Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. furnished an update on the assets under management of its Investment Management segment ahead of its quarterly earnings release and financial supplement for the quarter ended March 31, 2026, which are scheduled for release on May 5, 2026.
As of March 31, 2026, preliminary AUM for the segment was approximately $353 billion, including $98 billion in equity assets, $152 billion in fixed income – public assets, $86 billion in fixed income – private assets, $15 billion in alternative assets, and $3 billion in money market assets. By client type, AUM included $170 billion of Institutional external client assets, $147 billion of Retail external client assets, and $37 billion of Company general account assets, all reported on a market value basis.
Voya Financial is asking shareholders to elect 12 directors, approve executive pay on an advisory basis, and ratify Ernst & Young as auditor at its virtual 2026 annual meeting on May 21.
Management highlights strong 2025 performance, including over $1 billion of pre-tax adjusted operating earnings, $775 million of excess capital, and more than $1 trillion in combined assets under management and administration. Retirement, Investment Management and Employee Benefits all posted higher pre-tax adjusted operating earnings, with Retirement earning $959 million, Investment Management $226 million and Employee Benefits $152 million, up from $40 million in 2024.
The proxy emphasizes independent board leadership, majority voting, high director attendance, and pay-for-performance. About 94% of CEO compensation and 91% of other named executive officer pay is variable, tied to metrics such as adjusted operating earnings, profitable revenue growth, strategic indicators and multi‑year performance share units.
Voya Financial, Inc. provided an update on capital deployment and preliminary alternative investment income for the quarter ended March 31, 2026. Share repurchases of common stock totaled $150 million in the first quarter, and the company entered into an accelerated share repurchase agreement for an additional $150 million in the second quarter of 2026.
For the first quarter of 2026, combined alternative investment income is estimated at $35 million to $45 million pre-tax, with a mid-point implying an annualized return of about 7.5%. Management emphasized these figures are preliminary, unaudited, subject to change as closing procedures are completed, and should not be viewed as a substitute for full U.S. GAAP financial statements. Further updates are expected with the quarterly earnings materials scheduled for early May 2026.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.
Voya Financial Inc: The Vanguard Group amends Schedule 13G to report zero ownership. The Vanguard Group filed Amendment No. 16, signed 03/27/2026, stating that following an internal realignment effective January 12, 2026 it reports 0 shares and 0% beneficial ownership of Voya common stock.
Voya Financial, Inc. officer Trevor Ogle reported an open-market sale of 1,689 shares of common stock at an average price of 65.0000 per share on March 2, 2026. The sale was effected under a Rule 10b5-1 trading plan adopted on September 16, 2025.
After the sale, he directly owned 6,881 common shares, 61,866 performance stock units awarded as compensation, and 24,796 restricted stock units that convert to common stock on a 1 to 1 basis upon vesting. He also indirectly held 6,476.1035 common shares through a 401(k) plan that includes automatic semi-monthly contributions.
Voya Financial completed a registered public offering of $400 million aggregate principal amount of 5.050% senior unsecured notes due 2036, fully and unconditionally guaranteed by wholly owned subsidiary Voya Holdings Inc. The notes pay interest semi-annually on March 2 and September 2, starting September 2, 2026.
The offering generated approximately $395.2 million of net proceeds after commissions and expenses. Voya intends to use the proceeds for general corporate purposes, which may include repaying the $447 million principal amount of its 3.65% senior notes maturing on June 15, 2026. The indenture includes limitations on liens, certain subsidiary stock disposals, and mergers or asset sales.
Trevor Ogle reported a sale of common shares. The Form 144 shows 8,536 common shares sold on 02/20/2026 for $630,071.18. The notice also lists restricted stock grants of 761 shares dated 07/01/2024 and 07/01/2023, and 167 shares dated 10/28/2022.
Voya Financial executive Tony D. Oh reported multiple equity awards and corrections to prior disclosures. On February 17, 2026, he acquired performance stock units and restricted stock units as compensation, including awards of 2,873 performance stock units and 3,511 restricted stock units, which will convert to common stock based on performance factors.
The amended filing also corrects an earlier Form 4 that understated the awards by 2,117 performance stock units and 2,588 restricted stock units. In addition, derivative exercises converted 683 and 4,430 units into common stock at a price of $0.00 per share, with no reported share sales.