Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. reports higher results for the three months ended March 31, 2026. Total revenues were $2,031 million, up from $1,969 million a year earlier, driven by higher fee and net investment income. Net income available to common shareholders rose to $165 million from $139 million, with diluted EPS increasing to $1.75 from $1.42.
Despite the stronger earnings, other comprehensive income swung to a $273 million after-tax loss, mainly from $377 million of unrealized losses on investments, leading to a $91 million comprehensive loss attributable to Voya. Total assets were $173,433 million and total shareholders’ equity was $6,480 million as of March 31, 2026.
The company continued integrating its 2025 acquisition of OneAmerica’s full-service retirement plan business, paying $129 million of contingent consideration in the quarter, with up to $20 million remaining potentially payable later in 2026. Net cash used in operating activities improved to $36 million, compared with $179 million used in the prior-year quarter.
Voya Financial, Inc. reported stronger results for the three months ended March 31, 2026. Net income available to common shareholders was $165 million, or $1.75 per diluted share, up from $139 million or $1.42 a year earlier. After-tax adjusted operating earnings rose to $214 million, or $2.26 per diluted share, from $195 million or $2.00.
All segments contributed: Retirement delivered pre-tax adjusted operating earnings of $209 million, Investment Management $46 million, and Employee Benefits $63 million. Retirement client assets reached $780 billion, and Investment Management assets under management were $353 billion.
Voya generated about $200 million of excess capital in the quarter and returned $150 million via share repurchases plus $44 million in common dividends. Excess capital stood at roughly $0.65 billion as of March 31, 2026, while financial leverage excluding AOCI was 29.7%.
Voya Financial Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 4,889,113 shares of Common Stock, representing 5.27% of the class as of 03/31/2026. The filing shows sole dispositive power over 4,889,113 shares and sole voting power over 714,914 shares.
The disclosure lists related Vanguard affiliates in accordance with SEC Release No. 34-39538. Signature is by Ashley Grim, Head of Global Fund Administration, dated 04/30/2026.
Voya Financial Inc reports a Schedule 13G ownership disclosure by Vanguard Portfolio Management. Vanguard Portfolio Management reports beneficial ownership of 5,758,715 shares of Common Stock, representing 6.20% of the class as reported. The filing states Vanguard has sole dispositive power over 5,758,715 shares and sole voting power for 25,653 shares. The filing is signed by Ashley Grim on 04/29/2026.
Voya Financial, Inc. Schedule 13G/A (Amendment No. 4) reports beneficial ownership disclosures from The Bank of New York Mellon Corporation and related entities for Common Stock (CUSIP 929089100). The filing lists share positions and voting/dispositive powers for Bank of New York Mellon Corp, BNY Mellon IHC, LLC, and MBC Investments Corp. The filing is signed by Andrew Weiser as Attorney‑in‑Fact on 04/28/2026.
Voya Financial, Inc. furnished an update on the assets under management of its Investment Management segment ahead of its quarterly earnings release and financial supplement for the quarter ended March 31, 2026, which are scheduled for release on May 5, 2026.
As of March 31, 2026, preliminary AUM for the segment was approximately $353 billion, including $98 billion in equity assets, $152 billion in fixed income – public assets, $86 billion in fixed income – private assets, $15 billion in alternative assets, and $3 billion in money market assets. By client type, AUM included $170 billion of Institutional external client assets, $147 billion of Retail external client assets, and $37 billion of Company general account assets, all reported on a market value basis.
Voya Financial is asking shareholders to elect 12 directors, approve executive pay on an advisory basis, and ratify Ernst & Young as auditor at its virtual 2026 annual meeting on May 21.
Management highlights strong 2025 performance, including over $1 billion of pre-tax adjusted operating earnings, $775 million of excess capital, and more than $1 trillion in combined assets under management and administration. Retirement, Investment Management and Employee Benefits all posted higher pre-tax adjusted operating earnings, with Retirement earning $959 million, Investment Management $226 million and Employee Benefits $152 million, up from $40 million in 2024.
The proxy emphasizes independent board leadership, majority voting, high director attendance, and pay-for-performance. About 94% of CEO compensation and 91% of other named executive officer pay is variable, tied to metrics such as adjusted operating earnings, profitable revenue growth, strategic indicators and multi‑year performance share units.
Voya Financial, Inc. provided an update on capital deployment and preliminary alternative investment income for the quarter ended March 31, 2026. Share repurchases of common stock totaled $150 million in the first quarter, and the company entered into an accelerated share repurchase agreement for an additional $150 million in the second quarter of 2026.
For the first quarter of 2026, combined alternative investment income is estimated at $35 million to $45 million pre-tax, with a mid-point implying an annualized return of about 7.5%. Management emphasized these figures are preliminary, unaudited, subject to change as closing procedures are completed, and should not be viewed as a substitute for full U.S. GAAP financial statements. Further updates are expected with the quarterly earnings materials scheduled for early May 2026.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.