivered without consideration upon vesting.

The filer then had 1,390 shares withheld at $73.69 under code F to satisfy taxes, following an acquisition entry at the same $73.69 price. Following these transactions, 8,570 shares were held directly, plus 6,383.3541 shares held indirectly via a 401(k) plan.

Derivative awards reported include performance stock units (46,593 outstanding after the event) and restricted stock units (18,015), both granted as compensation and settling in common stock per their terms.

Voya Financial (VOYA) reported insider equity activity by its President and CEO. On 10/25/2025, 16,792 shares of common stock were acquired at $73.69 upon vesting of performance stock units, and 7,964 shares were disposed of at $73.69 to cover taxes. Following these transactions, the officer directly owned 76,425 common shares.

Derivative equity holdings after the event included 187,551 Performance Stock Units, 85,139 Restricted Stock Units, and 5,685.834 Deferred Savings Plan issuer stock units, each tied to the value of one common share as described. The filing reflects routine equity compensation vesting and related tax withholding.

Voya Financial (VOYA) reported an insider equity transaction by its Executive Vice President, Chief Technology and Operations Officer. On 10/25/2025 (deemed 10/27/2025), the officer acquired 2,938 common shares at $73.69 upon vesting of performance stock units (Code M), and had 1,379 shares withheld to cover taxes (Code F) at $73.69. Following these transactions, the officer directly owned 29,116 common shares. Derivative awards beneficially owned following the events include performance stock units 45,896, restricted stock units 19,451, and performance-based stock options 35,587, as disclosed.

Voya Financial (VOYA) reported an insider equity transaction by its Executive Vice President and Chief Financial Officer. On 10/25/2025, 2,938 shares of common stock were acquired (code M) at $73.69 following the vesting of performance stock units, and 1,336 shares were disposed (code F) at $73.69 to cover taxes. Following these transactions, the officer directly owned 40,096 common shares.

The filing also lists outstanding awards, including performance stock units, restricted stock units, performance-based stock options, and issuer stock units under a deferred savings plan, tied to service and performance conditions.

Voya Financial (VOYA) reported an insider equity change. On 10/24/2025, an officer received 1,018 shares of common stock via code M from vested restricted stock units, and 301 shares were withheld for taxes via code F at $73.54 per share. Following these transactions, the officer directly holds 717 common shares.

Derivative holdings reported include 10,000 restricted stock units and 10,594 performance stock units, which convert to common stock pursuant to their terms.

Bank of New York Mellon Corporation filed an amended Schedule 13G reporting passive beneficial ownership of 6,516,879 shares of Voya Financial (VOYA) common stock, representing 6.8% of the class as of 09/30/2025.

Reported powers include sole voting of 6,424,110 shares and shared voting of 19,134; sole dispositive power over 4,153,166 and shared dispositive power over 2,363,713. Subsidiaries BNY Mellon IHC, LLC and MBC Investments Corp each report 5,188,504 shares (5.4%). Holdings are in various fiduciary capacities, and the filing certifies they were acquired in the ordinary course and not to influence control.

Voya Financial (VOYA) furnished a Regulation FD update on Investment Management AUM. As of September 30, 2025, preliminary AUM was approximately $366 billion. By asset type, this included $107 billion in equity, $154 billion in fixed income – public, $86 billion in fixed income – private, $16 billion in alternatives, and $3 billion in money market assets.

AUM by client category included $173 billion of Institutional external client assets, $156 billion of Retail external client assets, and $37 billion of Company general account assets. External client assets are reported primarily at market value, while general account assets are reported on a statutory book value basis. The company scheduled its quarterly earnings release for November 4, 2025.

Voya Financial, Inc. is providing preliminary alternative investment income for Q3 2025 ahead of its full quarterly release on November 4, 2025. Management estimates combined alternative investment income of approximately $55 million to $65 million (pre-tax), before variable and incentive compensation, with the midpoint implying a quarterly return of 2.6% and an annualized return of 10.6%. The figure includes income from the general account and investment capital returns in the Investment Management segment. These results are preliminary, unaudited, and subject to completion of financial close and possible material adjustments; the independent auditor has not performed any procedures on these estimates. Management cautions that actual results could differ materially and that these preliminary numbers are not a substitute for final U.S. GAAP financial statements.