Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. reported Q2 2026 total revenues of $1,896 million, slightly below $1,981 million in Q2 2025. Total benefits and expenses rose to $1,862 million from $1,793 million, reducing income before income taxes to $34 million versus $188 million. Net income available to common shareholders was $90 million compared with $162 million, and diluted EPS was $0.97 versus $1.66. For the first six months of 2026, total revenues were $3,927 million, broadly in line with $3,950 million a year earlier, while net income available to common shareholders declined to $255 million from $301 million, with diluted EPS of $2.73 versus $3.09.
Total assets were $182,946 million at June 30, 2026, up from $178,859 million at December 31, 2025, led by assets held in separate accounts, which grew to $119,424 million from $113,007 million. For the first half of 2026, operating cash flow was $467 million versus $563 million a year earlier; Voya used $301 million for share repurchases and paid $21 million in preferred and $86 million in common dividends. Commercial mortgage loans outstanding were $5,484 million, with non-accrual balances reduced to $13 million from $71 million at year-end and the allowance for credit losses declining to $25 million from $31 million. The company also paid $129 million of contingent consideration tied to its 2025 acquisition of OneAmerica Financial’s full-service retirement plan business, with up to $20 million potentially payable later in 2026.
TOMS Capital Investment Management and related entities are organizing a non-binding no confidence referendum among Voya Financial, Inc. stockholders. They plan to solicit proxies and distribute a definitive proxy statement outlining the proposal, which stockholders will be able to access for free online or by mail. The materials will describe the participants and their interests in the referendum. As of August 5, 2026, TCIM Master Fund Ltd. held or had economic exposure to 1,645,334 Voya common shares, while TOMS Capital Investment Management LP and its general partner TCIM Management GP LLC may be deemed to have beneficial ownership or economic exposure to 4,055,700 Voya common shares through advised accounts.
FMR LLC reported a passive ownership stake in Voya Financial, Inc. common stock on an amended Schedule 13G. As of June 30, 2026, FMR LLC and Abigail P. Johnson were deemed to beneficially own 1,219,203.62 shares of Voya common stock, representing 1.3% of the class, which is described as ownership of 5 percent or less.
FMR LLC has sole voting power over 1,115,517.40 shares and sole dispositive power over 1,219,203.62 shares, with no shared voting or dispositive power. Abigail P. Johnson is reported with sole dispositive power over the same 1,219,203.62 shares and no voting power. One or more other persons may receive dividends or sale proceeds from these securities, but no single such person has more than 5 percent of the outstanding common stock.
Voya Financial reported second-quarter 2026 results showing lower earnings than a year earlier. Net income available to common shareholders was $90 million, or $0.97 per diluted share, versus $162 million, or $1.66, in second-quarter 2025. After-tax adjusted operating earnings were $140 million, or $1.51 per diluted share, down from $240 million, or $2.46. Total revenues were $1,896 million compared with $1,981 million. Management attributes the decline mainly to lower alternative investment income and about $40 million of severance expenses in Corporate, partly offset by continued strength in core businesses.
Retirement pre-tax adjusted operating earnings were $190 million, down from $235 million, but Retirement client assets grew to $863 billion from $757 billion and net revenue for the last twelve months rose 10%. Investment Management pre-tax adjusted operating earnings increased to $57 million from $51 million, with $1.2 billion of net inflows and assets under management rising to $377 billion. Employee Benefits earnings fell to $22 million from $69 million, though its twelve‑month adjusted operating margin improved to 11.0% from 3.7%. Capital deployment remained active: the company generated approximately $150 million of excess capital and returned roughly $200 million via an accelerated share repurchase and $42 million of common dividends, ending the quarter with about $200 million of excess capital and $263 million of remaining repurchase authorization.
Voya Financial, Inc. is the subject of an amended Schedule 13G filing in which The Bank of New York Mellon Corporation and certain subsidiaries report beneficial ownership of common stock. As of June 30, 2026, The Bank of New York Mellon Corporation reports beneficial ownership of 5,747,043 Voya Financial common shares, representing 6.3% of the class, with 5,664,125 shares under sole voting power and 15,147 under shared voting power. Subsidiaries BNY Mellon IHC, LLC and MBC Investments Corp each report beneficial ownership of 4,728,375 shares, or 5.2% of the class, with identical voting and dispositive powers. The shares are held in various fiduciary capacities, so other entities are entitled to dividends and sale proceeds, and no single other person has an interest in more than five percent of the class. The filing states it should not be construed as an admission that these entities are beneficial owners for all legal purposes.
Voya Financial, Inc. reports preliminary assets under management for its Investment Management segment of approximately $377 billion as of June 30, 2026, released ahead of its scheduled August 4, 2026 quarterly results.
The AUM mix includes $117 billion in equity assets, $156 billion in fixed income - public assets, $87 billion in fixed income - private assets, $15 billion in alternative assets and $3 billion in money market assets. By client type, AUM comprises $179 billion of Institutional external client assets, $162 billion of Retail external client assets and $36 billion of Company general account assets, all reported on a market value basis.
Voya Financial, Inc. is providing an early look at expected alternative investment and investment capital returns for the quarter ended June 30, 2026, ahead of its full earnings release scheduled for August 4, 2026.
For the second quarter of 2026, combined alternative investment and investment capital returns are estimated to be a pre-tax loss between $9 million and $19 million, before partial offsets from reduced variable and incentive compensation accruals. At the midpoint, this implies an annualized return of about -2.5%, while the annualized year-to-date return, using actual first-quarter results and the midpoint of the second-quarter estimate, is about +2.5%.
These estimates cover alternative investment income in the general account and investment capital returns in the Investment Management segment. The figures are preliminary, unaudited, subject to completion of normal closing procedures, and may change once full U.S. GAAP financial statements are prepared.
GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Ruth Ann M. Gillis reported an award of deferred stock-based units as part of her compensation. She received 78.703 Deferred Fee Plan Issuer Stock Units tied to Voya common stock, bringing her total holdings in this plan to 5,944.188 units.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or on an earlier elected in-service date, and she may later reallocate these investments. Separately, she holds 29,595 Restricted Stock Units linked to common shares and 7,162 common shares in a trust for her benefit, which she serves as trustee.
Voya Financial officer Trevor Ogle reported an open-market sale of 3,994 shares of common stock at $90.00 per share on June 8, 2026. The filing notes these sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on September 16, 2025.
Following the transaction, Ogle directly holds 2,887 common shares and indirectly holds 6,722.1523 common shares through a 401(k) plan. He also has compensation-related equity awards, including restricted stock units covering 24,796 underlying common shares and performance stock units tied to 61,866 underlying common shares, which can convert to stock based on service and performance conditions.