Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Robert G. Leary received a grant of 2,062 restricted stock units, each representing a conditional right to one share of Voya common stock. The units were valued at $82.42 per unit on the grant date.
All of these restricted stock units are scheduled to vest at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders, assuming applicable conditions are met. Following this award, Leary holds 6,664 restricted stock units and 868 shares of common stock directly.
GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Ruth Ann M. Gillis reported an equity compensation grant and updated holdings. She received 2,062 Restricted Stock Units, each representing a right to one share of common stock, valued at $82.42 per unit on the grant date. These RSUs will vest in full at 11:59 p.m. Eastern time on the date of the company’s 2027 Annual Meeting of Shareholders.
Following this grant, she holds 29,595 Restricted Stock Units directly and 5,835.393 Deferred Fee Plan Issuer Stock Units, each tied to the value of one share of common stock and payable in cash upon separation or an elected in-service date. She also indirectly holds 7,162 shares of common stock through a trust. The filing reflects compensation and holding updates rather than open-market buying or selling.
Ersek Hikmet reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Hikmet Ersek reported an equity grant. He received 2,062 restricted stock units, each representing a right to one share of common stock. These RSUs will fully vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. Following the filing, Ersek holds 4,747 shares of common stock directly and 4,609 restricted stock units, reflecting a routine award rather than an open-market buy or sale.
Voya Financial director Kathleen DeRose received an equity grant of 2,062 restricted stock units (RSUs) on May 21, 2026. Each unit represents a conditional right to one share of common stock at no exercise cost, valued for this grant at $82.42 per unit.
All 2,062 RSUs are scheduled to vest in full at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. Following this grant, DeRose holds 16,782 RSUs, reflecting routine stock-based director compensation rather than an open-market share purchase or sale.
Voya Financial director Jane Chwick exercised restricted stock units into 2,547 shares of common stock and received a new grant of 2,062 restricted stock units on May 21, 2026. After these transactions, she directly holds 12,141 common shares and 20,910 restricted stock units.
Each restricted stock unit represents a conditional right to receive one share of common stock. The granted units vest under their award agreement, with 100% of these restricted stock units scheduled to vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders.
Biggar Lynne reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Lynne Biggar received a grant of 2,062 Restricted Stock Units at $82.42 per unit, each representing a conditional right to one common share. The units vest in full at 11:59 p.m. Eastern Time on the date of the company’s 2027 annual shareholder meeting.
After these updates, Biggar directly holds 16,983 shares of common stock, 10,471 Restricted Stock Units and 0.987 Deferred Fee Plan issuer stock units tied to common shares, reflecting routine equity-based director compensation rather than open-market buying or selling.
Bowman Biff reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Biff Bowman received a new equity award in the form of restricted stock units. He was granted 2,062 restricted stock units tied to Voya Financial common stock at a reference price of $82.42 per unit.
Following this grant, Bowman holds 8,829 restricted stock units and 527 shares of common stock directly. According to the award terms, 100% of these restricted stock units will vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders.
Voya Financial, Inc. director Yvette S. Butler reported routine equity compensation activity. She exercised derivative securities covering 2,547 shares of common stock, increasing her direct common stock holdings to 2,902 shares. She also received a grant of 2,062 restricted stock units, each representing a right to one share of common stock.
After these transactions, 1,431 restricted stock units remain outstanding. According to the award terms, 100% of the restricted stock units will vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. The filing shows no open-market purchases or sales, only grants and conversions related to compensation.
Voya Financial, Inc. reported the results of its annual meeting of stockholders held on May 21, 2026. Stockholders elected twelve directors, each to serve a one-year term ending at the 2027 annual meeting, with each nominee receiving a strong majority of votes cast.
Stockholders also approved, on an advisory basis, the compensation of the company’s named executive officers, with 83,000,209 votes in favor, 1,056,471 against, and 78,744 abstentions, plus 3,466,146 broker non-votes. In addition, they ratified the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2026 by 84,780,259 votes for, 2,793,694 against, and 27,617 abstentions.
Voya Financial disclosed that Wellington Management group entities reported beneficial ownership of 6,148,950 shares of common stock, representing 6.63% of the class. The filing lists shared voting power 5,391,331 and shared dispositive power 6,148,950 across named Wellington entities.
The Schedule 13G identifies Wellington Management Group LLP and affiliated holding and adviser entities as the filers and states these shares are owned of record by clients of the Wellington investment advisers.