Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Voya Financial, Inc. (NYSE: VOYA) provides access to the company’s regulatory disclosures as a retirement, employee benefits and investment management company. These documents include current reports on Form 8-K, where Voya furnishes information on financial results, assets under management, capital deployment and other material updates.
Voya uses Form 8-K to report quarterly and year-to-date financial results, often attaching press releases and quarterly investor supplements that detail segment performance in retirement, investment management and employee benefits. These filings describe measures such as adjusted operating earnings, net revenues, adjusted operating margins and sources of earnings, along with explanations of non-GAAP metrics and how they relate to U.S. GAAP results.
Other 8-K filings provide preliminary data on assets under management in the Investment Management segment, broken down by asset type and client category, as well as estimates of alternative investment income relative to long-term expectations. Voya also uses 8-Ks for Regulation FD disclosures related to investor conferences, capital deployment plans such as share repurchase programs, and expectations for alternative investment income.
Through this page, users can review how Voya communicates with regulators and investors about its operations, financial condition and capital management. Real-time updates from EDGAR allow quick access to newly filed 8-Ks and other forms, while AI-powered summaries can help explain the key points in complex documents, such as reconciliations of non-GAAP measures, segment-level performance discussions and descriptions of sources of earnings.
Investors interested in VOYA can use these filings to analyze trends in segment earnings, understand the company’s approach to capital deployment and monitor disclosures about assets under management and alternative investment income, all within a structured regulatory framework.
Voya Financial insider Matthew Toms reported multiple equity compensation transactions involving performance stock units, restricted stock units, and common stock. On February 17, 2026, he was granted 29,499 performance stock units and 24,136 restricted stock units as compensation, with no cash consideration paid.
The performance stock units may vest on February 20, 2029, with common shares delivered between 0% and 150% of the units granted, depending on performance. The restricted stock units vest in three equal installments on February 16, 2027, February 15, 2028, and February 20, 2029, converting to common stock on a 1-to-1 basis.
He also exercised derivative awards, converting 2,576 and 11,346 units into common stock. Separately, 6,457 shares of common stock were disposed of at $74.39 per share to satisfy tax obligations associated with these awards.
Voya Financial reporting person Jay Kaduson received new equity compensation and had related share settlements. On February 17, 2026, Kaduson was granted 26,524 Performance Stock Units and 21,701 Restricted Stock Units at no cash cost as part of compensation awards. The performance units can convert into common stock on February 20, 2029, with the actual shares delivered ranging from 0% to 150% of 26,524 based on performance factors. One-third of the RSUs will vest on February 16, 2027, one-third on February 15, 2028, and one-third on February 20, 2029. Existing RSUs also converted into 17,675 shares of common stock on a 1-to-1 basis upon vesting, and 7,923 common shares were disposed of at $74.39 per share to satisfy tax withholding, leaving 9,752 common shares directly held afterward.
Voya Financial director Lynne Biggar exercised 197 Deferred Fee Plan issuer stock units into 197 shares of common stock. The deferred units, issued under the Amended and Restated Director Deferred Fee Plan, converted at a reference price of $74.51 per share.
After these transactions, she directly holds 16,983 shares of common stock, 8,409 restricted stock units, and 0.987 issuer stock units. Each deferred unit and restricted stock unit represents a right to receive the value of one share of Voya common stock under plan terms.
FMR LLC has filed a Schedule 13G reporting beneficial ownership of 4,914,477.38 shares of Voya Financial Inc. common stock, representing 5.2% of the outstanding class as of 12/31/2025.
The filing shows FMR LLC with sole voting power over 4,818,721.69 shares and sole dispositive power over 4,914,477.38 shares. Abigail P. Johnson is a separate reporting person with sole dispositive power over the same 4,914,477.38 shares and no voting power. The securities are stated to be held in the ordinary course of business and not for the purpose of changing or influencing control of Voya Financial.
Voya Financial, Inc. reported its financial results for the three months and year ended December 31, 2025 and furnished related materials for investors.
The company provided a press release as Exhibit 99.1 and a detailed Quarterly Investor Supplement as Exhibit 99.2, both accessible via its investor relations website. Voya will host a conference call on February 4, 2026 at 10:00 a.m. ET, with an accompanying slide presentation also available online. The earnings materials and slides are furnished, not filed, under the securities laws.
Voya Financial, Inc. reports preliminary assets under management for its Investment Management segment of approximately $360 billion as of December 31, 2025. This total includes $103 billion in equity assets, $153 billion in fixed income - public assets, $86 billion in fixed income - private assets, $15 billion in alternative assets, and $3 billion in money market assets.
By client type, assets under management as of December 31, 2025 consisted of $172 billion of Institutional external client assets, $151 billion of Retail external client assets, and $37 billion of Company general account assets. The fourth quarter of 2025 also includes a client reclassification of approximately $11 billion from assets under management to AUA.
Voya Financial, Inc. reported an insider transaction by its Executive Vice President and Chief Financial Officer involving company common stock. On 12/12/2025, the executive exercised 20,600 performance-based stock options at $37.6 per share and acquired common stock, then sold 20,600 common shares at $75 per share. These trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on May 28, 2025.
After these transactions, the executive directly holds 40,096 shares of Voya Financial common stock. In addition, the executive holds derivative equity awards, including 35,587 performance-based stock options, 20,998 restricted stock units, 43,232 performance stock units, and 847.647 deferred savings plan issuer stock units, each tied to the value of the company’s common stock.
A shareholder of VOYA has filed a Rule 144 notice to sell up to 20,600 shares of common stock through Morgan Stanley Smith Barney. The planned sale has an indicated aggregate market value of $1,545,000.00 and is listed for execution on or about 12/12/2025 on the NYSE. The filing notes that there were 95,162,924 shares of the issuer’s common stock outstanding at the time of the notice.
The shares to be sold were acquired on 12/12/2025 via a stock option exercise from the issuer, paid for in cash. The person submitting the notice represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Voya Financial, Inc. is updating investors on capital deployment and investment income as it participates in the 2025 Goldman Sachs Financial Services Conference. The company expects to repurchase $100 million of its shares in the fourth quarter of 2025 and intends to enter into a new share repurchase plan to buy back an additional $150 million in the first quarter of 2026. Voya also estimates that combined alternative investment income for the fourth quarter of 2025 will be $42 million to $57 million pre-tax, with the midpoint of this range representing an annualized return of 9%. Management plans to provide further updates on these topics during its fourth quarter and full-year earnings call in February 2026.
Voya Financial (VOYA) Executive Vice President and Chief Auditor reported routine equity compensation activity. On 11/28/2025, the officer acquired 455 shares of common stock at $0 upon the vesting and conversion of restricted stock units granted as compensation. On the same date, 144 shares were withheld and disposed of at $70.30 per share, typically to cover tax obligations, leaving 7,587 common shares held directly after these transactions.
The filing also shows 3,324 restricted stock units outstanding, which convert to common stock on a 1-for-1 basis upon future vesting, and 5,026 performance stock units that convert to common stock based on the achievement of specified performance factors. These awards reflect ongoing equity-based compensation rather than open-market buying or selling.